Ask me for a list of IB's/AM firms whatever in any city

Hey Guys,

I remember a thread on here a while back that was similair to this and it helped a lot. I am a SA and have the Saturday off and bored as hell (in a city where I no nobody , not in NYC, and only one other SA in my class who is from here I have nothing better to do lol...at least I work a lot right) but I have access to CAP IQ and I am willing to do company screenings for you guys. Shoot me a city name

 

There must be more you cant search for prop or trading under industry type Screening Criteria
1) Geographic Locations: New York (Primary)
2) Business Description: Keyword: proprietary trading

Company Name Exchange:Ticker Geographic Locations Alexander, Wescott & Company, Inc. - New York (Primary) Avatar Trading, LLC - New York (Primary) Barkley Trading, LLC - New York (Primary) Credit Suisse (USA), Inc. - New York (Primary) D.S. Wolf Group International, LLC - New York (Primary) Datacom Technology Group, Inc. - New York (Primary) Decision Software, Inc. - New York (Primary) Epiphany Trading LLC - New York (Primary) First New York Securities, L.L.C. - New York (Primary) Harbor Solutions, LLC - New York (Primary) Hudson Capital Group, LLC - New York (Primary) Jefferies Group Inc. (NYSE:JEF) NYSE:JEF New York (Primary) Lab49, Inc. - New York (Primary) NYFIX Millennium, L.L.C. - New York (Primary) Pencom Systems Incorporated - New York (Primary) X-tra Petroleum (OTCPK:XTPT) OTCPK:XTPT New York (Primary)

 

NJ

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: New Jersey (Primary)
2) Industry Classifications: Diversified Financials (Primary)
3) Business Description: Keyword: trading

Company Name Exchange:Ticker Geographic Locations
ADP Financial Information Services, Inc. - New Jersey (Primary)
Algorithm Trading Solutions - New Jersey (Primary)
Arbitrage & Trading Management Company - New Jersey (Primary)
BNY Capital Markets, Inc., Institutional Fixed Income Division in New Jersey - New Jersey (Primary)
BrokerTec Global, LLC - New Jersey (Primary)
Buckman, Buckman & Reid, Inc. - New Jersey (Primary)
Capital Access International LLC - New Jersey (Primary)
Checkfree Investment Services, Inc. - New Jersey (Primary)
ChoiceTrade, Inc. - New Jersey (Primary)
Cross Point Capital LLC - New Jersey (Primary)
Crown Financial Holdings, Inc (OTCPK:CFGI) OTCPK:CFGI New Jersey (Primary)
Donald & Co. Securities, Inc. - New Jersey (Primary)
Edison Venture Fund - New Jersey (Primary)
Formula Investing, LLC - New Jersey (Primary)
Freimark Blair & Company, Inc. - New Jersey (Primary)
FX Solutions, LLC - New Jersey (Primary)
G. X. Clarke & Co. L.P. - New Jersey (Primary)
GAIN Capital Group, Inc. - New Jersey (Primary)
GAIN Capital Holdings, Inc. - New Jersey (Primary)
Geocapital Partners LLC - New Jersey (Primary)
Hain Capital Group, LLC - New Jersey (Primary)
Harrisdirect LLC - New Jersey (Primary)
Hill Thompson Magid & Co., Inc. - New Jersey (Primary)
Hold Brothers LLC - New Jersey (Primary)
Hotspot FX, Inc. - New Jersey (Primary)
Hudson Securities, Inc. - New Jersey (Primary)
ICAP Securities USA LLC - New Jersey (Primary)
Knight Capital Group Inc. (NYSE:KCG) NYSE:KCG New Jersey (Primary)
Knight Equity Markets, L.P. - New Jersey (Primary)
LibertyView Capital Management, Inc. - New Jersey (Primary)
MJL Partners, LLC - New Jersey (Primary)
Ml Appleton Futuresaccess Llc - New Jersey (Primary)
ML Cornerstone Futuresaccess LLC - New Jersey (Primary)
Ml Futures Investments LP - New Jersey (Primary)
ML Principal Protection L.P. - New Jersey (Primary)
MLM Index Fund - New Jersey (Primary)
National Discount Brokers Group, Inc. - New Jersey (Primary)
National Stock Exchange, Inc. - New Jersey (Primary)
NeoNet Securities, Inc. - New Jersey (Primary)
Order Execution Services Holdings, Inc. - New Jersey (Primary)
Order Execution Services, LLC - New Jersey (Primary)
Pershing Group LLC - New Jersey (Primary)
Pershing LLC - New Jersey (Primary)
Princeton Securities Corp - New Jersey (Primary)
PVM Oil Associates, Inc. - New Jersey (Primary)
Refco Securities, LLC - New Jersey (Primary)
REMATA Trading, LLC - New Jersey (Primary)
Ryan Beck & Co., Inc. - New Jersey (Primary)
Ryan Beck Holdings Inc. - New Jersey (Primary)
SESCO Enterprises, LLC - New Jersey (Primary)
Sloan Securities Corp. - New Jersey (Primary)
Somerville Trading Enterprises, LLC - New Jersey (Primary)
Starsupply Petroleum, LLC - New Jersey (Primary)
Sturdivant & Co., Inc. - New Jersey (Primary)
TradeTrek Securities, LLC - New Jersey (Primary)
TradeWeb LLC - New Jersey (Primary)
Trading Weapon.com - New Jersey (Primary)
Trading Weapon.com, Research Division - New Jersey (Primary)
Trillium Trading, LLC - New Jersey (Primary)
Tullett Prebon Energy Inc. - New Jersey (Primary)
UBS Capital Markets L.P - New Jersey (Primary)
ViewTrade Securities Inc. - New Jersey (Primary)
Xerxes Holdings, LLC - New Jersey (Primary)

*Denotes proprietary information.

 

I searched for all trading in NY here it is

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: New York (Primary)
2) Industry Classifications: Diversified Financials (Primary)
3) Business Description: Keyword: trading

