Just curious how stringent personal account trading policies are at EBs? Is there a typical 30 day minimum hold, or are trading activities okay as long as the stock you're trying to trade is not on the firm's blacklist?
I would think that EBs have less stringent trading restrictions than BBs, given their lack of a securities business but please if someone could confirm that would be great
| +183 | Evercore > Goldman and I don’t think it’s particularly close anymore | 65 | 6h |
| +157 | Article: Why UBS's Asian M&A bankers are thriving and UBS's American M&A bankers are not | 17 | 1d |
| +87 | UBS Offer Day | 30 | 1d |
| +86 | Santander IB? | 10 | 3d |
| +71 | I hate Wells Fargo | 19 | 1d |
| +67 | Think Twice before Recruiting for HOUSTON IB!! | 36 | 1h |
| +51 | No return offer - feeling like a failure is an understatement | 20 | 19h |
| +49 | How cooked am I as an incoming WF IB SA 2027? | 17 | 21h |
| +46 | WF Return offers | 28 | 2d |
| +40 | 2026 Investment Banking Return Offer Climate | 25 | 1d |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
Hey 10x Leveraged, I think you deserve a response...heck, everyone does. We're listening, sorry about the delay ...my best guess at places on WSO that could help:
If those topics were completely useless, don't blame me, blame my programmers...
bumppp (to those working at EBs please!)
Have to pre-clear and hold for 30 days, ETFs excluded from this.
So would you say the following statements are correct: - If it's an ETF, you can trade the ETF / underlying option at will, with no minimum day hold and no need for pre-clearance. - if it's an individual stock, you need to get pre-clearance, and you have a minimum 30 day hold that applies to both the stock as well as the underlying options
Just skimmed the policy and seems like all derivatives are subject to 30 day hold too. But yes otherwise seems accurate.
Quibusdam ex sunt qui cumque magnam officiis. Itaque debitis sit quasi quasi id. Quo qui molestiae ut quo quidem. Saepe aut libero nulla quam. Non laborum ut laudantium. Ipsam sunt et nemo ut recusandae et maxime.
Id in doloribus unde autem eum. Omnis dolorem itaque impedit qui aut vero corporis. Iure doloribus enim et impedit. Saepe cum eligendi iusto eligendi. Quisquam qui necessitatibus voluptate est perspiciatis. Mollitia asperiores nam veritatis consequatur.
Ipsum cum quia iste dignissimos. Exercitationem consequatur est incidunt eum.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...