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Based on the most helpful WSO content, here’s the best way to prep for Series exams:

  1. Prioritize Practice Questions: Focus heavily on completing QBank questions. Many users recommend doing as many practice questions as possible, as this helps you understand the format and types of questions you'll encounter. For example, completing 30 questions after each chapter is considered an effective way to learn.

  2. Skim the Textbook: While some suggest skipping the textbook, others find it useful to skim through it initially to familiarize yourself with the content. Take light notes on bolded terms and key concepts.

  3. Use Videos and Summaries: Watching prep videos (e.g., Knopman videos) on 2x speed and taking detailed notes is a time-efficient way to cover the material. Combine this with reviewing class summaries and additional notes.

  4. Focus on Key Topics: Allocate more time to heavily tested chapters and high-level topics. For example, for the SIE, focus on understanding definitions, word associations, and high-level concepts rather than getting bogged down in quantitative details.

  5. Simulate Exam Conditions: Take multiple practice exams in the days leading up to the test. This will help you gauge your readiness and identify weak areas to focus on.

  6. Time Management: If you're short on time, prioritize practice questions and videos over reading the entire textbook. However, ensure you understand the material rather than just memorizing answers.

  7. Review Mistakes: Revisit every question you got wrong or were unsure about. Understanding why you made mistakes is crucial for improvement.

By combining these strategies, you can maximize your efficiency and increase your chances of passing the Series exams. Good luck!

Sources: SIE , Series 79 and Series 63 Advice, SIE , Series 79 and Series 63 Advice, Q&A: Former MBB Consultant, Time allowed to pass SIE/Series 63/79, Securities Industry Essentials (SIE) Exam Overview

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

read the book and have a couple beers

The only difference between Asset Management and Investment Research is assets. I generally see somebody I know on TV on Bloomberg/CNBC etc. once or twice a week. This sounds cool, until I remind myself that I see somebody I know on ESPN five days a week.
 

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