Company Name Exchange:Ticker Geographic Locations
A.B. Watley Direct, Inc. - New York (Primary)
AB Watley Group Inc. (OTCPK:ABWG) OTCPK:ABWG New York (Primary)
Abel/Noser Corp. - New York (Primary)
Aberdeen Israel Fund Inc. (AMEX:ISL) AMEX:ISL New York (Primary)
Acai Solutions, LLC - New York (Primary)
Actrade Financial Technologies Ltd. - New York (Primary)
Adirondack Portfolio Management Inc. - New York (Primary)
Aegis Capital Corp. - New York (Primary)
Albert Fried & Company, LLC - New York (Primary)
Alexander, Wescott & Company, Inc. - New York (Primary)
AllianceBernstein L.P. - New York (Primary)
Allianz Funds - NFJ Small-Cap Value Fund (MutualFund:PCVC.X) MutualFund:PCVC.X New York (Primary)
Alpha Investment Management, Inc. - New York (Primary)
America First Associates Corp. - New York (Primary)
American Stock Exchange LLC - New York (Primary)
Argent Trading Inc. - New York (Primary)
Atoll Asset Management - New York (Primary)
Auerbach Grayson & Company Incorporated - New York (Primary)
Avatar Securities, LLC - New York (Primary)
AXIOM SGI - New York (Primary)
Ballista Securities, LLC - New York (Primary)
Barkley Trading, LLC - New York (Primary)
Bear Stearns Private Client Services Division - New York (Primary)
Bear Wagner Specialists LLC - New York (Primary)
Bear, Stearns & Co. Inc. - New York (Primary)
Bedford Holdings, Inc. (OTCPK:BFHI) OTCPK:BFHI New York (Primary)
Benchmarq Trading LLC - New York (Primary)
BGC Financial Group, Inc. - New York (Primary)
BGC Financial, L.P. - New York (Primary)
BGC Partners, Inc. (NasdaqGS:BGCP) NasdaqGS:BGCP New York (Primary)
BGC Partners, Inc., Prior to Merger with eSpeed, Inc. - New York (Primary)
BGC Partners, L.P. - New York (Primary)
BIDS Holdings, L.P. - New York (Primary)
BIDS Trading, L.P. - New York (Primary)
Blackhawk Partners, Physical Commodities Trading Group - New York (Primary)
Blaylock & Company Inc. - New York (Primary)
Bloomberg Tradebook, LLC - New York (Primary)
BNJ Capital Securities Corp. - New York (Primary)
BNY ConvergEx Execution Solutions, LLC - New York (Primary)
BondDesk Trading LLC - New York (Primary)
Brean Murray, Carret & Co., LLC - New York (Primary)
Broad Street Trading LLC - New York (Primary)
Broadband Capital Management LLC - New York (Primary)
Broadcort Capital Corp. - New York (Primary)
Broadpoint Securities, Inc. - New York (Primary)
BroadWall Capital, LLC - New York (Primary)
BrokerageAmerica, Inc. - New York (Primary)
BTIG, LLC - New York (Primary)
Burdge, Daniels & Co. Inc. - New York (Primary)
Burlington Capital Markets, Inc. - New York (Primary)
Burnham Investors Trust - Burnham Financial Services Fund (MutualFund:BURK.X) MutualFund:BURK.X New York (Primary)
Butler Capital Investments, LLC - New York (Primary)
C.E. Unterberg, Towbin - New York (Primary)
Calyon Securities (USA) Inc. - New York (Primary)
Cantor Fitzgerald & Co. - New York (Primary)
Cantor Fitzgerald Securities - New York (Primary)
Cantor Fitzgerald, LP - New York (Primary)
Capstone Business Credit, LLC - New York (Primary)
Cathay Financial LLC - New York (Primary)
CentreInvest Inc. - New York (Primary)
Chapdelaine Institutional Equities - New York (Primary)
Chardan Capital Markets, LLC - New York (Primary)
Chartered Capital LLC - New York (Primary)
CIBC Sales and Trading - New York (Primary)
Citi Markets & Banking - New York (Primary)
Citigroup CIB - New York (Primary)
Citigroup Global Markets Holdings Inc. - New York (Primary)
Citigroup Global Markets, Inc. - New York (Primary)
Citigroup Sales & Trading - New York (Primary)
Citigroup, Inc. (NYSE:C) NYSE:C New York (Primary)
CL King & Associates, Inc., Investment Banking Arm - New York (Primary)
Cohen Specialists LLC - New York (Primary)
Cohen, Duffy, McGowan & Co. LLC. - New York (Primary)
Coleman & Company Securities, Inc. - New York (Primary)
Communications Equity Research, LLC - New York (Primary)
Concept Capital, LLC - New York (Primary)
Condor Securities Inc. - New York (Primary)
Corinthian Partners, L.L.C. - New York (Primary)
Correspondent Services Corporation - New York (Primary)
Cougar Trading, LLC - New York (Primary)
Credit Lyonnais Rouse (USA) Limited - New York (Primary)
Credit Suisse (USA), Inc. - New York (Primary)
Credit Suisse Alternative Capital Event Driven Master Fund, LLC - New York (Primary)
Credit Suisse Alternative Capital Tactical Trading Fund, LLC - New York (Primary)
Credit Suisse Alternative Capital Tactical Trading Institutional Fund, LLC - New York (Primary)
Credit Suisse Alternative Capital Tactical Trading Master Fund, LLC - New York (Primary)
Credit Suisse Securities (USA) LLC - New York (Primary)
Creditex Group, Inc. - New York (Primary)
Cuttone & Company, Inc. - New York (Primary)
Dahlman Rose & Company, LLC - New York (Primary)
Daiwa Capital Markets America Inc. - New York (Primary)
Davis Securities, LLC - New York (Primary)
Dayson Capital - New York (Primary)
Dean Witter World Currency Fund LP - New York (Primary)
Defoe Capital, Ltd. - New York (Primary)
Diamond Castle Holdings, LLC - New York (Primary)
Dimension Brokerage LLC - New York (Primary)
Dimension Trading Group, LLC - New York (Primary)
Diversified Multi Advisor Futures Fund L.P. II - New York (Primary)
Divine Capital Markets LLC - New York (Primary)
Doyle Miles & Co. LLC - New York (Primary)
Dreyfus Emerging Leaders Fund (MutualFund:DREL.X) MutualFund:DREL.X New York (Primary)
Dupont Direct Financial Holdings, Inc. - New York (Primary)
E*TRADE Financial Corporation (NasdaqGS:ETFC.D) NasdaqGS:ETFC.D New York (Primary)
Eastbridge Holdings Inc. - New York (Primary)
eBOND Securities - New York (Primary)
EKN Financial Services Inc. - New York (Primary)
Electronic Trading Group, LLC - New York (Primary)
Elkins McSherry Inc. - New York (Primary)
ELX Futures, L.P - New York (Primary)
Epiphany Trading LLC - New York (Primary)
Erin Trading Group - New York (Primary)
ESN North America, Inc. - New York (Primary)
Eton Park Capital Management, L.P. - New York (Primary)
Evolution Markets, LLC - New York (Primary)
Fairfield Futures Fund LP II - New York (Primary)
FBN Securities, Inc. - New York (Primary)
Fieldstone Capital Group, LLC - New York (Primary)
Financial Commerce Network Inc. - New York (Primary)
Financial Systems Group, Inc. - New York (Primary)
Finotec Group Inc. (OTCBB:FTGI) OTCBB:FTGI New York (Primary)
First New York Securities, L.L.C. - New York (Primary)
Firstrade Securities Inc. - New York (Primary)
Fletcher Asset Management Inc. - New York (Primary)
Forex Capital Markets LLC - New York (Primary)
Francis P. Maglio & Co., Inc. - New York (Primary)
FXCM Holdings, LLC - New York (Primary)
Genesis Securities, LLC - New York (Primary)
GFI Group Inc. (NasdaqGS:GFIG) NasdaqGS:GFIG New York (Primary)
Gilford Securities Inc. - New York (Primary)
GLC Advisors & Co., LLC - New York (Primary)
Gleacher & Company Securities, Inc. - New York (Primary)
Gleacher & Company, Inc (NasdaqGM:GLCH) NasdaqGM:GLCH New York (Primary)
Global Investor Services, Inc. (OTCBB:GISV) OTCBB:GISV New York (Primary)
Globus International Resources Corp. (OTCPK:GBIR) OTCPK:GBIR New York (Primary)
Goldman Sachs Execution & Clearing, L.P. - New York (Primary)
Goldman Sachs Private Wealth Management - New York (Primary)
Goldman, Sachs & Co. - New York (Primary)
Grace Financial Group LLC - New York (Primary)
Great Eastern Securities, Inc. - New York (Primary)
Green Drake Capital Corp. - New York (Primary)
Greystone & Co. Inc. - New York (Primary)
Grif Management, Inc. - New York (Primary)
Griffin Securities, Inc. - New York (Primary)
Gruber, Gray & Co - New York (Primary)
Guggenheim Capital Markets, LLC - New York (Primary)
Hapoalim Securities U.S.A., Inc. - New York (Primary)
Harborside Plus, Inc. - New York (Primary)
Harris Nesbitt Corp. - New York (Primary)
HD Brous & Co. Inc. - New York (Primary)
Headwaters Capital LLC - New York (Primary)
Heartland Securities Corp - New York (Primary)
Hedge Fund Capital Partners, LLC - New York (Primary)
Hess Energy Trading Company, LLC - New York (Primary)
HFP Capital Markets LLC - New York (Primary)
HFP Capital Markets LLC, Research Division - New York (Primary)
Hilliard Farber & Co., Inc - New York (Primary)
Hornblower & Weeks - New York (Primary)
HQ Trading - New York (Primary)
Hudson Capital Group, LLC - New York (Primary)
ICE Clear U.S., Inc. - New York (Primary)
iFinix Futures, Inc. - New York (Primary)
Instinet Group Incorporated - New York (Primary)
Instinet Incorporated - New York (Primary)
Instinet, LLC - New York (Primary)
International Assets Holding Corporation (NasdaqGM:IAAC) NasdaqGM:IAAC New York (Primary)
International Securities Exchange Holdings, Inc. - New York (Primary)
Investment Technology Group Inc. (NYSE:ITG) NYSE:ITG New York (Primary)
Investors Intelligence - New York (Primary)
ISE Stock Exchange, LLC - New York (Primary)
ITG Inc. - New York (Primary)
IXE Securities, LLC. - New York (Primary)
J & K Futures Inc. - New York (Primary)
J. Aron & Co. - New York (Primary)
JCLForex, Ltd - New York (Primary)
Jefferies & Company, Inc. - New York (Primary)
Jefferies & Company, Inc., Research Division - New York (Primary)
Jefferies Group Inc. (NYSE:JEF) NYSE:JEF New York (Primary)
Jesup & Lamont Securities Corporation - New York (Primary)
Jesup & Lamont, Inc. (AMEX:JLI) AMEX:JLI New York (Primary)
JP Morgan Chase & Co, Research Division - New York (Primary)
JPMorgan Worldwide Securities Services - New York (Primary)
Kabrik Trading, LLC - New York (Primary)
Kaufman Bros., L.P. - New York (Primary)
KBW Inc (NYSE:KBW) NYSE:KBW New York (Primary)
Keane Securities Co., Inc. - New York (Primary)
Keefe, Bruyette, & Woods, Inc. - New York (Primary)
Kellogg Group, LLC - New York (Primary)
Kellogg Partners Institutional Services LLC - New York (Primary)
Kern, Suslow Securities, Inc. - New York (Primary)
Keystone Trading Group, Inc. - New York (Primary)
Kirlin Securities, Inc., Retail Customer Accounts - New York (Primary)
Knight Capital Markets LLC - New York (Primary)
LaBranche & Co. Inc. (NYSE:LAB) NYSE:LAB New York (Primary)
LaCrosse Global Fund Services, LLC - New York (Primary)
