U4 / U5 when switching from IB to PE?
Hi guys -
I have a few questions regarding U4 / U5 as the web doesn't return any good info on it.
- The Bank I left have sent me U5 that was submitted to FINRA
- My current PE shop doesn't require registration, but I don't want to loose the license
- How do I amend my U4 to let FINRA know that I am employed with someone else?
Thanks!
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