Lost Series 7 and 63 over FINRA Confusion
I finished my last 4 of 10 continuing ed modules (I was not working in the banking industry but wanted to stay current). I called FINRA and there was a massive misunderstanding on completion dates with me and a new rep. Because of that, I missed my final completion date by a week, and FINRA wouldn't even pull the call transcripts.
Now I am hoping to restart my career in banking. FINRA says I can file for a Series 7 waiver but I lost my 63. I also would have to take the 79 which I don't think is related to my waiver request. What are the chances a new employer would let me file a waiver on their behalf and is it really hard to get one through?
Quick background: 2 years IBD, 13 years in credit trading, MBA. I think that was on the list of things FINRA will take into account.
Thanks kindly for any advice or help.
Eric
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