U4 Record - what goes on there?
What kind of information goes onto a person's U4? Apparently the CRD contains more information than is visible via BrokerCheck. If you get laid off, does it say that or does it just say you were terminated?
What kind of information goes onto a person's U4? Apparently the CRD contains more information than is visible via BrokerCheck. If you get laid off, does it say that or does it just say you were terminated?
| +6 | Background Check | 5 | 4d |
| +6 | CLT -> NY IR? | 3 | 6d |
| +3 | What is going on | 1 | 2d |
| +3 | Applying to SA27 programs that are reopening months after signing offer? | 1 | 2d |
| +2 | End of my career before graduating college | 3 | 1d |
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