LCMCommodities, LLC - New York (Primary)
Lehman Brothers - Equities Division - New York (Primary)
Lehman Brothers Holdings Inc. (OTCPK:LEHM.Q) OTCPK:LEHM.Q New York (Primary)
Lehman Brothers Inc. - New York (Primary)
Leigh Baldwin & Co., LLC - New York (Primary)
Lightspeed Financial, LLC - New York (Primary)
Lightspeed Trading, LLC - New York (Primary)
Liquidnet Holdings, Inc. - New York (Primary)
Liquidnet Quantitative Trading Services - New York (Primary)
LoanX, Inc. - New York (Primary)
Louis Capital Markets, LP - New York (Primary)
Louis Capital Markets, LP, Research Division - New York (Primary)
Lynch, Jones & Ryan, Inc. - New York (Primary)
M. R. Beal & Company - New York (Primary)
Macquarie Futures USA Inc. - New York (Primary)
Madison Stock Transfer, Inc. - New York (Primary)
Manning & Napier Fund Inc - Small Cap Series (MutualFund:MNSM.X) MutualFund:MNSM.X New York (Primary)
Manning & Napier Fund Inc - World Opportunities Series (MutualFund:EXWA.X) MutualFund:EXWA.X New York (Primary)
Marathon Asset Management, LLC - New York (Primary)
Marco Polo Network Inc. - New York (Primary)
Marco Polo Securities Inc. - New York (Primary)
MarketAxess Holdings Inc. (NasdaqGS:MKTX) NasdaqGS:MKTX New York (Primary)
Maxcor Financial Inc., Research Division - New York (Primary)
Maxim Group, LLC - New York (Primary)
MBF Clearing Corp. - New York (Primary)
MBIA Capital Management Corp. - New York (Primary)
McKim Capital Inc. - New York (Primary)
McNicoll, Lewis & Vlak LLC - New York (Primary)
Mediobanca Securities USA LLC - New York (Primary)
Meredith Whitney Securities, LLC - New York (Primary)
Merlin Securities, LLC - New York (Primary)
MF Global Holdings Ltd. (NYSE:MF) NYSE:MF New York (Primary)
MG Financial, LLC - New York (Primary)
MI Aspect Futuresaccess LLC - New York (Primary)
Miller Tabak + Co., LLC - New York (Primary)
Miller Tabak Roberts Securities, LLC - New York (Primary)
Mineral Trading Corporation - New York (Primary)
Mizuho Securities USA, Inc. - New York (Primary)
ML Select Futures I LP - New York (Primary)
Ml Winton FuturesAccess LLC - New York (Primary)
Montauk Capital Markets Group - New York (Primary)
Morgan Stanley (NYSE:MS) NYSE:MS New York (Primary)
Morgan Stanley Cornerstone Fund II L.P. - New York (Primary)
Morgan Stanley Cornerstone Fund III L.P. - New York (Primary)
Morgan Stanley Cornerstone Fund IV L.P. - New York (Primary)
Morgan Stanley Group Inc. - New York (Primary)
Morgan Stanley Portfolio Strategy Fund L.P. - New York (Primary)
Morgan Stanley Prime Brokerage, Outsourced Trading Team - New York (Primary)
Morgan Stanley Smith Barney, LLC - New York (Primary)
Morgan Stanley Total Market Index Fund - New York (Primary)
Nanes Delorme Capital Management LLC - New York (Primary)
Nasdaq OMX Group Inc. (NasdaqGS:NDAQ) NasdaqGS:NDAQ New York (Primary)
National Asset Direct, Inc. - New York (Primary)
Natixis Bleichroeder Inc. - New York (Primary)
Natixis Securities North America Inc. - New York (Primary)
NCG Markets, Inc. - New York (Primary)
Needham & Company, LLC - New York (Primary)
New York Global Securities, Inc. - New York (Primary)
Newedge USA, LLC - New York (Primary)
Noble Financial Group, Inc. - New York (Primary)
NobleTrading.com, Inc. - New York (Primary)
Nomura Securities International, Inc. - New York (Primary)
Nordberg Capital, Inc. - New York (Primary)
Nova Capital Partners, LLC - New York (Primary)
NYFIX Millennium, L.L.C. - New York (Primary)
NYFIX Securities Corporation - New York (Primary)
NYLIFE Securities, LLC - New York (Primary)
NYMEX Holdings Inc. - New York (Primary)
NYSE Euronext, Inc. (NYSE:NYX) NYSE:NYX New York (Primary)
NYSE Group, Inc. - New York (Primary)
NYSE Regulation, Inc. - New York (Primary)
Oasis Trading, LLC - New York (Primary)
Odeon Capital Group LLC - New York (Primary)
Odeon Capital Group LLC, Research Division - New York (Primary)
Olympia Asset Management, Ltd. - New York (Primary)
Onyx Capital Management, LLC - New York (Primary)
Oppenheimer & Co. Inc. - New York (Primary)
Oppenheimer Holdings Inc. (NYSE:OPY) NYSE:OPY New York (Primary)
Optionable Inc. (OTCBB:OPBL) OTCBB:OPBL New York (Primary)
Pali Capital, Inc. - New York (Primary)
Parkview Ventures LLC - New York (Primary)
Permal Multi - Manager Funds (Lux) - Multi-Strategy Fund - New York (Primary)
Permal Multi - Manager Funds - Permal Macro Holdings Ltd. - New York (Primary)
PFI Capital - New York (Primary)
Pristine Capital Holdings, Inc. - New York (Primary)
Quick & Reilly, Inc. - New York (Primary)
Rabo Securities USA, Inc. - New York (Primary)
Rafferty Capital Markets, LLC - New York (Primary)
RCA Trading Co. - New York (Primary)
RCM Saratoga Capital LLC - New York (Primary)
Redi Markets, LLC - New York (Primary)
Refco FX Associates LLC - New York (Primary)
Refco FX Associates LLC, Forex Retail Customer Account Information - New York (Primary)
Refco, Inc., Futures Brokerage Business - New York (Primary)
Research Agency, Inc. - New York (Primary)
Resmoor L.L.C. - New York (Primary)
Rivus Bond Fund (NYSE:BDF) NYSE:BDF New York (Primary)
RNK Capital LLC - New York (Primary)
Rodman & Renshaw Capital Group, Inc. (NasdaqGM:RODM) NasdaqGM:RODM New York (Primary)
ROOT Exchange - New York (Primary)
Root Markets, Inc. - New York (Primary)
Rosenblatt Securities Inc. - New York (Primary)
Rosenblatt Securities Inc., Research Division - New York (Primary)
S. Goldman Capital, LLC - New York (Primary)
Sagamore Hill Capital Management, L.P. - New York (Primary)
Samuel A. Ramirez & Co., Inc. - New York (Primary)
Sandler O’Neill & Partners, L.P. - New York (Primary)
Saratoga Capital, LLC - New York (Primary)
Saratoga Prime Services - New York (Primary)
Scavone, McKenna, Cloud & Co. LLC. - New York (Primary)
Schonfeld Securities, LLC - New York (Primary)
SecondMarket, Inc. - New York (Primary)
Semper Fi Trading Group LLC - New York (Primary)
SG Americas Securities, LLC - New York (Primary)
Sidoti & Company, LLC - New York (Primary)
Siebert Brandford Shank & Co., LLC - New York (Primary)
Silver Leaf Partners, LLC - New York (Primary)
Sky Capital Holdings Ltd. - New York (Primary)
Sky Capital LLC - New York (Primary)
SMB Capital, LLC - New York (Primary)
SMBC Capital Markets, Inc. - New York (Primary)
Smith Asset Management, Inc. - New York (Primary)
Smith Barney Inc. - New York (Primary)
Soleil Securities Group, Inc. - New York (Primary)
Soros Fund Management LLC - New York (Primary)
Stocktrade Network Inc - New York (Primary)
StormHarbour Partners LP - New York (Primary)
StormHarbour Securities LP - New York (Primary)
Summit Securities Group LLC - New York (Primary)
Sunrise Group - New York (Primary)
Surge Trading Inc. - New York (Primary)
Systematic Momentum II LLC. - New York (Primary)
T3 Capital, LLC - New York (Primary)
TD Securities (USA) LLC - New York (Primary)
TFS-ICAP LLC - New York (Primary)
The Bank of New York Mellon Corporation (NYSE:BK) NYSE:BK New York (Primary)
The Bear Stearns Companies, LLC - New York (Primary)
The Gabelli Global Gold, Natural Resources & Income Trust (AMEX:GGN) AMEX:GGN New York (Primary)
The Goldman Sachs Group, Inc. (NYSE:GS) NYSE:GS New York (Primary)
The Hammerstone Corp. - New York (Primary)
The Royce Fund - Royce Premier Fund (MutualFund:RYPR.X) MutualFund:RYPR.X New York (Primary)
The Seaport Group LLC - New York (Primary)
The Transaction Auditing Group, Inc. - New York (Primary)
The Williams Capital Group, L.P. - New York (Primary)
TheMuniCenter LLC - New York (Primary)
thinkorswim Holdings, Inc. - New York (Primary)
Ticonderoga Securities LLC - New York (Primary)
Tradition Asiel Securities, Inc. - New York (Primary)
TriCap International LLC - New York (Primary)
Trinity Trading Company, Ltd. - New York (Primary)
Tucker Anthony Cleary Gull - New York (Primary)
Tullett & Tokyo Securities, Inc. - New York (Primary)
Underlying Funds Trust - Global Hedged Income-1 Portfolio - New York (Primary)
Underlying Funds Trust - Long/Short Equity - New York (Primary)
Underlying Funds Trust - Market Neutral Equity - New York (Primary)
Underlying Funds Trust - Relative Value - New York (Primary)
Utendahl Capital Partners LP - New York (Primary)
Van Kampen Partners Trust - Van Kampen O'Shaughnessy All Cap Core Fund - New York (Primary)
Van Kampen Partners Trust - Van Kampen O'Shaughnessy Global Fund - New York (Primary)
Van Kampen Partners Trust - Van Kampen O'Shaughnessy International Fund - New York (Primary)
Van Kampen Partners Trust - Van Kampen O'Shaughnessy Small/Mid Cap Growth Fund - New York (Primary)
Van Kampen Partners Trust - Van Kampen OShaughnessy Large Cap Growth Fund - New York (Primary)
Velez Capital Management, LLC - New York (Primary)
Ventex International Inc. - New York (Primary)
VerticalCrossings.com Inc. - New York (Primary)
VIANET Direct, Inc. - New York (Primary)
Vie Financial Group Inc. (OTCPK:VIFI) OTCPK:VIFI New York (Primary)
Vista Software Corp./New York - New York (Primary)
Vyapar Capital Market Partners LLC - New York (Primary)
Wafra Investment Advisory Group, Inc. - New York (Primary)
Wall Street Access Corporation - New York (Primary)
Wasserstein Perella & Co., Inc. - New York (Primary)
Weiskopf Silver Specialists LLC - New York (Primary)
Westrock Advisors, Inc. - New York (Primary)
WG Trading Company Limited Partnership - New York (Primary)
Whale Securities Co. - New York (Primary)
Willowbridge Associates Inc. - New York (Primary)
WJB Capital Group, Inc. - New York (Primary)
WMT III Series G/J Trading Vehicle LLC - New York (Primary)
World Monitor Trust II Series E - New York (Primary)
World Monitor Trust II Series F - New York (Primary)
World Monitor Trust III - Series G - New York (Primary)
World Monitor Trust III - Series J - New York (Primary)
World Monitor Trust Series A - New York (Primary)
World Monitor Trust Series B - New York (Primary)
Wynston Hill Capital LLC - New York (Primary)
X-tra Petroleum (OTCPK:XTPT) OTCPK:XTPT New York (Primary)
XE Capital Management, LLC - New York (Primary)
Zealous ATS, LLC - New York (Primary)
Zen Holdings Corp. (OTCPK:ZNHL) OTCPK:ZNHL New York (Primary)

