Hello Everyone. I was wondering if anyone knows the licenses (Series 7, 63, etc.) and/or designations (CFA, etc.) that are "required" to work in and/or be the head off (CEO or Chairman) a private equity and/or asset management firm? The internet hasn't provided much insight on this topic, but I'm pretty sure you need licenses, such as the Series 7, to trade securities on behalf of a pool of individuals. I appreciate any advice and assistance. Thank you in advance for your cooperation.
Trending Content - Private Equity Forum
| +89 | Nothing to do at work & bored to hell | 9 | 14h |
| +67 | Do people over-index on 'moats' | 22 | 6h |
| +52 | Predicted Net Worth in Trodden Finance Path by 60? | 20 | 14h |
| +44 | Biggest (avoidable) failures in PE Investments? | 25 | 8h |
| +38 | Why is ROIC never really a topic when looking at companies IRL | 11 | 4d |
| +22 | What do you think of PE Value Creation Careers in 2026? | 5 | 2h |
| +19 | Senior IR Lifestyle | 3 | 5d |
| +12 | NY LMM PE Recruiting | 3 | 1d |
| +12 | Honest opinions needed about lateraling | 4 | 2d |
| +12 | How to approach Buyside Recruiting | 3 | 5d |
Career Resources
Cupiditate libero quasi aliquid ipsum natus. A quasi labore velit. Dolore autem hic sint odit totam.
Natus perferendis maxime autem illum commodi accusamus et. Totam sit eveniet quia quam dolor ex in sed. Et numquam explicabo in consequatur cum quaerat nisi dolores.
Neque autem sed consequatur veniam. Molestias odit voluptas ut ab. Eum dicta eaque tempora doloribus natus. Odit omnis nesciunt ipsa voluptatibus corrupti sunt ea.
Eum alias et dolorem tenetur perspiciatis iure. Soluta odio soluta quisquam placeat quia. Molestiae velit consectetur ut iure. Ea omnis qui assumenda delectus.
See All Comments - 100% Free
WSO depends on everyone being able to pitch in when they know something. Unlock with your email and get bonus: 6 financial modeling lessons free ($199 value)
or Unlock with your social account...