Special situations / FIG / Balance sheet (ROIC not EBITDA) investing - what does this mean?

What does this even mean? I realize there’s probably content on this elsewhere but not sure I’m looking at the right stuff. I had a recruiter ask about special situations / FIG / balance sheet investing more focused on ROIC than EBITDA. What does that mean?

I do middle market and large cap growth technology investing with low leverage from a consulting background and I focus like 95% on P&L and 5% between cash flow and BS so the words the recruiter said were basically gibberish to me. Can anyone recommend some reading?

7 Comments
 

Sounds like insurance related investing.  Ie; you are trying to optimize your return of equity capital to outpace your required payments to policy holders, etc. Most of the multi-asset megafunds  (ie; likes of BX, KKR, Apollo, Ares, Carlyle, Brookfield, etc.) have groups that focus on this in some sort of way.  Most notable transaction in the space is the Athene / Apollo transaction which has quite a bit of info written about it. 

See attached for some additional background:  https://www.mckinsey.com/industries/private-equity-and-principal-invest…;

 

I think ROIC investing would be about looking at the company's net income (or NOPAT) and dividend paying ability. This is common for some entities that are interested in cashflow generation vs maximizing equity value (endowments, banks, insurance companies, etc.)

In a normal PE deal, you lever the business and use the cashflow to pay down debt and your target is to maximize the value of your equity at exit so your IRR.

In a "ROIC deal", your preference is for the highest net income and highest dividend payment, so you look at ROIC and Dividend Yield on your original investment. Leverage would increase your ROIC but would lower your dividend yield, so you try to strike the right balance between the two.

Modelling is the same, you just look at metrics other than IRR

 
Most Helpful

I think the above poster makes sense, though I would disagree with the relatively lower focus on IRR. IRR and MOIC are still the key metrics at the end of the day by which you measure the investment.

Now, to your point, what you are describing is a matter of nuance - in a typical, non-FIG PE deal, ROIC is crucial as well (think about it as EBITDA less NWC change less CAPEX divied up by operating assets). The higher the ROIC, the higher your ability to pay down debt, the more value accrued to equity. No change in thinking there. The real change is the FIG context, which throws the whole leverage point out the window and refocuses all attention on equity. The best example is investing in a bank - you can't really lever it (it's already massively levered via deposits; you can optimize the cap structure below depos with different tiers of capital but that's for another day). So you buy into the equity at whatever P/B multiple you can, bank generates some net income (hopefully) and then you start collecting dividends. Your return drivers there are essentially return on equity (i.e. a ROIC-equivalent but linked to equity, not the entire capital structure) and the P/B at exit (plus whatever net income that wasn't spent on dividends accrued to equity). Very similar with insurance too, as someone else mentioned. 

As far as I can gather, this type of investing is very asset heavy (whether FIG or otherwise) and it's generally not about high growth situations but rather stressed/ distressed type stuff. Can be quite exciting.

Btw, is this Warburg?

 

Quibusdam qui qui reiciendis quam at corporis quis. Ipsa id provident nobis atque esse. Ad dolore totam dicta et sapiente ex dicta.

Incidunt officia odio aut cupiditate aut iste rem. Voluptate totam vitae quas eveniet facilis aut perspiciatis.

Repellendus odio praesentium ut eos labore. Ad eos voluptate consectetur totam. Impedit occaecati sit est quibusdam. Odio eum neque explicabo autem reiciendis et incidunt debitis. Odio earum eum occaecati adipisci dolorum. Sint omnis sapiente praesentium facilis eum quos voluptas.

Perferendis perspiciatis illum praesentium placeat. Occaecati in voluptas aperiam voluptatem ducimus. Ut labore qui illum rerum natus aspernatur id. Voluptatem qui voluptatem voluptatum necessitatibus.

Career Advancement Opportunities

June 2026 Private Equity

  • The Riverside Company 99.6%
  • KKR (Kohlberg Kravis Roberts) 99.2%
  • Blackstone Group 98.9%
  • Warburg Pincus 98.5%
  • Bain Capital 98.1%

Overall Employee Satisfaction

June 2026 Private Equity

  • KKR (Kohlberg Kravis Roberts) 99.6%
  • The Riverside Company 99.2%
  • Ardian 98.9%
  • Blackstone Group 98.5%
  • Starwood Capital Group 98.1%

Professional Growth Opportunities

June 2026 Private Equity

  • Bain Capital 99.6%
  • The Riverside Company 99.2%
  • Blackstone Group 98.9%
  • Starwood Capital Group 98.5%
  • KKR (Kohlberg Kravis Roberts) 98.1%

Total Avg Compensation

June 2026 Private Equity

  • Principal (9) $653
  • Director/MD (24) $547
  • Vice President (97) $363
  • 3rd+ Year Associate (104) $281
  • 2nd Year Associate (234) $272
  • 1st Year Associate (411) $229
  • 3rd+ Year Analyst (33) $157
  • 2nd Year Analyst (95) $134
  • 1st Year Analyst (271) $124
  • Intern/Summer Associate (37) $80
  • Intern/Summer Analyst (351) $61
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
Secyh62's picture
Secyh62
99.0
3
BankonBanking's picture
BankonBanking
99.0
4
kanon's picture
kanon
99.0
5
CompBanker's picture
CompBanker
98.9
6
Betsy Massar's picture
Betsy Massar
98.9
7
DrApeman's picture
DrApeman
98.9
8
dosk17's picture
dosk17
98.9
9
GameTheory's picture
GameTheory
98.9
10
Mimbs's picture
Mimbs
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”