*Denotes proprietary information.

 

I have to search business description for prop shops so I am sure its missing quite a few

heres HF's in London

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: Greater London (Primary)
2) Industry Classifications: Capital Markets (Primary)
3) Business Description: Keyword: hedge funds

Company Name Exchange:Ticker Geographic Locations
Absolute Return Trust Limited (LSE:ABR) LSE:ABR Greater London (Primary)
Alpha Common Investment Funds - Alpha Common Investment Fund For Endowments - Greater London (Primary)
Artemis Alpha Trust plc (LSE:ATS) LSE:ATS Greater London (Primary)
Astaire Group Plc (AIM:ASTR) AIM:ASTR Greater London (Primary)
Aurum Funds Ltd. - Greater London (Primary)
Aviva Investors Global Services Limited - Greater London (Primary)
Baring Asset Management Limited - Greater London (Primary)
BDO Stoy Hayward Investment Management Limited - Greater London (Primary)
Berry Asset Management PLC - Greater London (Primary)
Blakeney Management Ltd. - Greater London (Primary)
Brevan Howard Asset Management LLP - Greater London (Primary)
Cambridge Place Investment Management LLP - Greater London (Primary)
Cazenove Capital Management Limited - Greater London (Primary)
CF Global Trading, LLC - Greater London (Primary)
Charlemagne Capital (UK) Limited - Greater London (Primary)
Chenavari Financial Advisors Limited - Greater London (Primary)
Christopher Street Capital Limited - Greater London (Primary)
CIM Investment Management Limited - Greater London (Primary)
Credit Suisse Asset Management Limited - Greater London (Primary)
Credit Suisse Securities (Europe) Limited - Greater London (Primary)
Eclectica Asset Management LLP - Greater London (Primary)
European Islamic Investment Bank Plc (AIM:EIIB) AIM:EIIB Greater London (Primary)
Execution Noble Limited - Greater London (Primary)
FTSE Group - Greater London (Primary)
GAM Emerging Markets Multi Fund - Greater London (Primary)
GAM Global Multi-Alpha - Greater London (Primary)
GAM London Limited - Greater London (Primary)
Gartmore Investment Management Ltd. - Greater London (Primary)
Gottex Fund Management Holdings Limited (SWX:GFMN) SWX:GFMN Greater London (Primary)
Headstart Advisers Ltd - Greater London (Primary)
Henderson Global Investors Limited - Greater London (Primary)
Hermes Pensions Management Limited - Greater London (Primary)
HSBC Global Asset Management (UK) Limited - Greater London (Primary)
Insight Investment Management Limited - Greater London (Primary)
Instinet Europe Limited - Greater London (Primary)
Integrated Asset Management plc (AIM:IAM) AIM:IAM Greater London (Primary)
International Asset Management Limited - Greater London (Primary)
J O Hambro Capital Management Group Limited - Greater London (Primary)
J O Hambro Investment Management Limited - Greater London (Primary)
JPMorgan Asset Management (UK) Limited - Greater London (Primary)
Jupiter Asset Management Limited - Greater London (Primary)
Lansdowne Partners Limited Partnership - Greater London (Primary)
Laven Advisors LLP - Greater London (Primary)
Lazard Asset Management Limited - Greater London (Primary)
Legal & General Investment Management - Greater London (Primary)
Liability Solutions Limited - Greater London (Primary)
Man Group plc (LSE:EMG) LSE:EMG Greater London (Primary)
MAREX Financial Limited - Greater London (Primary)
Merrill Lynch Asset Allocator plc - Greater London (Primary)
Newman Ragazzi Partners LLP - Greater London (Primary)
Northern Trust Global Investments Limited - Greater London (Primary)
Odey Asset Management LLP - Greater London (Primary)
Old Mutual Asset Managers (UK) Limited - Greater London (Primary)
Permal Investment Management Services Limited - Greater London (Primary)
Permal Multi - Manager Funds (Lux) - Natural Resources Fund - Greater London (Primary)
Plane Tree Capital LLP - Greater London (Primary)
Polar Capital Holdings Plc (AIM:POLR) AIM:POLR Greater London (Primary)
RIT Capital Partners plc (LSE:RCP) LSE:RCP Greater London (Primary)
RMB MultiManager SICAV - Global Spread Capture Fund - Greater London (Primary)
RMBI Multimanager Sicav - Asian Equity Alpha Plus A - Greater London (Primary)
RMBI Multimanager Sicav - European Equity Alpha Plus Fund - Greater London (Primary)
RMBI Multimanager Sicav - Focused Opportunities EUR A - Greater London (Primary)
RMBI Multimanager Sicav - Focused Opportunities USD A - Greater London (Primary)
Sabre Fund Management Limited - Greater London (Primary)
Sarasin & Partners LLP - Greater London (Primary)
Schroders Private Bank - Greater London (Primary)
Shore Capital Group plc (AIM:SGR) AIM:SGR Greater London (Primary)
Strathmore Capital LLP - Greater London (Primary)
Talisman Global Asset Management Limited - Greater London (Primary)
The Kyte Group Limited - Greater London (Primary)
Total Derivatives Limited - Greater London (Primary)
Tradition (UK) Limited - Greater London (Primary)
UBS Global Asset Management (UK) Limited - Greater London (Primary)
Uniastrum Capital Limited - Greater London (Primary)
Wellcome Trust, Investment Division - Greater London (Primary)
Westhall Capital Limited - Greater London (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Merger and Acquisition Advisory Services (Primary)
2) Geographic Locations: Switzerland (Primary) OR Greater London (Primary)

Company Name Exchange:Ticker Industry Classifications Geographic Locations 1st Corporate Technologies Ltd., Advisory Arm - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Acanthus Advisers LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) AGI Corporate Finance Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Anchorage Capital Partners Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Avista Partners LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Axiom Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Barons Financial Services SA - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Beeson Gregory Group plc - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Binder Corporate Finance Ltd - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) BioCorp Securities - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Bishop International Ltd - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Brewin Dolphin Investment Banking - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Bridge Capital Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Bridgewell Group plc. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) BTT SA - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Buckingham Corporate Finance Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) BZ Bank AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Canaccord Genuity Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Capital MS&L Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Carlsdorff Partners AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Citigroup Global Markets Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Climate Change Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Credit Suisse Securities (Europe) Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Dar Capital (UK) Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) DC Advisory Partners Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Eagle One Capital - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) EPS Value Plus AG, Advisory Arm - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Ernst & Young UK, Investment Banking Arm - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Euromax Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) European Islamic Investment Bank Plc (AIM:EIIB) AIM:EIIB Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Fairfield Partners LLC - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Ferghana Partners Group - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) FirstCapital Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Fiske Plc. (AIM:FKE) AIM:FKE Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Fox-Pitt Kelton Cochran Caronia Waller - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Gleacher Shacklock LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Groupe LCF Rothschild - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Gut Corporate Finance - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Harris Williams & Co. Ltd - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) HB Markets Plc - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Hesperia Management - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Hines Associates Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) IBIS Capital Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Intrepid Ventures - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Invicta Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Jefferies International Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Kinmont - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Kurmann Partners AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Lipworth Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Lombard Odier Darier Hentsch & Cie Corporate Finance - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Macadam LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Macquarie Capital (Europe) Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Magus Partners - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) MAST Global Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Media and Communications Ventures Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) mergermarket Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) MilleniumAssociates AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Noble Group Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Numis Corporation Plc (AIM:NUM) AIM:NUM Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Opus Corporate Finance LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Oriel Securities Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Pall Mall Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Pembridge Partners LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Quartz Capital Partners Ltd. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Religare Capital Markets plc. - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Remaco Merger AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Saphire Finance LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) SG Warburg Group Plc - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Shore Capital Group plc (AIM:SGR) AIM:SGR Merger and Acquisition Advisory Services (Primary) Greater London (Primary) SilverWind Securities Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Soleil Capitale Groupe - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Sturgeon Ventures LLP - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Swiss Capital Alternative Investments AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Synapse Capital, Advisory Arm - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) TCO AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Teathers - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Teathers Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) The Corporate Finance Group - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Tower Gate Capital Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Translink Corporate Finance - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary) Trinity Advisers Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) TVG Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) Veronis Suhler Stevenson International Limited - Merger and Acquisition Advisory Services (Primary) Greater London (Primary) ZETRA International AG - Merger and Acquisition Advisory Services (Primary) Switzerland (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Investment Banking (Primary)
2) Geographic Locations: Boston Area (Primary)

