Need to apply to some positions that don't require licenses (see below). I would say I have very good soft skills (hence the book value), but not sure how to show that in the resume. I also don't have any leadership experience as it was just me growing my book of business. I understand my story may be of interest to some of you, but please I am just looking for advice here on my resume and future job prospects, not the details of my case. Thank you.
My background
I am currently a wealth advisor with a book of around 26MM. I am 27 years old and have been doing this for around 6 years. I have my series 7, 65, and 63. I went to a non-target school for my BA in Business Administration with a specialization in Finance and have a minor in Economics. I graduated with a 3.682 GPA
Long story short, due to some very, very unfortunate (and may I say unfair) circumstances, the state that where I conduct most of my business in will be suspending my license, and most likely barring me from the industry. This will likely have a ripple effect to all other states where I am registered with FINRA and hold an insurance license. The matter the state was investigating me for was non-customer related and did not affect any Broker-Dealer, but was instead outside the scope of the wealth management business.
Based on that, I am unlikely to ever be able to hold any professional or governmental license. This would include CPA, CFA, an attorney's license, or anything registered with FINRA or the SEC.
I am in need of a career shift and have no clue where to start. I have had this one position ever since post-grad, and although I have done well, I don't have much to show outside of it. Nothing really extra to pack on my resume either. Are there any courses to fill my resume that I can get real quick before being suspended? Ideally, I would apply for positions with a resume that shows I have my S7, S65, and S67 since technically I do still hold those.
I have not started extensively looking yet as I am still going through the shock and depression of all of this. I am trying to think of industries I can start applying to. PE and venture capital seem possible, but they are extremely hard to get my foot in the door. I was also thinking of corporate finance, but am hoping that an employer when running a background check doesn't immediately disqualify me. Consulting seems like a drag but maybe that's possible?
I'd appreciate any help you all can give. Thanks.
Gonna need to know what you did to get suspended my guy
Et qui et ex quam voluptas odio. Accusamus quos officiis facilis et cupiditate. Ea consequuntur et recusandae odio quia voluptas. Ut ut dolores aut libero veritatis voluptatem. Exercitationem voluptatem quos corporis et qui odio voluptas. Porro facere minima ut quod fuga sed.
Dolorum quasi quia voluptatem quos est. Nobis accusantium consequatur dolorem et possimus eos tempore. Sint architecto laborum et aliquam. Corrupti nesciunt non vitae aut ipsa. Perferendis ea distinctio eos hic architecto quis. Odit dolorem inventore sit perspiciatis et omnis. Voluptatem consectetur ducimus explicabo saepe dolorum.
Ut non quam omnis esse. Nostrum nesciunt qui commodi a et cum repellendus unde. Voluptatum nemo maiores nulla vero optio beatae aspernatur. Fuga culpa a et. Expedita itaque iusto molestiae a dolorum non fugit. Mollitia quidem laborum quis dolor sint voluptatem odio ut.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...