Personal Accounts Question
(Senior Chimp, 24
Points)
on 12/18/06 at 7:43pm
If you work at a BB with Brokerage Arm say...ML, are you required to have any accounts be with ML?
Or for example, could I work in IBD at ML and have an e*trade account?
Just not positive how this works, I do know that at my PE place we have to have all of our statements CC'd to our compliance office. But obviously we don't have any kind of brokerage so the aforementioned question is no issue





most
places you are required to submit what accounts you have and the amounts. Some places you have a choice of what brokerage firms you can use...I can pick from 4 I think.