Investing as SA
I’m an incoming summer analyst and want to invest in the bank that I’m working at… anyone know if this would be a problem or am I good?
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You will not be allowed to make any investments unless you declare/get permission for whatever trade you want to do from Compliance, and then you must execute your trade within the timeframe they give, otherwise you need to seek permission again.
I'm an incoming SA and have heard that you can buy/sell as much as you want before you start, but you after you start you'll need clearance before making trades. Also if you buy options now that expire during parts of the summer you may be forced to sell.
You can buy ETFs and that’s it. No individual stock trades are allowed unless cleared through HR.
What about relatives?
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