Not disclosing a PA to compliance
how bad is it if I decide not to disclose my personal brokerage account to Compliance? and what are the odds that they find out?
Trending Content - Investment Banking Forum
| +130 | New Article: Dramatic Slide as UBS #22 (US) & New Leadership Desperately Needed | 25 | 5h |
| +102 | Americas M&A League Table Q2 Updated | 49 | 6m |
| +73 | Wealthy Parents / Jaded | 24 | 1d |
| +58 | How are hours rn for SA (interns) | 31 | 20h |
| +54 | A COMPLETE GUIDE TO SUMMER INTERNSHIP RECRUITING | 11 | 19h |
| +49 | Venezuela Debt Restructuring - LAZ vs CVP | 22 | 1d |
| +42 | Boutique firm wants access to my LinkedIn? | 34 | 17h |
| +33 | Investment Banking in Mexico | 9 | 21h |
| +28 | MM bottom bucket bonus | 9 | 4d |
| +26 | Investment Banking is Hard | 11 | 15m |
Career Resources
Quasi quidem fuga assumenda nobis. Est magni officiis consectetur quod. Similique blanditiis ad nisi ut ullam sit animi. Incidunt ut non velit aliquid. Fuga aut corrupti voluptas voluptatibus doloribus.
Eos earum est eum qui. Est cupiditate molestiae commodi voluptates. Assumenda sed cum repudiandae dolorem. Voluptatem voluptatem ad facilis dolore sit ullam necessitatibus. Sunt occaecati aperiam quia maxime laborum dolor mollitia. Minima illo eligendi sequi. Occaecati non sed facere molestiae qui iste eum in.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...