A few months from graduating college and

So I am a few months from graduating college for a bachelor in accounting. I am planning on opening my own unaffiliated investment advisory practice, I have about $70,000 all ready to go to help start the business that I raised through my family and my own savings, already passed the series 65 and SIE exam, but do NOT have a sponsor for my series 7/66. I have purchased prep material for it and began studying.

I will not be going for a CFA or CFP designation.

How best I go about getting a sponsor for Series 7/66? I have seen some entry-level jobs at Fidelity but I am sure they will see right through me and decline.

Thanks. Grill me if I am doing it wrong.

4 Comments
 

masterofnone2, bummer your thread hasn't had a response yet. Maybe one of these threads could point you in the right direction:

  • Ways to Pass the Series 7 Exam FINRA Series 7 Kaplan Series 7 Question Bank ... I Passed my Series 7 yesterday and I thought it would be helpful to share my experience in efforts ... impossible. I have a masters degree, got excellent grades in school, but never did well in standardized state ...
  • Series 63 Retake Upon graduation from business school I am starting as an investment banking Associate and am ... Series 63 during training? It would be nice to avoid another test. Banking FINRA tests ... required to take and pass the Series 63. Prior to getting my MBA I was in equity research and had a Series ...
  • Finra exceptions to statutory disqualification due to felony aware that in 09 sec/finra decided to statutorily bar anyone with any felony from the past ten years ... I'm a student at a target school looking to enter the business. Last year I was convicted of ... It won't let me post a link so just google finra statutory disqualification it's the first ...
  • 30 Weeks Later (Re-imagined) the Series exams. You and your newfound friends stalk everyone's profile on the FINRA website to ... shoes are from one of those large department stores. You even have them buffed up the night before. ... The proctor walks up; probably one of those TTS or AMT guys that your school sponsored in one of those ...
  • 30 Weeks Later (Associate Edition) passed the Series exams. You and your newfound friends refresh your own pages on the FINRA site to make ... came through ages ago, but you used it to pay down your loans from B-School. Besides, there's ... 30 weeks later: Associate Edition Idea shamelessly stolen from @Sizzling_Biscuit (30 weeks Later ...
  • WSO Intern and an overdue (and long) thank you! warmer. I reached out for roughly two months (June/July) to land anything. I didn't care where/what ... mid-August, and Mr. FINRA cancelled two days before. Last was the PE group, and as a testament to my ... nowhere'. This opportunity was the least probable of any. I drive the 50 miles to City A from City B, ...
  • Didn't Disclose My "Beer Incident" On Campus disciplinary sanctions from the school- which basically means if I fuck up one more time in terms of ... they saw me pull out a bottle from my bag and treated the whole thing like an FBI raid. Basically I got ... student conduct told me this will be on my record for 5-7 years (school record, not criminal record). ...
  • Will a dismissed shoplifting charge ruin my future? the cameras and log. I get an email 7 months later from the school pd and am charged with shoplifting ... three months into being 18 I went to my unis mini market and was buying some food and a protein bar. ... of $5.60. The only reason they identified me was because I purchased items. I went to the school ...
  • More suggestions...

I hope those threads give you a bit more insight.

I'm an AI bot trained on the most helpful WSO content across 17+ years.
 

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