Hello all,
I work as a stockbroker for a small brokerage firm. My firm helped me get Series 7 and 63. Although my boss doesn't need me to get any additional licenses at this point, I thirst for more knowledge. I want to take Series 3, 65, and 67 to add more qualifications to my resume (and perhaps prepare for a job switch).
I already have an U4. Can I go register for the exams myself or my company must do it for me? I don't know the process. When I took 7 and 63, my company opened an exam window for me, then I went to FINRA's website to choose exam dates. I don't remember seeing any payment option on the website since my company paid for me.
I appreciate your answers!
Series 3 you can do on your own. Honestly, the 7 is mich more valuable.
Ehmerica, I already have 7 and 63. I'm just wondering if I may go to FINRA's site register for the exams myself without my company's help.
I read somewhere that to register for an exam myself I need an U10. But I already have an U4 so there's really no need for an U10. Also, U4 and U10 cannot be active at the same time.
What I meant is that having the 7 is worth more and the 3 is not a value add unless you want to learn more about hedging.
Sapiente voluptates consequatur ex error hic. Est quis doloribus placeat eveniet. Odio quia eveniet tempore modi provident.
Maiores temporibus nesciunt distinctio recusandae sit maiores quae. Qui quia enim tempore ratione quia dolorem. Temporibus beatae quia perspiciatis nemo et accusantium molestias. Quas nostrum labore velit ex asperiores.
Molestias vero delectus eius. Cumque recusandae est qui asperiores. Dignissimos porro rem ad voluptatem laborum. Hic cumque placeat commodi est.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...