I received a caution in the UK (criminal record)

...for “pursuing a course of conduct that amounted to harassment”. I had an awfully bad break up with my then girlfriend and I called her by phone too many times to amend our situation, which was uncanny and I realized later. Note, that cautions in the UK are given for petty crimes like writing graffiti and are NOT convictions. I got this caution while I was working in i-banking, and I think the stress of the job then really made me overreact. Caution will be eligible to be wiped off fully from my UK record (though not my UK police certificate) next May.

I’ve been out of the industry for a few years and am looking to pivot into High finance in the US. Should I be disclosing this caution? I am quite worried. I have a MBA from top bschool some good experience to back myself. Let myself down with this...

7 Comments
 

This would all depend on whether these cautions are something that can get picked up when a company does a Disclosure and Barring Service (DBS) check on you.

I'm in the U.S., and not super-familiar with DBS checks beyond knowing that there's a filtering system that may or may not exclude your particular sort of caution but hopefully some of our U.K. monkeys will see your post and offer some insight.

Good luck to you.

 
Most Helpful

In the US you normally need to disclose felonies (can go to jail for a year or more) and finance related misdemeanors (potential jail time of less than a year) to regulators. Violations (not normally jail time) do not need to be disclosed. Employers can ask about non-finance related misdemeanors. "Criminal history," in most states, but violations aren't considered crimes. (pleaing something down to a violation in exchange for a financial penalty is often a good strategy, don't ask me how I know) To me this sounds similar to a violation, but if you want a solid answer you could always hire a lawyer.

The only difference between Asset Management and Investment Research is assets. I generally see somebody I know on TV on Bloomberg/CNBC etc. once or twice a week. This sounds cool, until I remind myself that I see somebody I know on ESPN five days a week.
 

mfw Americans call "forcey fun time" rape

I’m a fun guy. Obviously I love the game of basketball. I mean there’s more questions you have to ask me in order for me to tell you about myself. I'm not just gonna give you a whole spill... I mean, I don't even know where you're sitting at
 

Reiciendis qui itaque quibusdam corrupti asperiores aut praesentium. Eum harum ex repellendus eius quis. Accusamus ab in deleniti vero quia.

Career Advancement Opportunities

May 2026 Investment Banking

  • Evercore 01 99.4%
  • Moelis & Company 01 98.8%
  • JPMorgan 01 98.2%
  • Guggenheim Partners 01 97.7%
  • Morgan Stanley 07 97.1%

Overall Employee Satisfaction

May 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Morgan Stanley 01 98.8%
  • Evercore 01 98.2%
  • BMO Capital Markets 12 97.6%
  • Banco Santander 01 97.1%

Professional Growth Opportunities

May 2026 Investment Banking

  • Moelis & Company No 99.4%
  • Evercore No 98.8%
  • Morgan Stanley 05 98.2%
  • JPMorgan No 97.7%
  • BMO Capital Markets 12 97.1%

Total Avg Compensation

May 2026 Investment Banking

  • Vice President (14) $434
  • Associates (43) $259
  • 3rd+ Year Analyst (8) $210
  • 2nd Year Analyst (22) $179
  • Intern/Summer Associate (13) $156
  • 1st Year Analyst (75) $151
  • Intern/Summer Analyst (65) $101
notes
16 IB Interviews Notes

“... there’s no excuse to not take advantage of the resources out there available to you. Best value for your $ are the...”

Leaderboard

1
redever's picture
redever
99.2
2
kanon's picture
kanon
99.0
3
Secyh62's picture
Secyh62
99.0
4
BankonBanking's picture
BankonBanking
99.0
5
DrApeman's picture
DrApeman
98.9
6
Betsy Massar's picture
Betsy Massar
98.9
7
dosk17's picture
dosk17
98.9
8
GameTheory's picture
GameTheory
98.9
9
CompBanker's picture
CompBanker
98.9
10
Linda Abraham's picture
Linda Abraham
98.8
success
From 10 rejections to 1 dream investment banking internship

“... I believe it was the single biggest reason why I ended up with an offer...”