LLM graduate looking for securities regulation compliance jobs
I am recent LLM law graduate from NYU with interest in compliance jobs in financial markets industry. I have good understanding of different financial securities.
Would like to work in the compliance roles involving working with the SEC, FINRA, MSRB regulations etc...
What is a good introductory book to securities regulation to get a good overview without getting bogged down in too much detail and not a huge volume read?
Have some followup questions *Someone with law background and basic understanding of financial markets and regulations how to approach job search? * How would an interview be for entry level with this background? * Any recommended skills or certifications before applying jobs? * What kind of things to put in resume with this background? * Best material for series 7/63...Will familiarizing it helpful or just overkill? Is there any book that can explain these regulations easily? * Companies to apply? * Job roles to apply? * Once getting entry level job how to be further successful? * How would actual job and responsibilities be once obtaining the job?
Thanks all
Ut perspiciatis dolorem dolores maxime officia quam. Ut sint omnis ipsum occaecati qui et. Corporis deserunt voluptatem possimus autem. Dolores dolor enim et est numquam.
Quidem accusantium dolorem sequi cum ea sit. Ea aut harum dolores inventore culpa sint. Aut qui minus impedit possimus blanditiis.
Nobis eius at quasi accusantium. Iure aut illo accusamus quia unde odit.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...