SIE help

I know it's not a big achievement but I just took it and passed after having spent quite a bit of time being pretty stressed about it. I don’t come from a finance background so I didn’t know what much of these topics were beforehand. If anyone is about to take it or is in a similar boat I want to help alleviate any stress/questions you may feel/have.

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Hey man, huge achievement. I really respect that. I've been having a hell of a time with this test, the concepts are just so confusing. Can you clear up this question from my practice test for me? I can tell you're a genius.

Q: If your client is an executive at Public Company A and gives you inside information, what should you do?

A) Take a shit on the floor

B) Trade on inside information

C) Call your non-registered friend to trade on the inside information for you

D) Don't trade on inside information

 

My baseline assessment was 46%

I then read through the book and then scored 58%

I then watched all videos and scored 56% (I don’t know what happened here)

I then read the Key Concepts and scored 66%

I then just grinded questions and revisited everything I was getting wrong and then got a 74% on Diagnostic Exam 1

Did more questions and then got a 90% on Diagnostic Exam 2

I was then hitting consistently in the 75-85% range and took it

 

Oh the trauma

Why the hell did we need to learn about brokerage accounts?? I'm an investment banker smh

 

I got serious about the exam about 3-4 weeks before taking it. I read a chapter a night which took 2 weeks, then I watched the videos in about 3-5 days (could’ve spent longer here). I then spent the last few days (4-6) on questions. Every question I got wrong I would write down and review a couple of times throughout the day. The day before the exam I watched specific parts of the videos I was having a harder time with and then ran through the key concepts again.

I felt pretty well, I went through the whole test and flagged about 20 questions for review, then revisited them and guessed on maybe 3-5 questions. I used about 1 hour of the allotted test time.

Looking back I think watching the videos and then reading the book would have been better just because if you have no baseline in the information, the book is like drinking from a fire hose.

 

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