Company Name Exchange:Ticker Industry Classifications Geographic Locations 3LP Advisors, LLC - Investment Banking (Primary) Boston Area (Primary) Adventum Group, Inc. - Investment Banking (Primary) Boston Area (Primary) Advest Corporate Finance - Investment Banking (Primary) Boston Area (Primary) America's Growth Capital LLC - Investment Banking (Primary) Boston Area (Primary) American General Funds Distributors, Inc. - Investment Banking (Primary) Boston Area (Primary) Baldwin & Clarke Corporate Finance, Inc. - Investment Banking (Primary) Boston Area (Primary) Beacon Hill Financial Corp. - Investment Banking (Primary) Boston Area (Primary) BlueLake Partners LLC - Investment Banking (Primary) Boston Area (Primary) Boston Capital Advisors, LLC - Investment Banking (Primary) Boston Area (Primary) Boston Capital Services Inc. - Investment Banking (Primary) Boston Area (Primary) Boston Consulting Group, Corporate Finance - Investment Banking (Primary) Boston Area (Primary) C.W. Downer & Co. - Investment Banking (Primary) Boston Area (Primary) Capstone Partners LLC - Investment Banking (Primary) Boston Area (Primary) CarpenterHawke and Co., LLC - Investment Banking (Primary) Boston Area (Primary) Catalyst Group, The - Investment Banking (Primary) Boston Area (Primary) CFBDS Inc. - Investment Banking (Primary) Boston Area (Primary) Chestnut Securities, Inc. - Investment Banking (Primary) Boston Area (Primary) Colchester Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Commonwealth Capital Advisors, LLC - Investment Banking (Primary) Boston Area (Primary) Consensus Advisors LLC - Investment Banking (Primary) Boston Area (Primary) Consilium Partners LLC - Investment Banking (Primary) Boston Area (Primary) Copley Browne, Inc. - Investment Banking (Primary) Boston Area (Primary) Corby Capital Markets, Inc. - Investment Banking (Primary) Boston Area (Primary) Covington Associates LLC - Investment Banking (Primary) Boston Area (Primary) Custom House Equity Partners, LLC - Investment Banking (Primary) Boston Area (Primary) EnCapital - Investment Banking (Primary) Boston Area (Primary) Envoy Advisors - Investment Banking (Primary) Boston Area (Primary) FAC Equities - Investment Banking (Primary) Boston Area (Primary) Fechtor, Detwiler & Co. Inc - Investment Banking (Primary) Boston Area (Primary) First Healthcare Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Fleet M&A Advisors - Investment Banking (Primary) Boston Area (Primary) Game Plan LLC - Investment Banking (Primary) Boston Area (Primary) Global Business Exchange, Inc. - Investment Banking (Primary) Boston Area (Primary) Gordon Associates, Inc. - Investment Banking (Primary) Boston Area (Primary) Grail Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Grant Thornton Corporate Finance, LLC - Investment Banking (Primary) Boston Area (Primary) Gryphon Management Company, Inc. - Investment Banking (Primary) Boston Area (Primary) Harken Capital Advisers LLC - Investment Banking (Primary) Boston Area (Primary) Iron Capital Securities, LLC - Investment Banking (Primary) Boston Area (Primary) Kaufman & Company, LLC - Investment Banking (Primary) Boston Area (Primary) KBT Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Keen Partners - Investment Banking (Primary) Boston Area (Primary) Kimball & Cross Investment Management Corp. - Investment Banking (Primary) Boston Area (Primary) Lane, Berry & Co. International, LLC - Investment Banking (Primary) Boston Area (Primary) Leerink Swann LLC - Investment Banking (Primary) Boston Area (Primary) Madison Parker Capital, LLC - Investment Banking (Primary) Boston Area (Primary) Maxis Capital, Advisory Arm - Investment Banking (Primary) Boston Area (Primary) McNamee Lawrence & Co. LLC - Investment Banking (Primary) Boston Area (Primary) Monument Group - Investment Banking (Primary) Boston Area (Primary) Musket Research Associates - Investment Banking (Primary) Boston Area (Primary) Natixis Global Associates, LLC - Investment Banking (Primary) Boston Area (Primary) New England Business Exchange Inc. - Investment Banking (Primary) Boston Area (Primary) Newbury, Piret & Co., Inc. - Investment Banking (Primary) Boston Area (Primary) Next Street Financial LLC - Investment Banking (Primary) Boston Area (Primary) North Bridge Capital, LLC. - Investment Banking (Primary) Boston Area (Primary) Northstar Global Partners, LLC - Investment Banking (Primary) Boston Area (Primary) O'Conor, Wright Wyman, Inc. - Investment Banking (Primary) Boston Area (Primary) Progress Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Provident Capital Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Provident Healthcare Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Research 2.0 - Investment Banking (Primary) Boston Area (Primary) Revolution Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Roseview Capital Partners LLC - Investment Banking (Primary) Boston Area (Primary) SCAS Inc - Investment Banking (Primary) Boston Area (Primary) State Street Capital Markets LLC - Investment Banking (Primary) Boston Area (Primary) Stonebridge Associates, LLC - Investment Banking (Primary) Boston Area (Primary) Sync Capital Partners - Investment Banking (Primary) Boston Area (Primary) TechCap Advisors, Inc. - Investment Banking (Primary) Boston Area (Primary) The Callidon Group - Investment Banking (Primary) Boston Area (Primary) The Mayflower Group, Ltd. - Investment Banking (Primary) Boston Area (Primary) The Michel-Shaked Group - Investment Banking (Primary) Boston Area (Primary) The Rockport Group LLC - Investment Banking (Primary) Boston Area (Primary) The Tron Group - Investment Banking (Primary) Boston Area (Primary) Tucker Anthony Sutro - Investment Banking (Primary) Boston Area (Primary) VCS Capital Partners, LLC - Investment Banking (Primary) Boston Area (Primary) Versailles Group, Ltd. - Investment Banking (Primary) Boston Area (Primary) Winbridge Group Inc., The - Investment Banking (Primary) Boston Area (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: Texas (Primary) OR San Diego Area (Primary) OR San Francisco Area (Primary) OR Boston Area (Primary) OR Charlotte Area (Primary)
2) Industry Classifications: Capital Markets (Primary)
3) Business Description: Keyword: trading

Company Name Exchange:Ticker Geographic Locations
AAA Capital Management Advisors, Ltd. - Texas (Primary)
Abraham Trading Company - Texas (Primary)
Advent International Corporation - Boston Area (Primary)
Agri Markets, Inc. - San Diego Area (Primary)
America's Growth Capital LLC - Boston Area (Primary)
Aperion Group LLC - Texas (Primary)
APS Clearing Inc. - Texas (Primary)
APS Financial Corporation - Texas (Primary)
APS Investment Services, Inc. - Texas (Primary)
Arabella Securities LLC - Texas (Primary)
Baldwin Anthony Securities, Inc. - Texas (Primary)
Banc of America Securities LLC - San Francisco Area (Primary)
Banc of America Securities, Certain Assets of Prime Brokerage Business - San Francisco Area (Primary)
Blackbird Holdings, Inc. - Charlotte Area (Primary)
Blue Horizon Equity - San Francisco Area (Primary)
BofA Merrill Lynch - Charlotte Area (Primary)
Buena Venture Associates, L.P. - Texas (Primary)
Cambridge Technology Capital - Boston Area (Primary)
Cantella & Co., Inc. - Boston Area (Primary)
Capital Institutional Services, Inc. - Texas (Primary)
Capstone Investments - San Diego Area (Primary)
Caris & Company, Inc. - San Diego Area (Primary)
Charles Schwab & Co. Inc. - San Francisco Area (Primary)
Charles Schwab Corp. (NYSE:SCHW) NYSE:SCHW San Francisco Area (Primary)
CHOICE Investments, Inc. - Texas (Primary)
Coastal Securities, Inc. - Texas (Primary)
Contrabart USA LLC - San Diego Area (Primary)
Custom Equity Research, Inc., Advisory Arm - Boston Area (Primary)
Cutler Group, LP - San Francisco Area (Primary)
CyberTrader, Inc. - Texas (Primary)
Dallas Research & Trading - Texas (Primary)
Delta Global Trading LP - Boston Area (Primary)
Direct Trading Institutional, L.P. - Texas (Primary)
Dunham Funds - Dunham Monthly Distribution Fund (MutualFund:DAMD.X) MutualFund:DAMD.X San Diego Area (Primary)
E*Offering - San Francisco Area (Primary)
Fechtor, Detwiler & Co. Inc - Boston Area (Primary)
Fidelity Advisor Series II - Fidelity Advisor Government Investment Fund - Boston Area (Primary)
Fidelity Advisor Series II - Fidelity Advisor Intermediate Bond Fund - Boston Area (Primary)
Fidelity Advisor Short Fixed-Income Fund (MutualFund:FBSF.X) MutualFund:FBSF.X Boston Area (Primary)
Fidelity Court Street Trust - Fidelity Florida Municipal Income Fund - Boston Area (Primary)
Fidelity Devonshire Trust - Fidelity Tax-Free Bond Fund (MutualFund:FTAB.X) MutualFund:FTAB.X Boston Area (Primary)
Fidelity Income Fund - Fidelity Intermediate Government Income Fund (MutualFund:FSTG.X) MutualFund:FSTG.X Boston Area (Primary)
Fidelity Municipal Trust - Fidelity Michigan Municipal Income Fund (MutualFund:FMHT.X) MutualFund:FMHT.X Boston Area (Primary)
Fidelity Municipal Trust - Fidelity Ohio Municipal Income Fund (MutualFund:FOHF.X) MutualFund:FOHF.X Boston Area (Primary)
Fidelity Target Timeline Funds - 2003 - Boston Area (Primary)
Fimat Preferred, LLC - San Francisco Area (Primary)
Financial Labs, LLC - Boston Area (Primary)
Firefly Capital, Inc. - Boston Area (Primary)
First London Securities Corporation - Texas (Primary)
Fiserv Investor Services Inc. - Texas (Primary)
FTV Capital - San Francisco Area (Primary)
Fulcrum Capital Holdings, LLC - Texas (Primary)
Global Real Analytics, LLC - San Francisco Area (Primary)
Global Resource Investments, Ltd. - San Diego Area (Primary)
GRO Corporation - Texas (Primary)
Hand Benefits & Trust, Inc. - Texas (Primary)
Hestech Advance Technologies Llc - Texas (Primary)
Hoefer & Arnett, Inc. - San Francisco Area (Primary)
Invesco V.I. Mid Cap Core Equity Fund - Texas (Primary)
InvestIN Securities Corp. - Texas (Primary)
IVG Energy Ltd. - Texas (Primary)
JMP Group Inc. (NYSE:JMP) NYSE:JMP San Francisco Area (Primary)
JMP Securities LLC - San Francisco Area (Primary)
KAE Trading, Inc. - Texas (Primary)
Kelmoore Strategy Eagle Fund - San Francisco Area (Primary)
Kercheville & Company, Inc. - Texas (Primary)
Leerink Swann LLC - Boston Area (Primary)
Level Jump Financial Group Inc. - Texas (Primary)
Linsco/Private Ledger Corp. - San Diego Area (Primary)
LPL Financial Corporation - Boston Area (Primary)
MacLaren Advisors, LLC - Boston Area (Primary)
Mandarin Holding Group, Inc. - San Francisco Area (Primary)
Marketocracy Data Services, LLC - San Francisco Area (Primary)
MDNH Trading - San Francisco Area (Primary)
Merriman Curhan Ford & Co. - San Francisco Area (Primary)
Merriman Curhan Ford Group, Inc. (NasdaqCM:MERR) NasdaqCM:MERR San Francisco Area (Primary)
Milkie Ferguson Investments - Texas (Primary)
Nasdaq Omx BXSM - Boston Area (Primary)
Nations Separate Account Trust - Nations Value Portfolio - Boston Area (Primary)
New Bond Trading, Inc. - Boston Area (Primary)
Nollenberger Capital Partners Inc. - San Francisco Area (Primary)
Noram Capital Holdings, Inc. - Texas (Primary)
Opportune LLP - Texas (Primary)
Pacific Growth Equities, LLC - San Francisco Area (Primary)
PCH Securities, Inc. - San Diego Area (Primary)
Pegasus Funds LLC - Texas (Primary)
Penson Financial Services, Inc. - Texas (Primary)
Penson Worldwide Inc (NasdaqGS:PNSN) NasdaqGS:PNSN Texas (Primary)
Pinewood Trading Partnership, LP - Texas (Primary)
Pioneer Series Trust V - Pioneer Global Equity Fund (MutualFund:PGSY.X) MutualFund:PGSY.X Boston Area (Primary)
ProFutures Diversified Fund, L.P. - Texas (Primary)
ProTrader Group Limited Partnership - Texas (Primary)
Pulse Trading, Inc. - Boston Area (Primary)
Putnam Lovell - San Francisco Area (Primary)
Regal Asset Management Corporation - Texas (Primary)
RGM Advisors, LLC - Texas (Primary)
SAMCO Capital Markets, Inc. - Texas (Primary)
Sanders Morris Harris Group, Inc. (NasdaqGS:SMHG) NasdaqGS:SMHG Texas (Primary)
Saracen Energy Partners, LP. - Texas (Primary)
Securities Transfer Corporation - Texas (Primary)
Simmons & Company International - Texas (Primary)
Southwest Securities, Certain Assets of Institutional Sales/Trading and Research Departments - Texas (Primary)
Southwest Securities, Inc. - Texas (Primary)
State Street Capital Markets LLC - Boston Area (Primary)
State Street Corp. (NYSE:STT) NYSE:STT Boston Area (Primary)
State Street Global Markets, LLC - Boston Area (Primary)
Stonegate Securities Inc. - Texas (Primary)
Summit Park Partners - Charlotte Area (Primary)
SWS Group Inc. (NYSE:SWS) NYSE:SWS Texas (Primary)
Technology Crossover Ventures - San Francisco Area (Primary)
Tejas Inc. (OTCPK:TEJS) OTCPK:TEJS Texas (Primary)
The Interstate Group - Charlotte Area (Primary)
The InvestIN Group - Texas (Primary)
The Rockport Group LLC - Boston Area (Primary)
Thomas Weisel Partners Group, Inc. (NasdaqGM:TWPG) NasdaqGM:TWPG San Francisco Area (Primary)
Tradax Green Energy, LLC - Texas (Primary)
Traders Capital Inc. - Texas (Primary)
TradeSpark L.P. - Texas (Primary)
Triarch Partners, LP - Charlotte Area (Primary)
Tucker Anthony Sutro - Boston Area (Primary)
Tudor, Pickering, Holt & Co. Securities, Inc. - Texas (Primary)
Tudor, Pickering, Holt & Co., LLC - Texas (Primary)
Turner Funds - Turner Small Cap Equity Fund (MutualFund:TSEE.X) MutualFund:TSEE.X Boston Area (Primary)
U.S. Global Investors Funds - Holmes Growth Fund (MutualFund:ACBG.X) MutualFund:ACBG.X Texas (Primary)
Viewpoint Securities, LLC - San Diego Area (Primary)
Volpe, Welty & Co. - San Francisco Area (Primary)
VTrader, LLC - San Francisco Area (Primary)
Wells Fargo Securities, LLC - San Francisco Area (Primary)
Wells Fargo Securities, LLC - San Francisco Area (Primary)
WR Hambrecht + Co., LLC - San Francisco Area (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Investment Banking (Primary)
2) Geographic Locations: Canada (Primary)

