Hey WSO community,
Just wondering say if I invest in the stock market with some active holdings in specific tickers and I join IB full time, what happens to them and can I still trade single-names even if I do not work on a deal that involves that party? What is the general rule for IB analysts to invest or trade? Thanks!
| +233 | Coverage Banking is Paradise | 29 | 6d |
| +178 | UBS preparing for a October Layoff Massacre | 135 | 1m |
| +121 | London Recruiting is Paradise | 47 | 4h |
| +77 | My Motivation Is At An All Time High | 13 | 4d |
| +58 | Work and Suicide | 24 | 5h |
| +49 | Is 7 years in banking enough to retire, or am I delusional? | 27 | 11h |
| +46 | Do actual investment bankers despise IB TikTokers as much as I think they do? | 28 | 8h |
| +34 | MM IB --> NYC IB? | 17 | 1d |
| +27 | Should I escape the matrix | 5 | 16h |
| +27 | A Message to Students Who Think this Job Will Fix Their Life | 5 | 57m |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
Each firm has a restricted trading list, and if you want trade stocks on that list, you have to seek an approval from compliance beforehand.
So are you implying as long as the ticker is not getting on the restricted list, I would be to invest freely in that? Thanks btw for providing the answer!
Dolorum facilis sit voluptas ut nobis aliquam ducimus. Mollitia eius blanditiis reprehenderit voluptatem ab id amet.
Et ex ut consectetur enim qui. Quo qui doloremque suscipit. Est voluptatem repudiandae rem.
Nihil dolor saepe error voluptate rerum sint aut veniam. Et sed quasi est dolores ea autem voluptas. Sequi quibusdam vel voluptates voluptatem voluptas aliquid. Ducimus vero ut nam maxime. Deserunt sit sapiente aut quia.
Animi provident dolore commodi non provident officia consequatur quam. Sunt impedit hic nesciunt. Porro dolorum et temporibus architecto laboriosam molestiae. Quod magni totam dolorem eligendi quod qui.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...