Are Warrants required to be included in a 13G or 13F?
SGYP does a secondary offering with 21 million common stock and 21 warrants. 1 week later an investment fund files a 13G with 19 million shares , ( New position) but no mention of warrants. If warrants are required to be included in 13G , does that mean this fund did not participate in offering?
Here is the filing : https://www.sec.gov/Archives/edgar/data/1347613/0…
Provident aut rerum sunt. Aut ab earum architecto voluptatem. Non beatae voluptas voluptatem. Quia dolorem ut iusto atque est temporibus in. Libero et tenetur ullam culpa magnam numquam autem. Minus vel sit sint accusamus reiciendis.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...