CAREER ADVICE: Investment Management/ RIA

Hey folks,

I’ve already passed the SIE and am trying to figure out what to take next — Series 63, 65, or 66?

I know 66 combines 63 and 65, but it needs a sponsor (like the 63), and 65 you can take solo and use to register as an IAR if you're going the RIA route.

Have any of you gone through a similar decision process? Would love to hear what you took and why. Trying to keep prep time + cost reasonable, too. Appreciate any advice!

5,980 WSO Academy Investment Banking Session Reviews: 4.82/5

Class of '27 Jan 2025 Cohort

4.92/5

Investment Banking Mock Interview

“Great guy, kind and easy to interact with. To be honest, I did have a hard time understanding his accent for the first 5 minutes but I was able to quickly pick it up after that so my session was not affected. He was great at simulating an actual interview environment and asked great question tailored to me in real time. He was also very very very helpful with the actionable steps that he outlined during the last 5 minutes of our call. I am currently in the process of booking another session with him to make sure my technicals are absolutely bulletproof.”

Class of '22 Oct 2026 Cohort

4.63/5

Investment Banking Full Resume Review

“Jeppe was a great reviewer to work with. He took the time to understand my background properly before making any changes, asked thoughtful questions, and helped me present my experience far more clearly and convincingly. He was honest and practical in his feedback, responded quickly, and kept the process moving smoothly from start to finish. He also shared useful perspective on the job market and where to focus next. I would highly recommend him to anyone looking to strengthen their CV. Also very responsive.”

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1	redever	99.2
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4	BankonBanking	99.0
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CAREER ADVICE: Investment Management/ RIA

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CAREER ADVICE: Investment Management/ RIA

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