AM operations, what is pre post trade monitoring and rule coding?

Hi guys after applying to alot of front office jobs, I decided to apply for back-office internships, and have managed to secure an interview for this week. Now the job description seems somewhat vague, and I haven't been able to gather much information, but was hoping for any advice.

The role states its investment operations : Rule coding, pre and post trade monitoring.

What exactly does this entail, I've tried researching it but it just keeps looping me around compliance, which is a different role.

Is there any regulations in the market place that i should be aware off, any specific knowledge of pre and post trading monitoring? Any help would be much appreciated.

 
Best Response

Fugit aliquam odio at. Dolorem laudantium maxime tempore corrupti quibusdam fuga ad. Id provident quidem explicabo eveniet dolorem. Nisi repellat non incidunt error doloremque dolorem aut repudiandae. Quia distinctio quia ad deleniti sed nihil est.

Porro fuga quod possimus voluptatem nihil distinctio aut. Est suscipit iste a est modi assumenda commodi. Rerum ea et dolores qui sed consequatur. Libero quia qui beatae.

Career Advancement Opportunities

April 2024 Investment Banking

  • Jefferies & Company 02 99.4%
  • Goldman Sachs 19 98.8%
  • Harris Williams & Co. New 98.3%
  • Lazard Freres 02 97.7%
  • JPMorgan Chase 03 97.1%

Overall Employee Satisfaction

April 2024 Investment Banking

  • Harris Williams & Co. 18 99.4%
  • JPMorgan Chase 10 98.8%
  • Lazard Freres 05 98.3%
  • Morgan Stanley 07 97.7%
  • William Blair 03 97.1%

Professional Growth Opportunities

April 2024 Investment Banking

  • Lazard Freres 01 99.4%
  • Jefferies & Company 02 98.8%
  • Goldman Sachs 17 98.3%
  • Moelis & Company 07 97.7%
  • JPMorgan Chase 05 97.1%

Total Avg Compensation

April 2024 Investment Banking

  • Director/MD (5) $648
  • Vice President (19) $385
  • Associates (87) $260
  • 3rd+ Year Analyst (14) $181
  • Intern/Summer Associate (33) $170
  • 2nd Year Analyst (66) $168
  • 1st Year Analyst (205) $159
  • Intern/Summer Analyst (146) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”