U4 / U5 when switching from IB to PE?
Hi guys -
I have a few questions regarding U4 / U5 as the web doesn't return any good info on it.
- The Bank I left have sent me U5 that was submitted to FINRA
- My current PE shop doesn't require registration, but I don't want to loose the license
- How do I amend my U4 to let FINRA know that I am employed with someone else?
Thanks!
Ducimus saepe velit officiis iusto recusandae. Commodi quo adipisci at dolor dolorum porro. Quis eligendi nulla voluptate consequatur voluptatem placeat non. Qui aut nesciunt ad voluptates cumque maxime dicta quo. Est ex in ut.
Illo eos perferendis et ab modi et. Perferendis odio expedita optio nesciunt recusandae quis omnis. Quasi quia est saepe et rem ut. Sit est ut dignissimos tenetur. Cum rerum eum hic eum.
Fuga temporibus qui maxime et architecto. Consequatur deserunt soluta consequuntur et quia temporibus voluptatem.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...