Company Name Exchange:Ticker Industry Classifications Geographic Locations A Nihmey & Associates - Investment Banking (Primary) Canada (Primary) A.I.M. Group Canada Ltd. - Investment Banking (Primary) Canada (Primary) Aberdeen Gould Inc. - Investment Banking (Primary) Canada (Primary) Acadian Securities Inc. - Investment Banking (Primary) Canada (Primary) Access Capital Corp. - Investment Banking (Primary) Canada (Primary) Acumen Capital Finance Partners Limited - Investment Banking (Primary) Canada (Primary) Aegis Limited - Investment Banking (Primary) Canada (Primary) Agentis Capital - Investment Banking (Primary) Canada (Primary) AKCESSIA Inc. - Investment Banking (Primary) Canada (Primary) Alluence Capital Advisors, Inc. - Investment Banking (Primary) Canada (Primary) AnVeShan Capital Corporation - Investment Banking (Primary) Canada (Primary) Arch Capital Incorporated - Investment Banking (Primary) Canada (Primary) Armada Mercantile Ltd (OTCPK:AAMT.F) OTCPK:AAMT.F Investment Banking (Primary) Canada (Primary) Auburn Partners Inc. - Investment Banking (Primary) Canada (Primary) Aumerco Limited - Investment Banking (Primary) Canada (Primary) Baystreet Capital Management Corp. - Investment Banking (Primary) Canada (Primary) Beacon Group Advisors Inc. - Investment Banking (Primary) Canada (Primary) Beacon Securities Limited - Investment Banking (Primary) Canada (Primary) Benarroch Securities - Investment Banking (Primary) Canada (Primary) Beringer Capital, Advisory Arm - Investment Banking (Primary) Canada (Primary) Birkenshaw and Company Ltd. - Investment Banking (Primary) Canada (Primary) Bloom Burton & Co. - Investment Banking (Primary) Canada (Primary) Bloom Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) BMO Nesbitt Burns Corporation Limited - Investment Banking (Primary) Canada (Primary) BMO Nesbitt Burns, Inc. - Investment Banking (Primary) Canada (Primary) BofA Merrill Lynch Canada, Inc. - Investment Banking (Primary) Canada (Primary) Bolder Investment Partners, Ltd. - Investment Banking (Primary) Canada (Primary) Brant Securities Limited - Investment Banking (Primary) Canada (Primary) Brookfield Financial Real Estate Group - Investment Banking (Primary) Canada (Primary) Burkman Capital Corporation - Investment Banking (Primary) Canada (Primary) Byron Capital Markets - Investment Banking (Primary) Canada (Primary) Caldera Corporation - Investment Banking (Primary) Canada (Primary) Cambridge Corporate Development Inc. - Investment Banking (Primary) Canada (Primary) Cameron Thomson Group Ltd. - Investment Banking (Primary) Canada (Primary) Canaccord Financial Inc (TSX:CF) TSX:CF Investment Banking (Primary) Canada (Primary) Canaccord Genuity - Investment Banking (Primary) Canada (Primary) Canaccord Genuity Inc. - Investment Banking (Primary) Canada (Primary) CANEC International Ltd. - Investment Banking (Primary) Canada (Primary) Capital Canada Limited - Investment Banking (Primary) Canada (Primary) Capital Industrial Fox Ltd - Investment Banking (Primary) Canada (Primary) Capital West Partners - Investment Banking (Primary) Canada (Primary) Caseridge Capital Corporation - Investment Banking (Primary) Canada (Primary) CB Securities Inc. - Investment Banking (Primary) Canada (Primary) CCC Investment Banking - Investment Banking (Primary) Canada (Primary) Channel Financial Group - Investment Banking (Primary) Canada (Primary) Citadel Securities Inc. - Investment Banking (Primary) Canada (Primary) Citigroup Global Markets Canada Inc. - Investment Banking (Primary) Canada (Primary) Clarus Securities Inc. - Investment Banking (Primary) Canada (Primary) Condottieri Capital Advisors Inc. - Investment Banking (Primary) Canada (Primary) Coniston Investment Corp. - Investment Banking (Primary) Canada (Primary) Cormark Securities Inc. - Investment Banking (Primary) Canada (Primary) Cornerstone Capital Partners L.P. - Investment Banking (Primary) Canada (Primary) Corplan Advisors Inc. - Investment Banking (Primary) Canada (Primary) COSCO Canada Ltd. - Investment Banking (Primary) Canada (Primary) Courval Pontbriand Inc. - Investment Banking (Primary) Canada (Primary) CPVC Financial Corporation - Investment Banking (Primary) Canada (Primary) Crane Capital Associates, LLC - Investment Banking (Primary) Canada (Primary) Credifinance Securities Ltd. - Investment Banking (Primary) Canada (Primary) Credit Suisse Securities (Canada), Inc. - Investment Banking (Primary) Canada (Primary) Crosbie & Company Inc. - Investment Banking (Primary) Canada (Primary) Crowthorn Capital Corporation - Investment Banking (Primary) Canada (Primary) D & D Securities Company - Investment Banking (Primary) Canada (Primary) DAI Capital Advisors Inc. - Investment Banking (Primary) Canada (Primary) Davies & Co. - Investment Banking (Primary) Canada (Primary) Deloitte & Touche Corporate Finance Canada Inc. - Investment Banking (Primary) Canada (Primary) Desjardins Securities Inc. - Investment Banking (Primary) Canada (Primary) DNA Capital Inc. - Investment Banking (Primary) Canada (Primary) Douglas Capital Inc. - Investment Banking (Primary) Canada (Primary) Duke & Co - Investment Banking (Primary) Canada (Primary) Dundee Securities Corporation - Investment Banking (Primary) Canada (Primary) DundeeWealth Inc. (TSX:DW) TSX:DW Investment Banking (Primary) Canada (Primary) Emprise Capital Corp. - Investment Banking (Primary) Canada (Primary) Endeavour Financial Corp. - Investment Banking (Primary) Canada (Primary) Ensign Capital, Inc. - Investment Banking (Primary) Canada (Primary) Enterprise Castle Hall Alternatives Inc. - Investment Banking (Primary) Canada (Primary) Evergreen Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) Fahnestock Canada Inc - Investment Banking (Primary) Canada (Primary) Falkowsky Associates - Investment Banking (Primary) Canada (Primary) First Delta Securities Inc. - Investment Banking (Primary) Canada (Primary) First Energy Capital (USA) Corp. - Investment Banking (Primary) Canada (Primary) First Marathon Securities, Ltd. - Investment Banking (Primary) Canada (Primary) First Marathon, Inc. - Investment Banking (Primary) Canada (Primary) First Republic Securities Corporation - Investment Banking (Primary) Canada (Primary) FirstEnergy Capital Corp. - Investment Banking (Primary) Canada (Primary) Fraser MacKenzie Limited - Investment Banking (Primary) Canada (Primary) Fulcrum International Ltd. - Investment Banking (Primary) Canada (Primary) Fusion Capital - Investment Banking (Primary) Canada (Primary) Geneva Merger & Acquisition Services of Canada (Ont.) Inc. - Investment Banking (Primary) Canada (Primary) Global Capital Partners, Inc. - Investment Banking (Primary) Canada (Primary) Global Corporate Finance Group - Investment Banking (Primary) Canada (Primary) GMP Capital Inc. (TSX:GMP) TSX:GMP Investment Banking (Primary) Canada (Primary) GMP Securities, Ltd. - Investment Banking (Primary) Canada (Primary) Golden Capital Securities Ltd. - Investment Banking (Primary) Canada (Primary) Goldman Sachs Canada, Inc. - Investment Banking (Primary) Canada (Primary) Gordon Capital Corporation - Investment Banking (Primary) Canada (Primary) Goulet Bowker & Associates, Inc. - Investment Banking (Primary) Canada (Primary) Graydon Elliott Capital Corporation - Investment Banking (Primary) Canada (Primary) Greenhill & Co. Canada Ltd. - Investment Banking (Primary) Canada (Primary) Griffiths McBurney L.P. - Investment Banking (Primary) Canada (Primary) Groome Capital, Inc. - Investment Banking (Primary) Canada (Primary) Groupe Financier Concorde - Investment Banking (Primary) Canada (Primary) Haywood Capital Corporation - Investment Banking (Primary) Canada (Primary) Haywood Securities Inc. - Investment Banking (Primary) Canada (Primary) Horsley & Associates Inc. - Investment Banking (Primary) Canada (Primary) HSBC Securities (Canada) Inc. - Investment Banking (Primary) Canada (Primary) i3 Capital Partners, Inc. - Investment Banking (Primary) Canada (Primary) IBK Capital Corp. - Investment Banking (Primary) Canada (Primary) IJW Management Inc. - Investment Banking (Primary) Canada (Primary) Integral Wealth Securities Limited - Investment Banking (Primary) Canada (Primary) IntelHub Financial Corporation - Investment Banking (Primary) Canada (Primary) Invico Capital Advisory Services Inc. - Investment Banking (Primary) Canada (Primary) IPC Securities Corporation - Investment Banking (Primary) Canada (Primary) Iquanox Inc. - Investment Banking (Primary) Canada (Primary) Jacob Securities Inc. - Investment Banking (Primary) Canada (Primary) Jennings Capital Inc. - Investment Banking (Primary) Canada (Primary) Jiaxin Consulting Group, Inc. - Investment Banking (Primary) Canada (Primary) Jones, Gable, & Company Limited - Investment Banking (Primary) Canada (Primary) JP Investment Group LLC - Investment Banking (Primary) Canada (Primary) JR/Janus Merchant Brokers Ltd. - Investment Banking (Primary) Canada (Primary) KCI Investments - Investment Banking (Primary) Canada (Primary) KERN Partners, Advisory Business - Investment Banking (Primary) Canada (Primary) Kingsdale Capital Markets Inc. - Investment Banking (Primary) Canada (Primary) Knightswood Financial Corp. (TSXV:KWF) TSXV:KWF Investment Banking (Primary) Canada (Primary) La Financiere du Québec - Investment Banking (Primary) Canada (Primary) Lambridge Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) Lamerac Financial Corp. - Investment Banking (Primary) Canada (Primary) Latitude Partners, Advisory Services - Investment Banking (Primary) Canada (Primary) Les Investissements Blue Ship Inc. - Investment Banking (Primary) Canada (Primary) Lightyear Capital Inc. - Investment Banking (Primary) Canada (Primary) Limited Market Dealer, Inc. - Investment Banking (Primary) Canada (Primary) Loewen & Partners Inc. - Investment Banking (Primary) Canada (Primary) Loewen, Ondaatje, McCutcheon Limited - Investment Banking (Primary) Canada (Primary) M Partners Inc. - Investment Banking (Primary) Canada (Primary) M&A Partners - Investment Banking (Primary) Canada (Primary) MacDougall, MacDougall & MacTier, Inc. - Investment Banking (Primary) Canada (Primary) Macquarie Capital Markets Canada Ltd. - Investment Banking (Primary) Canada (Primary) Macquarie North America Ltd. - Investment Banking (Primary) Canada (Primary) Macquarie Tristone - Investment Banking (Primary) Canada (Primary) Magellan Merchant Capital Inc - Investment Banking (Primary) Canada (Primary) Maison Placements Canada Inc. - Investment Banking (Primary) Canada (Primary) MAK Allen & Day Capital Partners, Inc., Advisory Arm - Investment Banking (Primary) Canada (Primary) Marathon Capital Advisors Inc. - Investment Banking (Primary) Canada (Primary) Max Capital Markets Ltd. - Investment Banking (Primary) Canada (Primary) MB Consulting Inc. - Investment Banking (Primary) Canada (Primary) MCC Partners - Investment Banking (Primary) Canada (Primary) MergeCo Resources Inc. - Investment Banking (Primary) Canada (Primary) Mergerac Inc. - Investment Banking (Primary) Canada (Primary) MGB Capital Inc. - Investment Banking (Primary) Canada (Primary) MGI Securities Inc. - Investment Banking (Primary) Canada (Primary) Midland Baring Financial Group Inc. - Investment Banking (Primary) Canada (Primary) Mina Mar Group, Inc. - Investment Banking (Primary) Canada (Primary) MNP Corporate Finance Inc. - Investment Banking (Primary) Canada (Primary) Morgan Stanley Canada Limited - Investment Banking (Primary) Canada (Primary) MPA Morrison Park Advisors Inc. - Investment Banking (Primary) Canada (Primary) National Bank Financial, Inc. - Investment Banking (Primary) Canada (Primary) NCP Northland Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) Nevland Ventures - Investment Banking (Primary) Canada (Primary) Newhaven Bancaire Privée, Advisory Arm - Investment Banking (Primary) Canada (Primary) NewPoint Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) NorCap Canada Ltd. - Investment Banking (Primary) Canada (Primary) North-Brook Capital Corporation - Investment Banking (Primary) Canada (Primary) NorthCrest Partners Inc. - Investment Banking (Primary) Canada (Primary) Northern Securities Inc. - Investment Banking (Primary) Canada (Primary) Notre-Dame Capital Inc. - Investment Banking (Primary) Canada (Primary) Noverra Consulting + Capital Partners - Investment Banking (Primary) Canada (Primary) Octagon Capital Corp. - Investment Banking (Primary) Canada (Primary) Osprey Capital Partners - Investment Banking (Primary) Canada (Primary) Paladin Group, Inc. - Investment Banking (Primary) Canada (Primary) Paradigm Capital, Inc. - Investment Banking (Primary) Canada (Primary) Partners In Planning Financial Services, Ltd. - Investment Banking (Primary) Canada (Primary) Peak Securities Inc. - Investment Banking (Primary) Canada (Primary) Pentor Alliance Corporation - Investment Banking (Primary) Canada (Primary) Peters & Co. Equities Inc. - Investment Banking (Primary) Canada (Primary) Peters & Co., Limited - Investment Banking (Primary) Canada (Primary) PI Financial Corp. - Investment Banking (Primary) Canada (Primary) Polar Capital Corporation - Investment Banking (Primary) Canada (Primary) Pope & Company - Investment Banking (Primary) Canada (Primary) Porthmeor Securities Inc. - Investment Banking (Primary) Canada (Primary) PowerOne Capital Markets Limited - Investment Banking (Primary) Canada (Primary) PricewaterhouseCoopers Corporate Finance Inc. - Investment Banking (Primary) Canada (Primary) Quest Partners Ltd. - Investment Banking (Primary) Canada (Primary) Raymond James Ltd. - Investment Banking (Primary) Canada (Primary) RBC Capital Markets Corporation - Investment Banking (Primary) Canada (Primary) RBC Rundle - Investment Banking (Primary) Canada (Primary) Regent Mercantile Bancorp Inc. - Investment Banking (Primary) Canada (Primary) Research Capital Corporation - Investment Banking (Primary) Canada (Primary) Robbinex Inc. - Investment Banking (Primary) Canada (Primary) Rockwater Capital Corporation - Investment Banking (Primary) Canada (Primary) Roynat Inc. - Investment Banking (Primary) Canada (Primary) RSM Richter Corporate Finance Group - Investment Banking (Primary) Canada (Primary) Rundle Capital Limited - Investment Banking (Primary) Canada (Primary) Salman Partners Inc. - Investment Banking (Primary) Canada (Primary) Sandstone Merchant Capital Inc. - Investment Banking (Primary) Canada (Primary) Sayer Energy Advisors - Investment Banking (Primary) Canada (Primary) Scotia Bond Co. Ltd. - Investment Banking (Primary) Canada (Primary) Scotia Capital Inc. - Investment Banking (Primary) Canada (Primary) Scotia Waterous - Investment Banking (Primary) Canada (Primary) Selot Consulting - Investment Banking (Primary) Canada (Primary) Shakerhill Partners Ltd. - Investment Banking (Primary) Canada (Primary) SHI Capital - Investment Banking (Primary) Canada (Primary) Shone Capital Partners, Inc. - Investment Banking (Primary) Canada (Primary) Skana Capital Corp. (TSXV:SKN) TSXV:SKN Investment Banking (Primary) Canada (Primary) Solaris Capital Advisors Inc. - Investment Banking (Primary) Canada (Primary) Solstice Financial Group Inc. - Investment Banking (Primary) Canada (Primary) Spara Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) Stable Capital Advisors - Investment Banking (Primary) Canada (Primary) Standard Securities Capital Corporation - Investment Banking (Primary) Canada (Primary) Stonechair Capital Corporation - Investment Banking (Primary) Canada (Primary) Stonecroft + Partners Inc. - Investment Banking (Primary) Canada (Primary) STORMONT Energy Advisors - Investment Banking (Primary) Canada (Primary) Stuart Lammert & Co. - Investment Banking (Primary) Canada (Primary) Sumex Inc. - Investment Banking (Primary) Canada (Primary) Synergis Capital Inc. - Investment Banking (Primary) Canada (Primary) Synergy Partners Inc. - Investment Banking (Primary) Canada (Primary) Taurus Capital Markets - Investment Banking (Primary) Canada (Primary) TCF Ventures Corp. - Investment Banking (Primary) Canada (Primary) TD Securities Inc. - Investment Banking (Primary) Canada (Primary) Tenth Power Inc. - Investment Banking (Primary) Canada (Primary) The Chrysalis Capital Group, Inc. - Investment Banking (Primary) Canada (Primary) Thomas Weisel Partners Canada Inc. - Investment Banking (Primary) Canada (Primary) Thomson Associates Inc. - Investment Banking (Primary) Canada (Primary) Thomson Kernaghan & Co. Ltd. - Investment Banking (Primary) Canada (Primary) Toll Cross Securities, Inc. - Investment Banking (Primary) Canada (Primary) Trek Financial and Valuation Advisors Ltd. - Investment Banking (Primary) Canada (Primary) Tria Management - Investment Banking (Primary) Canada (Primary) Trilon Securities Corp. - Investment Banking (Primary) Canada (Primary) UBS Securities Canada Inc. - Investment Banking (Primary) Canada (Primary) Union Securities Ltd. - Investment Banking (Primary) Canada (Primary) VCI Vencorp Capital, Inc. - Investment Banking (Primary) Canada (Primary) Vengate Capital Partners Co. - Investment Banking (Primary) Canada (Primary) Versant Partners Inc. - Investment Banking (Primary) Canada (Primary) Watershed Capital Partners Inc. - Investment Banking (Primary) Canada (Primary) Wellington West Capital Markets Inc. - Investment Banking (Primary) Canada (Primary) Wellington West Holdings Inc. - Investment Banking (Primary) Canada (Primary) Wellstar Capital Ltd. - Investment Banking (Primary) Canada (Primary) White Knight Capital Corp. - Investment Banking (Primary) Canada (Primary) WindyPoint Capital Inc. - Investment Banking (Primary) Canada (Primary) Wolverton Capital Markets - Investment Banking (Primary) Canada (Primary) Woodstone Capital Inc. - Investment Banking (Primary) Canada (Primary) XPS Group Inc. - Investment Banking (Primary) Canada (Primary) ZED Financial Partners - Investment Banking (Primary) Canada (Primary)

