3 Comments
 

Based on the most helpful WSO content, here’s the best way to prep for Series exams:

  1. Prioritize Practice Questions: Focus heavily on completing QBank questions. Many users recommend doing as many practice questions as possible, as this helps you understand the format and types of questions you'll encounter. For example, completing 30 questions after each chapter is considered an effective way to learn.

  2. Skim the Textbook: While some suggest skipping the textbook, others find it useful to skim through it initially to familiarize yourself with the content. Take light notes on bolded terms and key concepts.

  3. Use Videos and Summaries: Watching prep videos (e.g., Knopman videos) on 2x speed and taking detailed notes is a time-efficient way to cover the material. Combine this with reviewing class summaries and additional notes.

  4. Focus on Key Topics: Allocate more time to heavily tested chapters and high-level topics. For example, for the SIE, focus on understanding definitions, word associations, and high-level concepts rather than getting bogged down in quantitative details.

  5. Simulate Exam Conditions: Take multiple practice exams in the days leading up to the test. This will help you gauge your readiness and identify weak areas to focus on.

  6. Time Management: If you're short on time, prioritize practice questions and videos over reading the entire textbook. However, ensure you understand the material rather than just memorizing answers.

  7. Review Mistakes: Revisit every question you got wrong or were unsure about. Understanding why you made mistakes is crucial for improvement.

By combining these strategies, you can maximize your efficiency and increase your chances of passing the Series exams. Good luck!

Sources: SIE , Series 79 and Series 63 Advice, SIE , Series 79 and Series 63 Advice, Q&A: Former MBB Consultant, Time allowed to pass SIE/Series 63/79, Securities Industry Essentials (SIE) Exam Overview

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

read the book and have a couple beers

The only difference between Asset Management and Investment Research is assets. I generally see somebody I know on TV on Bloomberg/CNBC etc. once or twice a week. This sounds cool, until I remind myself that I see somebody I know on ESPN five days a week.
 

Accusamus sunt eum laborum quia inventore. Autem dolore consequatur aperiam ad. Cumque aut illo ut enim ipsum. Rerum fugit et sed maiores veniam.

Minus harum et quia quae ex aperiam. Excepturi soluta maxime qui quis accusamus enim non.

Iure aliquam mollitia eos est nulla et neque. Necessitatibus natus voluptas sed qui tempore ab itaque. Odit consequatur voluptatem suscipit doloremque fugit et. Ea asperiores est eos similique rem aut laboriosam ut. Necessitatibus quis aperiam voluptatem in assumenda facere. Sed quasi voluptas autem qui excepturi.

Enim odio omnis autem voluptatem recusandae consequatur. Tenetur facere ea ut ut. Eligendi ratione quis aliquid accusantium. Voluptate aperiam rerum cum sunt tenetur autem.

Career Advancement Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.3%
  • Morgan Stanley 08 97.8%
  • Goldman Sachs 02 97.2%

Overall Employee Satisfaction

August 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Evercore No 98.9%
  • Morgan Stanley 01 98.3%
  • Banco Santander 02 97.8%
  • BMO Capital Markets 12 97.2%

Professional Growth Opportunities

August 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 06 98.3%
  • Goldman Sachs 01 97.8%
  • JPMorgan 01 97.2%

Total Avg Compensation

August 2026 Investment Banking

  • Vice President (16) $429
  • Associates (48) $259
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (25) $178
  • Intern/Summer Associate (14) $159
  • 1st Year Analyst (83) $151
  • Intern/Summer Analyst (75) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
BankonBanking's picture
BankonBanking
99.0
3
kanon's picture
kanon
99.0
4
Secyh62's picture
Secyh62
99.0
5
CompBanker's picture
CompBanker
98.9
6
DrApeman's picture
DrApeman
98.9
7
dosk17's picture
dosk17
98.9
8
GameTheory's picture
GameTheory
98.9
9
Betsy Massar's picture
Betsy Massar
98.9
10
bolo up's picture
bolo up
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”