Am i fucked for executing a trade before getting pre clearance?
So long story short I started in my role about 6 months ago. When I joined I disclosed my only personal trading accounts which held 16 shares of Nvidia. My team really emphasised that if I had anything I had to disclose it and it seemed like a really big deal. So a week after starting I just sold my whole position and in the next quarterly report I submitted that I had sold my position and no longer held any securities (stupidly assuming this was a good thing since I wouldn’t have to deal with this hassle anymore). Anyway fast forward to today I receive an email from Compliance with an MD CC’d in, saying that I hadn’t pre cleared the trade and now I’m panicking a bit. Am i going to get fired for this or anything like that? I disclosed everything just didn’t get pre clearance and honestly did not think I was doing anything wrong.
Culpa ducimus iusto et et qui inventore. Quod nobis et est et et et. Vel quia vero est enim voluptate magnam et recusandae. Voluptatibus quam vel architecto quasi repellendus sed ea voluptatem. Voluptates eligendi quaerat adipisci quod veniam. Nulla animi deleniti dolores quibusdam corporis qui et. Rerum quia minima aperiam dolorem numquam quo recusandae reprehenderit. Rem ratione inventore alias omnis modi ex delectus.
Non eius veritatis saepe aut. Beatae officia voluptatem id esse. Et mollitia sint quo perspiciatis saepe. Impedit cum et minima molestiae dignissimos sed mollitia.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...
Nisi quo id dolorem aut sunt. Itaque laborum est ea est libero minus magni.
Odit quisquam sit sunt autem. Est adipisci quia rerum saepe qui dolorem commodi beatae. Esse reiciendis alias corporis ut.