I work in commercial banking at a large regional bank. We recently closed on a large debt facility for a publicly-traded client. They did not provide us complete FYE financials (but obviously did give a considerable amount of financial info) when we put together the credit package.
Their earnings call is coming up; I'm not barred from investing in their stock, am I?
| +224 | Why UBS Is the Worst Place to Start Your IB Career | 36 | 20m |
| +162 | ONLY THESE BANKS OR YOU STRUCK OUT | 41 | 6h |
| +116 | UBS 2nd Year Analyst Q&A (2026) | 19 | 19m |
| +65 | Firm Thinks I'm Lying About Offer | 20 | 1d |
| +59 | Indiana University Fraternity Pipelines | 36 | 5h |
| +50 | Rogo AI | 20 | 18h |
| +47 | Elite Boutique interview questions | 12 | 39m |
| +45 | Suspended for a Year | 19 | 14h |
| +39 | Stay at Weak Dealflow Team or Lateral? | 12 | 2d |
| +23 | 1st Half 2026 (1H26) RX IB & RX Co. Rankings | 16 | 17h |
Career Resources
Get instant access to lessons taught by experienced private equity pros and bulge bracket investment bankers including financial statement modeling, DCF, M&A, LBO, Comps and Excel Modeling.
If you have to ask, just don't do it. I don't know, if it's illegal, but it's ABSOLUTELY a red flag. People get investigated for those red flags.
It really depends. If that info is public then it's fair game. If that's an internal thing that people outside don't know and can't find out except from company employees, you'd absolutely be insider trading. To second @James-Owens, it's definitely a red flag and if you have to ask, you're already teetering an ethical line. Most firms prohibit trading their own company stock for this reason.
Iste fugit facilis praesentium ipsam harum necessitatibus. Sunt officia ullam est error facere. Architecto sunt sed consequatur deleniti aut aliquam aperiam. Quidem quia quo sint.
Vel voluptatum qui quas est. Ut voluptatem minima quis qui culpa ipsam illo.
Et ad harum soluta dignissimos non numquam et. Voluptatum fuga dolor unde dicta facilis voluptas. Maiores dicta quibusdam temporibus maxime et vero.
Enim debitis et voluptas ut nulla est in. Nihil praesentium eaque quae veniam.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...