Tips on critical thinking when looking at a CIM

Hello,

This can be even a challenge for senior bankers when trying to win a deal as a buy-side advisor when being asked what the investment risks are when looking at a CIM.

I read many 60+ pages CIM and sometimes, it is hard for me to understand what the risks are. Perhaps I have not done one investment on my own so I cannot determine what being mentioned in a CIM can be a risk.

If you are working on a buy-side gig, could you please share some tips on how to critically think about how to determine something mentioned in a CIM can be a potential risk to a buyer?

Thank you!

23 Comments
 

What the above poster said.
Read the business overview section first. Then the industry. And then go to the financials. See what are the big line items there, and think critically about what would impact them. Once you've gone through enough CIMs, this comes more naturally. Before that, you can dig up the publicly listed companies in that space and read through their risks section in their annual reports. Not all risks might be mentioned, that's why critically think 
Bankers' job is to sell whatever the f they get their hands on, so you have to think what things they will be omitting from CIM. Imagine your self really as a buyer and this becomes very easy actually.   

 

- Unmaterialized addbacks and synergies

- The multiple you're paying 

- EBITDA to free cash flow conversion (i.e. EBITDA is nice but what if the business spends 80% of on it on maintenance capex every year?)

- Management skin in the game post-transaction (who is staying and who is rolling equity)

- Client concentration

- % of recurring/repeat revenue vs contracted revenue

 

It’s all about cash flow right at the end of the day: you need it to service/pay down debt (to make LBO math work) or grow business (either inorganic or organically). 
 

Now think about the Company’s strategy and how they actually make money. What can go wrong with that? Is it losing a key customer? Competition eroding pricing power? Inflation eroding margins? Poor M&A integration? There’s a ton of things but I always found it helpful to frame this way 

 

Thank you everyone for your responses. For me when I read a CIM, it is basically a sale material from the sell-side advisor to the buy-side and they will make things so glamorous. I am looking to get into the buy side in a different sector and learning how to look at these CIMs and spot out some investment risks, either on the quantitative or on the quality move components.

 

Few other things I like to look at:

- Key growth drivers: Riding market growth? Taking market share? New products / services? Price increases?

- Margins: Is there operating leverage / efficiency to larger scale?

- Differentiation: What do they do better / differently from every competitor and how sustainable is this gap? Is it a better product/service, lower price point, brand recognition, intellectual property, etc.?

- Market: how big is it, is it growing, what are major risks/threats/tailwinds etc.? 

 

Imagine the entire cim was built by 22 year old analysts on 3 hrs sleep.  The financial section was built by a junior team member who couldn't even tell you what the business does (he just cares about getting his model to not ref and turning a product that makes his vp happy).  The vp and above likely have never looked at the model.

Scrutinize and see what is simply just banker speak.

 

Long way: Read enough CIMs in a given industry (plug for specialized vertical teams/funds) and you will start to develop a view of everything that you should be getting from a CIM. Using this mental model, the holes are the risks/areas for further DD.

Short way: Rabbit nailed it, but would add working capital, capex and other cash flow drivers that can absolutely fuck you. Unknown unknowns (government decides to give away free money for 2 years) are not worth worrying about beyond answering that one IC member who actually lived through stagflation's questions.

Bonus: In healthcare, befriend a lawyer and get instincts for which structures do and do not comply with Stark and Kickback.

 

Is there any way I can find CIMs as a student, can't seem to find any even on the sec (okay if dated back like 10+ years)

 

Check de-SPAC investor presentations (i.e. when a SPAC announces it's merging with a target). Those are basically shorter-form CIMs and are all made public via 8-Ks. 

Ex: https://s26.q4cdn.com/607044225/files/doc_presentations/2020/MultiPlan-…

To challenge yourself with the above example: MultiPlan is currently being sued for material omission / misrepresentation of material information. What information seems missing from the deck?

 
Most Helpful
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Check de-SPAC investor presentations (i.e. when a SPAC announces it's merging with a target). Those are basically shorter-form CIMs and are all made public via 8-Ks. 

Ex: https://s26.q4cdn.com/607044225/files/doc_presentations/2020/MultiPlan-…

To challenge yourself with the above example: MultiPlan is currently being sued for material omission / misrepresentation of material information. What information seems missing from the deck?

This ask isn't for me, but I was curious and took a look through the presentation. 

I would assume there is an issue either with the actual use of funds or drivers of P&L/growth. Most likely an issue with the latter. Given this is a multi-product company, is based on customer contracts (recurring revenue) and they seem to talk a lot about Adj. EBITDA so I'm going to guess that the real issue is somewhere in here. Looks like they reconcile Adj. EBITDA, and talk through this Non-GAAP Measure... so let's see about customers and revenue.

Slide 11: Looks like historical revenue grows massively between 2015-2019, but they omit years 2016-2018 in this view. However, on slide 24, you can see the annual revenue from 2016-2019. Looks like revenue is increasing 2016-2018, then drops off in 2019 to levels below 2016. The question--IMO--is what happened? From the revenue mix between top 10 customers and all others, it looks like Top 10 lost around 1.4% of ground which--as a proxy not knowing what happened in the 'All Others' customers or new customers were added or if there were upsells/downsells--lowered revenue by ~$60m in 2019A. My guess then on omission is that a top 10 customer either churned or somehow was a downsell, but since they added new customers (aka new revenue), they could conceal this churn or downsell. If that customer represented a large part of revenue or concentration, then it would call into question the claims of 'very sticky customer base' and the claim that 'MultiPlan is the preferred partner' for top customers. They specifically say they are the preferred partner for the top 4 customers and my guess is either one of those churned or maybe 1 or more in the remaining 6 of the top 10.

I know this is very back of the napkin, but my best guess.

Punchline: Typically the biggest areas of risk--IMO--are with non-gaap measures, claims of revenue growth/sustainability/etc., and uses of capital. 

Happy to be proved wrong, if this is totally off base. 

 

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