Compliance Personnel with Series 79?
I was reading through that Finance/Wall Street Wannabes topic and realized the guy in the youtube video doesn't have a single exam on brokercheck. Then I realized most of the guys at my compliance superdays that got offers also haven't passed any exams. Is it uncommon for compliance guys to have their 79 and 7? I feel kind of out of place studying alongside front office friends for these tests without actually being front office.
Bump
It honestly makes more sense compliance guys take these things than banking analysts
Taking the 79 has helped me a lot when it comes to approving CIMs, decks, etc. Is it pretty common at your shop for the compliance team to also have a 7/79?
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