Anyone have advice for where I can find good study materials for the sie? I have general understanding but want to brush up a bit on all the nitty and particular regulatory things that seem to be impossible to remember.
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I have relationships with various prep providers. The top 3 prep providers are Kaplan, Pass Perfect And STC. If you are interested in getting a discount on Kaplan, you can use the following link:
https://portal.kaplanfinancial.com/partner/examtutor/portal/create-acco…
https://www.wallstreetoasis.com/forums/securities-industry-essentials-s…
Knopman and STC are generally the best from what I know. I used STC and it was good and very extensive. Knopman was what a lot of my friends used and they liked it.
Grab whichever - Kaplan was fine, I used that. Read through it once or twice and you should be ok if you have a decent understanding already.
Grab something, read it. I never actually took the SIE (grandfathered in) but it's designed for marketing folks and the like. In my opinion people overly obsess over it. If you have a finance background you should be fine with a once-over through the material.
There's an industry joke about all of these licencing exams: "If you passed by more than one point, then you studied too hard." Seriously, nobody's going to care what you got on the exam as long as you have the cert.
To be frank, any vendor is fine as long as you put in the time.
That said, try Achievable! We've partnered with WSO to bring our SIE course to y'all :-)
Our online textbook is easy-to-read and written with real-world examples instead of super dense and old-school material
We have thousands of practice quizzes to continually test you
Our entire course is mobile-friendly, so you study anywhere
You can try the first chapter for free, and the full course includes everything you need for only $74.
Check it out - https://www.wallstreetoasis.com/finra-sie-exam-prep-course
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