When to start studying for Series Exams

Hi, I’m an incoming analyst and am looking for some advice. Should I try to pass the SIE before I start working this July since you don’t need sponsored? Should I start studying for the other Series exams this spring, or will that be included in training?

12 Comments
 

Waiting for my bank to send out prep materials. Was told that should be coming relatively soon, would expect by the new year

 
Most Helpful

Your firm will give you a week or two to study, but at that point it does get a bit stressful given the time constraint and competing demands - i.e. other miscellaneous shit you need to do for onboarding/hitting the desk. The Series exams aren't rocket science, but there are a lot of random rules you have to memorize..so you can't blow them off. 

If you have the time now, it certainly doesn't hurt to get them out of the way. It'll make your life a lot easier when you're onboarding/hitting the desk, and it'll prevent the off-chance of you failing and looking like a complete dumbass/making a terrible first impression.

TLDR; - if you have the free time, get them out of the way now. If not, you'll likely be fine...but it'll be a little stressful when you have to cram. 

 

Molestias fuga occaecati consectetur. Aliquid suscipit repellat ut velit praesentium. Architecto accusamus quia consectetur est sint ea explicabo labore.

Quia fugiat alias iste porro. Sint sit dignissimos corporis sapiente earum esse dignissimos. Nam dolores quos explicabo aut porro dolore. Suscipit fugit necessitatibus sit amet fuga. Non qui et omnis nisi consequatur. Molestiae possimus voluptas quaerat nihil sapiente maxime nobis.

Enim ut soluta sint ipsum harum. Tempore est nesciunt voluptas ratione quod. A deserunt saepe qui.

Career Advancement Opportunities

October 2026 Investment Banking

  • Evercore 01 99.5%
  • Moelis & Company 01 98.9%
  • JPMorgan 01 98.4%
  • Morgan Stanley 07 97.9%
  • Guggenheim Partners 01 97.4%

Overall Employee Satisfaction

October 2026 Investment Banking

  • Moelis & Company No 99.5%
  • Morgan Stanley 02 98.9%
  • Evercore 01 98.4%
  • Banco Santander 02 97.9%
  • BMO Capital Markets 12 97.4%

Professional Growth Opportunities

October 2026 Investment Banking

  • Evercore 01 99.5%
  • Moelis & Company 01 98.9%
  • Morgan Stanley 05 98.4%
  • Goldman Sachs 01 97.9%
  • JPMorgan No 97.4%

Total Avg Compensation

October 2026 Investment Banking

  • Vice President (16) $429
  • Associates (57) $264
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (28) $184
  • Intern/Summer Associate (16) $161
  • 1st Year Analyst (84) $151
  • Intern/Summer Analyst (76) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”