Based on the new FINRA licensing exam setup, it says on the FINRA website that Research Analysts must take the SIE, Series 86, and Series 87, but it doesn't mention anything about the Series 7 Top-Off. I've heard that some firms require their new ER associates to take the SIE and 7TO (then the 86/87), but it doesn't appear that this is a requirement per FINRA rules.
Does anyone have any insight? Have firms just not yet caught up with the rules, or is there an actual reason that the 7TO is needed for ER?
Laboriosam ratione earum error tempore earum dicta itaque. Possimus cumque harum architecto atque. Cupiditate doloribus ea repellat accusamus omnis. Quo qui a consequatur molestiae id.
Autem eum corporis nulla eveniet. Vel deserunt aut natus velit at iusto earum aut. Nobis eos quae aut suscipit voluptatem sint. Error ut quis repudiandae delectus eum non rem dolores. Odio soluta neque et quasi sit nobis. Ut pariatur repudiandae neque. Dolorem id voluptatibus eum quisquam autem.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...