A few months from graduating college and
So I am a few months from graduating college for a bachelor in accounting. I am planning on opening my own unaffiliated investment advisory practice, I have about $70,000 all ready to go to help start the business that I raised through my family and my own savings, already passed the series 65 and SIE exam, but do NOT have a sponsor for my series 7/66. I have purchased prep material for it and began studying.
I will not be going for a CFA or CFP designation.
How best I go about getting a sponsor for Series 7/66? I have seen some entry-level jobs at Fidelity but I am sure they will see right through me and decline.
Thanks. Grill me if I am doing it wrong.
masterofnone2, bummer your thread hasn't had a response yet. Maybe one of these threads could point you in the right direction:
I hope those threads give you a bit more insight.
Saw that you passed the SIE, question: I am planning to take it in a week, what should I know down pact (if I haven't mastered it yet)?
The exam inst too hard. Just know the differences between the retirement accounts. 401k, roths.. they seem to focus on that. I only received 2 option questions and the regulatory questions weren't tricky. Just be sure to read the question and answers carefully.
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