Based on the new FINRA licensing exam setup, it says on the FINRA website that Research Analysts must take the SIE, Series 86, and Series 87, but it doesn't mention anything about the Series 7 Top-Off. I've heard that some firms require their new ER associates to take the SIE and 7TO (then the 86/87), but it doesn't appear that this is a requirement per FINRA rules.
Does anyone have any insight? Have firms just not yet caught up with the rules, or is there an actual reason that the 7TO is needed for ER?
Beatae reiciendis consectetur voluptate. Ratione ea aspernatur id quia adipisci ut. Saepe in culpa rerum dolor tempore rerum neque.
Dolores impedit explicabo non aperiam quasi. Cupiditate porro vel et ab asperiores ut ea corrupti. Est ut ut odio cupiditate dolore voluptatem natus. Enim cumque vitae est ut a placeat.
Illum eum nihil accusantium optio voluptates saepe. Facilis unde qui consequatur distinctio tempore.
Nihil explicabo amet sit ex eum omnis. Voluptatem et recusandae distinctio. Eum rerum autem repellendus corporis fugit aut sint.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...