PE - Politics at Investment Committee / Inefficiencies

Hello PE monkeys. Some thoughts on politics at investment committee.

I am noticing as I progress into mid-level (Snr. ASO / VP) that politics is extremely prevalent at IC, especially amongst mid-levels, to the point of inefficiency.

At my firm, mid-levels are present at IC and asked for their opinions on prospective investments. The story essentially goes, team presents deal. Discussions ensue. Without fail, every mid-level not involved with the transaction shits on the deal / talks up the risk factors and expresses a negative opinion. I have never seen this play out any other way, to the extent it is honestly comical. I think this is a factor of relatively low carry allocations for mid-levels, so interests are not that aligned, and stronger motivations to be promoted by getting visibility on being associated with important transactions for the firm. 

It's also basically a zero risk strategy to shit on other deals - look cautious and if it goes well in the end you can just say the gamble paid off. I'm not sure why the partners even ask for the opinion of other VPs / Snr. ASOs on the deal at this point as the answer will literally always be the same. The flip-side is you also are then forced to become a huge champion of your own deal, not presenting it in a balanced manner as you are aware that others in the team will of course be highlighting all of the negative factors. This is not a comfortable position to be in and has a high risk of making you look intellectually dishonest at IC if you are not careful.

I find it annoying personally as I would just like to be able to have an intellectually honest and balanced conversation about each transaction but everyone is forced into banking mode where you are trying to persuade the IC of the merits / demerits of each deal. 

Curious to hear if there are any novel strategies to mitigate this issue at other firms, or if it is less present anywhere else. I am at an American MM/UMM based in London for context.

3 Comments
 

Based on the most insightful WSO threads, the dynamics you're describing at the Investment Committee (IC) level are not uncommon, especially in mid-market (MM) and upper mid-market (UMM) private equity firms. The politics and inefficiencies you’ve highlighted often stem from structural misalignments and individual incentives. Here are some key insights and potential strategies to mitigate these issues:

1. Root Cause: Misaligned Incentives

  • Low Carry Allocations: As you mentioned, mid-level professionals often have limited carry, which reduces their alignment with the overall success of the firm’s investments. This can lead to a "zero-risk" strategy of criticizing others' deals to appear cautious and risk-averse.
  • Promotion Visibility: Mid-levels may feel the need to showcase their analytical rigor and skepticism to gain visibility with senior leadership, even if it comes at the expense of team cohesion or efficiency.

2. Impact on Deal Dynamics

  • Defensive Posturing: The need to "champion" your own deal while fending off criticism from peers creates an environment where intellectual honesty is compromised. This can lead to overly optimistic presentations or selective omission of risks, which ultimately undermines the IC process.
  • Inefficiency: The predictable pattern of mid-levels criticizing deals for visibility rather than genuine concerns wastes time and detracts from productive discussions.

3. Strategies to Mitigate IC Politics

  • Structured Feedback Mechanisms: Some firms implement a more structured approach to IC discussions, where mid-levels are required to submit their feedback in writing before the meeting. This reduces the performative aspect of criticism and ensures that feedback is thoughtful and constructive.
  • Anonymous Feedback: Introducing anonymous feedback mechanisms for mid-levels can help reduce the pressure to "perform" in front of peers and seniors, fostering more honest and balanced opinions.
  • Incentive Realignment: Adjusting carry allocations or introducing other forms of compensation tied to firm-wide performance can help align mid-levels’ interests with the success of all deals, not just their own.
  • Balanced Presentation Training: Encouraging deal teams to present both the merits and risks of their transactions in a balanced manner can set the tone for more constructive discussions. This might require senior leadership to explicitly reward intellectual honesty over deal advocacy.
  • Cultural Shift: Senior leadership needs to actively discourage performative criticism and foster a culture of collaboration. This could involve calling out unconstructive behavior during IC meetings or setting clear expectations for how feedback should be delivered.

4. Firm-Specific Variations

  • The prevalence of IC politics can vary significantly by firm. For example, firms with a more collaborative culture or those that emphasize team-based incentives tend to experience less of this issue. Conversely, firms with highly competitive internal dynamics or opaque promotion processes often see more of the behavior you described.

5. Your Role in Navigating This

  • Be Strategic: While it’s frustrating, you can use this dynamic to your advantage by positioning yourself as a voice of reason. Offer balanced, thoughtful feedback on others’ deals, highlighting both risks and opportunities. This can help you stand out as a team player and a critical thinker.
  • Build Relationships: Strengthen your relationships with senior leadership and peers outside of IC meetings. This can help reduce the need to "perform" during meetings and foster a more collaborative environment.
  • Stay Honest: While it’s tempting to over-sell your own deals, maintaining intellectual honesty will protect your credibility in the long run. If you present risks transparently and the deal succeeds, it reflects well on your judgment.

In summary, the politics at IC are often a reflection of broader cultural and structural issues within the firm. While you may not be able to change the system overnight, adopting a strategic and balanced approach can help you navigate these challenges effectively.

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

Actually I don't know how to "mitigate" it, but I'd see this as more of an opportunity.

If it's the case that the other mid levels are throwing out any and all risks without a great degree of thought or balance, then be the guy or girl who does show thought and balance. If you're not presenting, for instance, then (AND THIS NEXT BIT IS EVERYTHING) if you do actually believe an investment sounds sensible, say so. And say so sincerely, which you can do by saying a reason or two. Of course, you need to add a "but" and highlight a risk or two, but you'll hopefully stand out as someone who, when he / she opens their mouth, is known to be saying something thoughtful and intellectually honest.

On the contrary, if you're presenting, then if some throws out a risk which is actually fair, say (/ agree) that it is a risk, and maybe you need to do more work on that to get comfortable. You could also respond by adding that (if there's no way to mitigate a risk) conceding that "there's a price for everything". Alternatively, make your fellow mid-levels sweat a bit - if they're being thoughtless or dumb, ask them "What would help you get comfortable with that risk?" (I'm not sure if your ICs allow for that, but it doesn't hurt to let the other side know that you aren't going to be pushed over and they might need to work a bit).

So perhaps there's no way to stop it, but you might be able to use it. There's that phrase "in the land of the blind, the one-eyed man is king"

 
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