Series 79 - quick turnaround

Hi everyone, new hire into banking and I was given a week to pass the series 79. I’ve been given access to the knopman material but wanted to know if anyone had any tips on how to go about this. I took the initial assessment (before doing any studying) and scored a 60%

3 Comments
 

Based on the most helpful WSO content, here are some tips for preparing for the Series 79 exam on a quick turnaround:

Study Tips:

  1. Focus on High-Yield Topics:

    • Prioritize heavily tested chapters such as IPOs, M&A, Tender Offers, Bankruptcy, Documents, Placements, Regulations, Suitability, Advisor Roles, and Quantitative Analysis.
  2. Utilize Knopman Materials Efficiently:

    • Watch Knopman videos at an accelerated speed (e.g., 2x speed) to cover more material quickly.
    • Take detailed notes on each video to reinforce learning.
  3. Practice with QBank:

    • Allocate most of your study time to completing QBank questions.
    • Aim to understand the rationale behind each answer, not just memorizing them.
    • Write answers and notes next to the respective sections in your summary for quick reference.
  4. Create a Study Schedule:

    • Given the short timeframe, create a daily study schedule to cover all necessary material.
    • Consider studying one chapter every day and completing 30 questions after each chapter to reinforce learning.
  5. Review and Understand Answer Choices:

    • Make sure to read all answer choices for each question, whether you got them right or wrong, to understand the nuances.

Additional Tips:

  • Word Associations:

    • Use word associations to help eliminate incorrect answer choices.
    • For example, associate "old investor" with "conservative investments" like munis and money market funds.
  • Financial Statements:

    • Be aware that financial statements provided on the test are usually small (10-15 lines) and straightforward.

Timeline:

  • Study Time:
    • Typically, 60 to 120 hours are recommended for Series 79 preparation. Given your one-week timeline, aim for intensive study sessions each day.

By following these tips and maintaining a disciplined study schedule, you can maximize your chances of passing the Series 79 exam within a week. Good luck!

Sources: SIE , Series 79 and Series 63 Advice, SIE , Series 79 and Series 63 Advice, How To Pass The Series 57 Exam, SIE, 63, 79 Prep Tips, SIE Exam: Updated Info & Tips

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