Series exams
Maybe a dumb question (I’m not American) but do you have to pass series exams in order to be an investment banking analyst anywhere in the United States?
Maybe a dumb question (I’m not American) but do you have to pass series exams in order to be an investment banking analyst anywhere in the United States?
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Career Resources
Yes, every US investment banker must take all 3.
This is not necessarily true - Lazard for instance doesn’t have to take any exams until you’re an associate (other firms don’t have to take the 63). Most people take the SIE/79 tho
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