*Denotes proprietary information.

 
Best Response

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Investment Banking (Primary)
2) Geographic Locations: New Jersey (Primary) OR New York (Primary)

Company Name Exchange:Ticker Industry Classifications Geographic Locations 747 Capital LLC - Investment Banking (Primary) New York (Primary) ABN Amro Securities LLC - Investment Banking (Primary) New York (Primary) Acadia Capital Advisors - Investment Banking (Primary) New York (Primary) Access Wealth Planning - Investment Banking (Primary) New Jersey (Primary) Acquest International - Investment Banking (Primary) New York (Primary) Acrelic Group, LLC - Investment Banking (Primary) New Jersey (Primary) Adams & Royer Inc. - Investment Banking (Primary) New York (Primary) Adelphia Capital, LLC - Investment Banking (Primary) New York (Primary) Advanced Funding Solutions, LLC - Investment Banking (Primary) New York (Primary) Aegis Capital Corp. - Investment Banking (Primary) New York (Primary) Aegis Energy Advisors Corp. - Investment Banking (Primary) New York (Primary) AGC, Inc. - Investment Banking (Primary) New York (Primary) Agile Equity, LLC - Investment Banking (Primary) New York (Primary) AGM Partners LLC - Investment Banking (Primary) New York (Primary) Akin Bay Company LLC - Investment Banking (Primary) New York (Primary) Alderman & Company, LLC - Investment Banking (Primary) New York (Primary) Aleutian Acquisition Services - Investment Banking (Primary) New York (Primary) Aleutian India, LLC - Investment Banking (Primary) New York (Primary) Alexander, Wescott & Company, Inc. - Investment Banking (Primary) New York (Primary) Allen & Company LLC - Investment Banking (Primary) New York (Primary) Allen & Company, Inc. - Investment Banking (Primary) New York (Primary) Allen Holding Inc. - Investment Banking (Primary) New York (Primary) Alliance Capital Partners, Inc. - Investment Banking (Primary) New York (Primary) Alpha Finance US Corp. - Investment Banking (Primary) New York (Primary) Alpine Capital Group - Investment Banking (Primary) New York (Primary) Altamar Capital - Investment Banking (Primary) New York (Primary) Alterity Partners - Investment Banking (Primary) New York (Primary) AMA Capital Partners LLC - Investment Banking (Primary) New York (Primary) AmerAsia Capital Partners, LLC - Investment Banking (Primary) New York (Primary) America First Associates Corp. - Investment Banking (Primary) New York (Primary) American Capital Partners, LLC - Investment Banking (Primary) New York (Primary) American Corporate Services. Inc. - Investment Banking (Primary) New York (Primary) American Medtech Advisors LLC - Investment Banking (Primary) New York (Primary) Americorp Securities Inc - Investment Banking (Primary) New York (Primary) Amper Investment Banking - Investment Banking (Primary) New York (Primary) Anchin Capital Advisors LLC - Investment Banking (Primary) New York (Primary) Andrew, Alexander, Wise, & Company - Investment Banking (Primary) New York (Primary) Anniston Capital, Inc. - Investment Banking (Primary) New York (Primary) ANZ Securities Inc. - Investment Banking (Primary) New York (Primary) Aramar Capital LLC - Investment Banking (Primary) New York (Primary) Ardour Capital Investments, LLC - Investment Banking (Primary) New York (Primary) Argilus, LLC - Investment Banking (Primary) New York (Primary) Argonaut Financial, Inc. - Investment Banking (Primary) New Jersey (Primary) Aros Securities, Inc. - Investment Banking (Primary) New York (Primary) Array Capital, LLC - Investment Banking (Primary) New York (Primary) Arrow Partners, Inc. - Investment Banking (Primary) New York (Primary) Arsht & Company - Investment Banking (Primary) New York (Primary) Arthur P. Gould & Co. - Investment Banking (Primary) New York (Primary) Arview Holdings, Inc. - Investment Banking (Primary) New York (Primary) Asante Partners LLC - Investment Banking (Primary) New York (Primary) Ashir Capital, Inc. - Investment Banking (Primary) New York (Primary) Ashley, Wells & Dorr, Inc. - Investment Banking (Primary) New York (Primary) Asset Management Services LLC - Investment Banking (Primary) New York (Primary) Astor Group, LLC - Investment Banking (Primary) New York (Primary) Athelera - Investment Banking (Primary) New York (Primary) Atlas Capital Services, LLC - Investment Banking (Primary) New York (Primary) Aubridge Partners - Investment Banking (Primary) New York (Primary) Aurora Capital LLC - Investment Banking (Primary) New York (Primary) Avalon Group, Ltd. - Investment Banking (Primary) New York (Primary) Avec Capital, LLC - Investment Banking (Primary) New York (Primary) Banca IMI Securities Corp. - Investment Banking (Primary) New York (Primary) Barker Capital, LLC - Investment Banking (Primary) New York (Primary) Barman Capital LLC - Investment Banking (Primary) New York (Primary) Barnett & Partners, LLC - Investment Banking (Primary) New York (Primary) Baron Advisors LLC - Investment Banking (Primary) New York (Primary) Basic Investors, Inc. - Investment Banking (Primary) New York (Primary) Baxter Bold & Company - Investment Banking (Primary) New York (Primary) Baytree Capital Associates, LLC - Investment Banking (Primary) New York (Primary) BBVA Securities Inc. - Investment Banking (Primary) New York (Primary) Bear, Stearns & Co. Inc. - Investment Banking (Primary) New York (Primary) Beige Group - Investment Banking (Primary) New York (Primary) Belfort Capital Corporation - Investment Banking (Primary) New York (Primary) Belstar Investment Management, LLC - Investment Banking (Primary) New York (Primary) Benchmark Capital Consulting Inc. - Investment Banking (Primary) New York (Primary) Benchmark Group, The - Investment Banking (Primary) New Jersey (Primary) Benedetto, Gartland & Co. - Investment Banking (Primary) New York (Primary) Benedetto, Gartland & Co. (Fund Placement Group) - Investment Banking (Primary) New York (Primary) Benjamin Jacobson & Sons LLC - Investment Banking (Primary) New York (Primary) Bentley Associates L.P. - Investment Banking (Primary) New York (Primary) Berchwood Partners LLC - Investment Banking (Primary) New York (Primary) Berenson & Company - Investment Banking (Primary) New York (Primary) Berkery, Noyes & Co., LLC - Investment Banking (Primary) New York (Primary) Berkshire Capital Corporation - Investment Banking (Primary) New York (Primary) Bessemer Investor Services, Inc. - Investment Banking (Primary) New York (Primary) Birchwood Capital Advisors Group, Inc. - Investment Banking (Primary) New Jersey (Primary) Bison Partners - Investment Banking (Primary) New York (Primary) Blackcomb Advisors LLC - Investment Banking (Primary) New York (Primary) Blackhawk Partners, Inc., Advisory Arm - Investment Banking (Primary) New York (Primary) BlackRock’s Advisory Services Group - Investment Banking (Primary) New York (Primary) Blackstone Holdings III L.P. - Investment Banking (Primary) New York (Primary) Blaylock & Company Inc. - Investment Banking (Primary) New York (Primary) Blue Beacon Capital LLC - Investment Banking (Primary) New Jersey (Primary) BlueStone Capital Securities Inc., Investment Banking and Brokerage Business - Investment Banking (Primary) New York (Primary) BlueStone Capital Securities, Inc. - Investment Banking (Primary) New York (Primary) BMO Capital Markets Corp. - Investment Banking (Primary) New York (Primary) BNP Paribas Securities Corp. - Investment Banking (Primary) New York (Primary) BNY Mellon Capital Markets, LLC - Investment Banking (Primary) New York (Primary) BofA Merrill Lynch Credit Products, L.L.C. - Investment Banking (Primary) New York (Primary) BofA Merrill Lynch International Limited - Investment Banking (Primary) New York (Primary) Bollinger, Wells, Lett, & Co. Inc. - Investment Banking (Primary) New York (Primary) BOVARO Partners, LLC - Investment Banking (Primary) New York (Primary) Bozano, Simonsen Securities, Inc. - Investment Banking (Primary) New York (Primary) BPC Group LLC - Investment Banking (Primary) New York (Primary) Brean Murray, Carret & Co., LLC - Investment Banking (Primary) New York (Primary) Brenner Securities Corp - Investment Banking (Primary) New York (Primary) Brittany Capital Group Inc. - Investment Banking (Primary) New York (Primary) Broadband Capital Management LLC - Investment Banking (Primary) New York (Primary) Broadmark Capital, LLC - Investment Banking (Primary) New York (Primary) Broadpoint Securities, Inc. - Investment Banking (Primary) New York (Primary) Brocair Partners LLC - Investment Banking (Primary) New York (Primary) Brock Capital Group LLC - Investment Banking (Primary) New York (Primary) Brooks, Houghton & Company, Inc. - Investment Banking (Primary) New York (Primary) Bryant Park Capital Valuation Services LLC - Investment Banking (Primary) New York (Primary) Bryant Park Capital, Inc. - Investment Banking (Primary) New York (Primary) BT Securities Corporation - Investment Banking (Primary) New York (Primary) BT Wolfensohn - Investment Banking (Primary) New York (Primary) Burnham Hill Partners - Investment Banking (Primary) New York (Primary) Burnham Securities Inc. - Investment Banking (Primary) New York (Primary) Bushkin Associates Inc. - Investment Banking (Primary) New York (Primary) Business Development Asia LLC - Investment Banking (Primary) New York (Primary) Butler Capital Investments, LLC - Investment Banking (Primary) New York (Primary) Butler, Chapman & Co. LLC - Investment Banking (Primary) New York (Primary) C.E. Unterberg, Towbin - Investment Banking (Primary) New York (Primary) Cain Brothers & Company, LLC - Investment Banking (Primary) New York (Primary) Calgary Enterprises, Inc. - Investment Banking (Primary) New York (Primary) Caliburn Venture Advisors LLC - Investment Banking (Primary) New York (Primary) Calyon Securities (USA) Inc. - Investment Banking (Primary) New York (Primary) Cambridge International Partners, Inc. - Investment Banking (Primary) New York (Primary) Cantor Fitzgerald & Co. - Investment Banking (Primary) New York (Primary) Cantor Fitzgerald, LP - Investment Banking (Primary) New York (Primary) Capital Formation Group of Rochester LP - Investment Banking (Primary) New York (Primary) CapitalKey Advisors, Inc. - Investment Banking (Primary) New York (Primary) Carey Financial Corporation - Investment Banking (Primary) New York (Primary) Carl Marks Capital Advisors LLC - Investment Banking (Primary) New York (Primary) Carlton Companies, Inc. (The) (OTCPK:CTNO) OTCPK:CTNO Investment Banking (Primary) New York (Primary) Carolina Barnes Capital Inc. - Investment Banking (Primary) New York (Primary) Carriage Hill - Investment Banking (Primary) New York (Primary) Carver Cross Incorporated - Investment Banking (Primary) New York (Primary) Carver Cross Securities Corp (Fund Placement Group) - Investment Banking (Primary) New York (Primary) Casesa Shapiro Group LLC - Investment Banking (Primary) New York (Primary) Casimir Capital L.P. - Investment Banking (Primary) New York (Primary) Castle Securities Corp. - Investment Banking (Primary) New York (Primary) CDC Securities - Investment Banking (Primary) New York (Primary) Centerboard Group - Investment Banking (Primary) New York (Primary) Centerview Partners LLC - Investment Banking (Primary) New York (Primary) Centra Capital, LLC - Investment Banking (Primary) New Jersey (Primary) Century Capital Associates LLC - Investment Banking (Primary) New Jersey (Primary) CFC Capital LLC - Investment Banking (Primary) New York (Primary) Chardan Capital Markets, LLC - Investment Banking (Primary) New York (Primary) Charles Morgan Securities, Inc. - Investment Banking (Primary) New York (Primary) Charleston Capital Corp. - Investment Banking (Primary) New York (Primary) Chartered Capital Advisers, Inc. - Investment Banking (Primary) New York (Primary) Chartered Capital LLC - Investment Banking (Primary) New York (Primary) Chase Auto Finance Corp. - Investment Banking (Primary) New York (Primary) Chase Securities, Inc. - Investment Banking (Primary) New York (Primary) CHELA Technology Partners, LLC - Investment Banking (Primary) New York (Primary) Chestnut Hill Partners - Investment Banking (Primary) New York (Primary) Chiron Capital LLC - Investment Banking (Primary) New York (Primary) Christman, Peters & Madden - Investment Banking (Primary) New York (Primary) CIBC World Markets Corp. - Investment Banking (Primary) New York (Primary) Cicerone Capital LLC - Investment Banking (Primary) New York (Primary) CIT Merchant Banking - Investment Banking (Primary) New York (Primary) Citi Markets & Banking - Investment Banking (Primary) New York (Primary) Citicorp Securities, Inc. - Investment Banking (Primary) New York (Primary) Citigroup Capital Strategies - Investment Banking (Primary) New York (Primary) Citigroup Global Markets, Inc. - Investment Banking (Primary) New York (Primary) CJS Securities, Inc. - Investment Banking (Primary) New York (Primary) CJS Securities, Inc., Investment Banking Arm - Investment Banking (Primary) New York (Primary) CL King & Associates, Inc., Investment Banking Arm - Investment Banking (Primary) New York (Primary) Clairfield Partners LLC - Investment Banking (Primary) New York (Primary) Clear Thinking Group LLC - Investment Banking (Primary) New Jersey (Primary) CMET Finance Holdings, Inc. - Investment Banking (Primary) New York (Primary) Coady Diemar Partners, LLC - Investment Banking (Primary) New York (Primary) Cohane Rafferty Securities L.L.C. - Investment Banking (Primary) New York (Primary) Cohen & Steers Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) Cohen, Duffy, McGowan & Co. LLC. - Investment Banking (Primary) New York (Primary) Colchester Capital, LLC - Investment Banking (Primary) New Jersey (Primary) Colebrooke Capital, Inc. - Investment Banking (Primary) New York (Primary) Coleman & Company Securities, Inc. - Investment Banking (Primary) New York (Primary) Collins Sivy - Investment Banking (Primary) New York (Primary) Columbia Strategy LLC - Investment Banking (Primary) New York (Primary) Compass Advisers, LLP - Investment Banking (Primary) New York (Primary) Compass Capital Group - Investment Banking (Primary) New York (Primary) Context Capital Group - Investment Banking (Primary) New York (Primary) Continental Advisory Services LLC - Investment Banking (Primary) New York (Primary) Convergent Capital LLC - Investment Banking (Primary) New York (Primary) Conway Del Genio Gries & Co., LLC - Investment Banking (Primary) New York (Primary) Corinthian Partners, L.L.C. - Investment Banking (Primary) New York (Primary) Corporate Solutions Group, LLC - Investment Banking (Primary) New York (Primary) Corroon, Lichtenstein and Company, L.L.C - Investment Banking (Primary) New York (Primary) COSCO Capital Management LLC - Investment Banking (Primary) New York (Primary) Coutant Capital Associates, LLC - Investment Banking (Primary) New Jersey (Primary) Cove Capital Advisors, Inc. - Investment Banking (Primary) New Jersey (Primary) Cowen & Co., LLC - Investment Banking (Primary) New York (Primary) Cowen Group, Inc., Prior to Reverse Merger with Ramius, LLC - Investment Banking (Primary) New York (Primary) CPM Group - Investment Banking (Primary) New York (Primary) Credit Suisse (USA), Inc. - Investment Banking (Primary) New York (Primary) Credit Suisse Management LLC - Investment Banking (Primary) New York (Primary) Credit Suisse Securities (USA) LLC - Investment Banking (Primary) New York (Primary) Crest