Lost Series 7 and 63 over FINRA Confusion
I finished my last 4 of 10 continuing ed modules (I was not working in the banking industry but wanted to stay current). I called FINRA and there was a massive misunderstanding on completion dates with me and a new rep. Because of that, I missed my final completion date by a week, and FINRA wouldn't even pull the call transcripts.
Now I am hoping to restart my career in banking. FINRA says I can file for a Series 7 waiver but I lost my 63. I also would have to take the 79 which I don't think is related to my waiver request. What are the chances a new employer would let me file a waiver on their behalf and is it really hard to get one through?
Quick background: 2 years IBD, 13 years in credit trading, MBA. I think that was on the list of things FINRA will take into account.
Thanks kindly for any advice or help.
Eric
Ipsum corrupti ut qui recusandae rem voluptate et fuga. Impedit autem iure laboriosam in.
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