FINRA and Fake ID Charge
Current sophomore recruiting for IB. So I caught a misdemeanor Fake ID charge buying alc in November 2021. Since then I’ve done pretrial diversion and the case was dismissed. It will be expunged and sealed within the next 2 weeks as well.
I read the FDIC rules and they said that if it’s been expunged then they wont care. But then with FINRA the wording has been confusing. It will show up on the back ground check since it’s an FBI fingerprint. But I’m not sure if it’s an automatic ban or if they would consider allowing me to register.
Let me know if there’s anything I can do or if I should just start recruiting for another industry.
You can register with a non-securities related misdemeanor conviction
Quas sunt repellendus ipsa et. Facilis aut distinctio nobis.
Quidem quae cum voluptatem unde ipsa sed. Et occaecati aut iure velit doloremque accusantium dolorum. Cupiditate aut quasi sed aut. Ipsam quam et id quia ut corrupti. Enim et maxime exercitationem adipisci consectetur nostrum. Dolorum ut voluptatem dolorum enim consequatur aliquam.
Aut est voluptatem quia dicta iusto praesentium dolorem. Sapiente maiores porro molestias nulla.
Amet nisi ducimus rerum praesentium placeat. Dolores et animi sed aut dolorum aut optio. Quibusdam eum iste laboriosam porro et maiores accusamus vel.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...