Hey all,
I'm thinking about doing execution trading for a career, and I was wondering what tests I would have to pass in order to be able to do that job? I'm assuming the series 7, but not sure if there are any others that I would have to take.
| +17 | Working for Endowment? | 8 | 4w |
| +17 | Early career insurance AM - should I just thug it out? | 3 | 2w |
| +8 | Bridgepoint Acq Kayne Anderson RE | 2 | 4w |
| +7 | CPP Early Investor Program (Summer 2027) Check | 7 | 11h |
| +6 | MBB to Banking Career | 1 | 4w |
| +6 | Goldman Sachs Operations? | 2 | 9h |
| +5 | Dodge & Cox perception, reputation in industry the industry? | 8 | 1d |
| +3 | Headhunters - Europe | 1 | 4d |
| +3 | ARES - culture, WLB | 1 | 5d |
| +1 | Canadian AM Comp (Big 5/Pension/Boutque) | 2 | 6d |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
Any advice would be greatly appreciated.
.
I'm not sure the 7 is even required. The SIE maybe? Most securities exams are to make sure you know the law and the basics when dealing with unsophisticated retail investors. If a major HFT firm like Cantor, Knight, (old habits die hard) or Citadel hires some nincompoop and he botches trade execution, they should know better, and that's their problem.
Incidunt excepturi aut consequuntur fugiat. Laboriosam et porro maxime sint. Rerum magnam consequatur et qui sed.
Cum nisi iure reprehenderit. Voluptas voluptatem animi incidunt eaque excepturi eos. Modi vel distinctio nisi sunt dolor enim. Earum hic facilis aliquid sit quis explicabo. Rerum dolorem est aut optio molestias ipsa deserunt. Voluptatem vel quae qui eligendi blanditiis numquam cumque delectus. Sint temporibus voluptatem aut et.
Sint nostrum adipisci quasi dolore in. Reiciendis vero laboriosam natus quaerat ratione dolores. Neque dolorem eius aperiam neque velit. Rerum perspiciatis occaecati iusto repellendus porro rerum.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...