So i joined a bank last month and I accidentally had an investment preclearance breach that is being reported. How serious is this and does anyone have prior experience?
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You'll be fine. Accidentally did something similar on my internship. It also got reported, nothing happened. Just don't do it again.
Got a slap on the wrist for first offense.
Might have to retake the class/certification if the bank has one
Usually operates like a Strike system, just don't do it again.
Looks like we got a Bill Tsai 2.0 on our hands, boys. Let's get him!
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