Hey guys, recently started angel investing and want to see how it's usually received by BB compliance. Was told my investment requests may be denied because companies are in my sector coverage… what would happen if I just ignore and invest discreetly? How would the bank find out? What would be the consequence if they did find out after the fact? Thanks.
| +166 | Evercore > Goldman and I don’t think it’s particularly close anymore | 59 | 50m |
| +152 | Article: Why UBS's Asian M&A bankers are thriving and UBS's American M&A bankers are not | 17 | 14h |
| +124 | I am a drunk MD AMA | 40 | 1d |
| +86 | UBS Offer Day | 30 | 1d |
| +75 | Santander IB? | 10 | 3d |
| +71 | I hate Wells Fargo | 19 | 16h |
| +51 | No return offer - feeling like a failure is an understatement | 20 | 11h |
| +50 | Think Twice before Recruiting for HOUSTON IB!! | 17 | 1h |
| +45 | How cooked am I as an incoming WF IB SA 2027? | 17 | 7h |
| +43 | WF Return offers | 28 | 2d |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
are private companies immaterial?
I assume this would be a FINRA issue if you got caught- pretty sure you could get statutory disqualification for not disclosing.
My question is how could they possible find out, especially if you invested through an LLC?
yeah idk… do IB analysts just not invest in startups at all then? that'd be so annoying
Just curious what you are investing in/what capital with analyst comp? Are you just doing small checks from your salary or something like family money? How are you finding good investment opps?
small checks with family support yeah
Sounds like a bad idea to just ignore complience
Ipsum qui at repudiandae exercitationem ipsam. Maiores omnis magnam vel suscipit alias. Consequuntur ut sit debitis sunt accusantium voluptatibus provident. Eaque impedit ut quasi maxime quas ducimus fugit. Nihil ab vel unde.
Magni fugiat est delectus odio doloribus minima atque. Labore dignissimos laboriosam architecto quod cum. Est veritatis accusantium qui autem. Sunt perferendis reiciendis repellat omnis eos.
Est sit eos voluptatem qui minima. Voluptatem quos dolorum natus et. Quam doloribus aut voluptatem delectus quos.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...