Thoughts on the independent sponsor model

I was offered a role with an independent sponsor.  The upside and carry is huge but I view this potentially a high-risk endeavour.  I think there a lot of people fighting for deals, many deals are banked which makes things even more competitive, and getting really good LMM companies that will grow will be tough.  I also view independent sponsors as being undermanned and viewed as being lower in the pecking order vs. tradtional PE firms. So the probability of success seems like it would be low.  Would love to get other people's thoughts on the independent sponsor world and probability of success.

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When you say family offices are trying to go direct more now are you saying by making their own investements or using independent sponsors?  I'm assuming you view this as a plus in the world of independent sponsors.

 
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Through independent sponsors (although family offices do both). The economics on their deals are tilted more towards carry and less towards management fees which is of course attractive from the perspective of the family office.

It’s definitely still a niche and early stage market but I remember reading about the growth in the space. Plus, every fund these days starts as an independent sponsor so unless they never plan to manage commingled funds (some don’t), then it’s effectively an opportunity to join a new fund at the ground floor.

 

I'm in the LP world and starting to see more and more independent sponsors coming about. Main reason is people who spun out of a fund to start their own shop, fundraising is horrid so they're going the IS route for a while. The butterfly effect I've seen is some of the more forward thinking FoFs are looking at IS deals for co-investments and some are pooling them in a dedicated fund. I can see the appeal as you're betting on people who have to make this work and are more incentivized than a PE fund professional to make a deal hit the numbers. The FoFs love it for sourcing purposes as they will know the GP well ahead of a traditional fund and can back funds 1-2 which have the highest odds for outsized returns of anywhere in PE land.

 

Work on the advisory side and our primaries team has taken this same strategy. Help them raise a couple of directs (relatively quick and light touch process) and if they are successful it’s an easy way to sign up the next 4-5 vintages of a fundraise. A lot of LPs will decline the direct opportunity (simply cuz it’s not in their mandate) but like the sponsor and tell us to come back for Fund I.

 

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