Advisors LLC - Investment Banking (Primary) New York (Primary) CRG Partners Group, LLC - Investment Banking (Primary) New York (Primary) Cromwell, Morgan - Investment Banking (Primary) New York (Primary) Cross Border Enterprises LLC - Investment Banking (Primary) New York (Primary) Crucible Capital Group, Inc. - Investment Banking (Primary) New York (Primary) Crusader Financial Group, Inc. - Investment Banking (Primary) New York (Primary) Cue Capital - Investment Banking (Primary) New York (Primary) Cypress Associates LLC - Investment Banking (Primary) New York (Primary) D.H. Blair Investment Banking Corp. - Investment Banking (Primary) New York (Primary) Dahlman Rose & Company, LLC - Investment Banking (Primary) New York (Primary) Daiwa America Corporation - Investment Banking (Primary) New York (Primary) Daiwa Capital Markets America Inc. - Investment Banking (Primary) New York (Primary) Danford Capital Group - Investment Banking (Primary) New York (Primary) Daroth Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) Daroth Capital LLC - Investment Banking (Primary) New York (Primary) Das Consulting LLC - Investment Banking (Primary) New York (Primary) Datek Securities Corp. - Investment Banking (Primary) New Jersey (Primary) David Blech & Company Incorporated - Investment Banking (Primary) New York (Primary) David Lerner Associates - Investment Banking (Primary) New York (Primary) David N. Deutsch & Co., Inc. - Investment Banking (Primary) New York (Primary) DDA & Company, LLC - Investment Banking (Primary) New York (Primary) DDW Partners - Investment Banking (Primary) New York (Primary) De Guardiola Advisors, Inc. - Investment Banking (Primary) New York (Primary) Decker Group - Investment Banking (Primary) New Jersey (Primary) Defoe Capital, Ltd. - Investment Banking (Primary) New York (Primary) Delaware Bay Company, The - Investment Banking (Primary) New York (Primary) Deschutes Capital, Ltd. - Investment Banking (Primary) New York (Primary) DeSilva & Phillips, LLC - Investment Banking (Primary) New York (Primary) Deutsche Bank Alex.Brown Inc. (Fund Placement Group) - Investment Banking (Primary) New York (Primary) Deutsche Bank Securities Inc. - Investment Banking (Primary) New York (Primary) Devon Value Advisers - Investment Banking (Primary) New York (Primary) DG Investment Bank - Investment Banking (Primary) New York (Primary) Diamond Edge Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Diaz & Altschul Capital LLC - Investment Banking (Primary) New York (Primary) Diaz & Altschul Group LLC - Investment Banking (Primary) New York (Primary) Dillon, Read & Co. - Investment Banking (Primary) New York (Primary) Dinosaur Securities, LLC - Investment Banking (Primary) New York (Primary) Diversity Capital, L.L.C. - Investment Banking (Primary) New Jersey (Primary) Divine Capital Markets LLC - Investment Banking (Primary) New York (Primary) Dome Securities Corp. - Investment Banking (Primary) New York (Primary) Dominick & Dominick, L.L.C. - Investment Banking (Primary) New York (Primary) Donald & Co. Securities, Inc. - Investment Banking (Primary) New Jersey (Primary) Dooley Associates, LLC - Investment Banking (Primary) New York (Primary) Drake & Co. Inc. - Investment Banking (Primary) New York (Primary) Duff & Phelps Corporation (NYSE:DUF) NYSE:DUF Investment Banking (Primary) New York (Primary) Dunn Johnston & Co. Inc. - Investment Banking (Primary) New York (Primary) Durham Capital Corporation - Investment Banking (Primary) New York (Primary) DVB Capital Markets LLC - Investment Banking (Primary) New York (Primary) Dynamica, Inc. - Investment Banking (Primary) New York (Primary) DZ Financial Markets LLC - Investment Banking (Primary) New York (Primary) e-bitda, LLC - Investment Banking (Primary) New York (Primary) EA Capital, LLC - Investment Banking (Primary) New York (Primary) East Wind Advisors, LLC - Investment Banking (Primary) New York (Primary) Eastdil Secured LLC - Investment Banking (Primary) New York (Primary) Edgemont Capital Partners, L.P. - Investment Banking (Primary) New York (Primary) EdgeRock Realty Advisors LLC - Investment Banking (Primary) New York (Primary) Edward Andrews Group, Inc., The - Investment Banking (Primary) New York (Primary) EGS Securities Corp. - Investment Banking (Primary) New York (Primary) EKN Financial Services Inc. - Investment Banking (Primary) New York (Primary) Elben, LLC - Investment Banking (Primary) New York (Primary) Elixir Advisors - Investment Banking (Primary) New York (Primary) Emerging Growth Partners - Investment Banking (Primary) New York (Primary) Emissary Capital Group, LLC, Advisory Arm - Investment Banking (Primary) New York (Primary) ESB Advisory Services, Inc. - Investment Banking (Primary) New York (Primary) ETICO Capital LLC - Investment Banking (Primary) New York (Primary) Etkin & Company, Incorporated - Investment Banking (Primary) New York (Primary) Etradex, Corp. - Investment Banking (Primary) New York (Primary) Eureka Capital Markets, LLC - Investment Banking (Primary) New York (Primary) EuroConsult, Inc. - Investment Banking (Primary) New York (Primary) European American Advisors, Inc. - Investment Banking (Primary) New York (Primary) European Community Capital Ltd - Investment Banking (Primary) New York (Primary) Evercore Partners Inc. (NYSE:EVR) NYSE:EVR Investment Banking (Primary) New York (Primary) Everingham & Kerr - Investment Banking (Primary) New Jersey (Primary) Excel Partners Holdings, LLC - Investment Banking (Primary) New York (Primary) Executive Business Brokers, Inc. - Investment Banking (Primary) New Jersey (Primary) Far Hills Group, LLC - Investment Banking (Primary) New York (Primary) Fidcol Corporate Brokers Inc. - Investment Banking (Primary) New Jersey (Primary) Fieldstone Capital Group, LLC - Investment Banking (Primary) New York (Primary) Fieldstone Private Capital Group, Inc. - Investment Banking (Primary) New York (Primary) FinanceNYC, LLC - Investment Banking (Primary) New York (Primary) Financial Commerce Network Inc. - Investment Banking (Primary) New York (Primary) Financial Resources Group, LLC - Investment Banking (Primary) New York (Primary) Financo, Inc. - Investment Banking (Primary) New York (Primary) FinPro Inc. - Investment Banking (Primary) New Jersey (Primary) Firebrand Financial Group, Inc. (OTCPK:FFGI) OTCPK:FFGI Investment Banking (Primary) New York (Primary) First Cambridge Securities Corporation - Investment Banking (Primary) New York (Primary) First Dominion Capital, L.L.C. - Investment Banking (Primary) New York (Primary) First Equity Capital Securities, Inc. - Investment Banking (Primary) New York (Primary) First Institutional Securities LLC - Investment Banking (Primary) New Jersey (Primary) First Metropolitan Securities Inc. - Investment Banking (Primary) New York (Primary) First Montauk Financial Corp. - Investment Banking (Primary) New Jersey (Primary) First Montauk Securities Corp. - Investment Banking (Primary) New Jersey (Primary) First Wall Street Capital - Investment Banking (Primary) New York (Primary) Fitzgibbon Toigo Associates LLC - Investment Banking (Primary) New Jersey (Primary) Fleet Corporate Finance, Inc. - Investment Banking (Primary) New York (Primary) Fordham Financial Management Inc. - Investment Banking (Primary) New York (Primary) Foros Group LLC - Investment Banking (Primary) New York (Primary) Forum Capital Partners - Investment Banking (Primary) New York (Primary) Foundation Ventures, LLC - Investment Banking (Primary) New York (Primary) Franklin Hamilton LLC - Investment Banking (Primary) New York (Primary) Fredericks Michael & Co. - Investment Banking (Primary) New York (Primary) FTI Capital Advisors, L.L.C. - Investment Banking (Primary) New York (Primary) Further Lane Securities L.P. - Investment Banking (Primary) New York (Primary) G.C. Andersen Partners, LLC - Investment Banking (Primary) New York (Primary) Galileo Global Advisors LLC - Investment Banking (Primary) New York (Primary) Garros Group LLC - Investment Banking (Primary) New Jersey (Primary) Gary Stevens & Co. - Investment Banking (Primary) New York (Primary) GBI Capital Management Corp. - Investment Banking (Primary) New York (Primary) Geller Biopharm, Inc. - Investment Banking (Primary) New York (Primary) GF Capital Management & Advisors, LLC - Investment Banking (Primary) New York (Primary) GH Venture Partners, LLC - Investment Banking (Primary) New York (Primary) Gilford Securities Inc. - Investment Banking (Primary) New York (Primary) Giuliani Capital Advisors LLC - Investment Banking (Primary) New York (Primary) Glacier Partners Corp. - Investment Banking (Primary) New York (Primary) GLC Advisors & Co., LLC - Investment Banking (Primary) New York (Primary) Gleacher & Co. - Investment Banking (Primary) New York (Primary) Gleacher & Company Securities, Inc. - Investment Banking (Primary) New York (Primary) Gleacher & Company, Inc (NasdaqGM:GLCH) NasdaqGM:GLCH Investment Banking (Primary) New York (Primary) Global Equities Group Inc. - Investment Banking (Primary) New York (Primary) Global Gaming & Hospitality LLC - Investment Banking (Primary) New York (Primary) Global Markets Capital Group, LLC - Investment Banking (Primary) New York (Primary) Glocap Advisors LLC - Investment Banking (Primary) New York (Primary) Goldin Associates L.L.C. - Investment Banking (Primary) New York (Primary) Goldman Sachs Credit Partners L.P. - Investment Banking (Primary) New York (Primary) Goldman Sachs International - Investment Banking (Primary) New York (Primary) Goldman, Sachs & Co. - Investment Banking (Primary) New York (Primary) Goldmark Advisers, Inc. - Investment Banking (Primary) New York (Primary) Goodrich Capital LLC. - Investment Banking (Primary) New York (Primary) Gordian Group, LLC - Investment Banking (Primary) New York (Primary) Gotham Private Equity Partners, L.P., Advisory Arm - Investment Banking (Primary) New York (Primary) Gottesman Company - Investment Banking (Primary) New York (Primary) Gramercy Partners LLC - Investment Banking (Primary) New York (Primary) Grandwood Capital LLC - Investment Banking (Primary) New York (Primary) Green Drake Capital Corp. - Investment Banking (Primary) New York (Primary) Greenhill & Co., Inc. (NYSE:GHL) NYSE:GHL Investment Banking (Primary) New York (Primary) Greenhill & Co., LLC - Investment Banking (Primary) New York (Primary) GreenHills Ventures, LLC. - Investment Banking (Primary) New York (Primary) Greentech Capital Advisors - Investment Banking (Primary) New York (Primary) Gridley & Company LLC - Investment Banking (Primary) New York (Primary) Griffin Securities, Inc. - Investment Banking (Primary) New York (Primary) Groton Partners - Investment Banking (Primary) New York (Primary) Growth Strategy Group Inc. - Investment Banking (Primary) New York (Primary) Gruntal & Co., L.L.C., Certain Assets and Related Entities - Investment Banking (Primary) New York (Primary) Grupo Salinas Investments - Investment Banking (Primary) New York (Primary) Guggenheim Capital Markets, LLC - Investment Banking (Primary) New York (Primary) Guggenheim Real Estate Advisors - Investment Banking (Primary) New York (Primary) H. J. Meyers & Co., Inc. - Investment Banking (Primary) New York (Primary) H.C. Wainwright & Co., Inc. - Investment Banking (Primary) New York (Primary) Hapoalim Securities U.S.A., Inc. - Investment Banking (Primary) New York (Primary) Harbor Capital Advisors, Inc. - Investment Banking (Primary) New York (Primary) Harbor View Strategic Investments, Inc. - Investment Banking (Primary) New York (Primary) Harlan Company, Inc, The - Investment Banking (Primary) New York (Primary) Harmon & Co. - Investment Banking (Primary) New York (Primary) Harris Nesbitt Corp. - Investment Banking (Primary) New York (Primary) Harrisdirect LLC - Investment Banking (Primary) New Jersey (Primary) Hayfield Capital LLC - Investment Banking (Primary) New York (Primary) HCC Credit Underwriters Inc. - Investment Banking (Primary) New York (Primary) HCFP Brenner Securities LLC - Investment Banking (Primary) New York (Primary) HD Brous & Co. Inc. - Investment Banking (Primary) New York (Primary) Headwaters Capital LLC, Advisory Arm - Investment Banking (Primary) New York (Primary) Hellmold Associates - Investment Banking (Primary) New York (Primary) Hempstead & Co. Inc. - Investment Banking (Primary) New Jersey (Primary) Henley Advisors, LLC - Investment Banking (Primary) New York (Primary) Hermes Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) HFP Capital Markets LLC - Investment Banking (Primary) New York (Primary) Hill Street Capital LLC - Investment Banking (Primary) New York (Primary) Hobbs Melville Securities Corp. - Investment Banking (Primary) New York (Primary) Holbrook Capital, LLC - Investment Banking (Primary) New York (Primary) Hooghuis, Inc. - Investment Banking (Primary) New York (Primary) Hornblower & Weeks - Investment Banking (Primary) New York (Primary) Howland Partners LLC - Investment Banking (Primary) New York (Primary) HSBC Markets - Investment Banking (Primary) New York (Primary) HSBC Securities USA Inc. - Investment Banking (Primary) New York (Primary) HT Capital Advisors LLC - Investment Banking (Primary) New York (Primary) Hudson Abel & Company - Investment Banking (Primary) New York (Primary) Hudson Holding Corporation (OTCBB:HDHL) OTCBB:HDHL Investment Banking (Primary) New Jersey (Primary) Hughes Klaiber LLC - Investment Banking (Primary) New York (Primary) Hyundai Securities USA Inc. - Investment Banking (Primary) New York (Primary) Icon Securities Corporation - Investment Banking (Primary) New York (Primary) IDG Capital Group, Inc. - Investment Banking (Primary) New York (Primary) IFS Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) IGCS Corp - Investment Banking (Primary) New York (Primary) Imprimus Group, The - Investment Banking (Primary) New York (Primary) IndiGo Securities, LLC - Investment Banking (Primary) New York (Primary) ING Barings Corp. - Investment Banking (Primary) New York (Primary) ING Barings, United States Domestic Investment Banking Business - Investment Banking (Primary) New York (Primary) ING Capital LLC - Investment Banking (Primary) New York (Primary) ING Financial Markets LLC - Investment Banking (Primary) New York (Primary) InGlobalVest, Inc. - Investment Banking (Primary) New York (Primary) Innovation Advisors, Inc. - Investment Banking (Primary) New York (Primary) InSync Analytics LLC - Investment Banking (Primary) New York (Primary) Intaglio Partners, LLC - Investment Banking (Primary) New York (Primary) Intellian Capital Advisors, LLC. - Investment Banking (Primary) New York (Primary) Intelligent Edge Advisors, LLC - Investment Banking (Primary) New York (Primary) Intrepid LLC - Investment Banking (Primary) New York (Primary) Inverlink USA, Inc. - Investment Banking (Primary) New York (Primary) Investment Partners Group, Inc. - Investment Banking (Primary) New Jersey (Primary) Ion Partners LLC - Investment Banking (Primary) New York (Primary) iQ Venture Partners, Inc. - Investment Banking (Primary) New York (Primary) Iridium Partners, LLC - Investment Banking (Primary) New York (Primary) ISG Solid Capital Markets, LLC - Investment Banking (Primary) New York (Primary) ISI Capital, LLC, Brokerage Arm - Investment Banking (Primary) New York (Primary) ITF Global Partners (Innovation Technology and Finance) - Investment Banking (Primary) New York (Primary) IXE Securities, LLC. - Investment Banking (Primary) New York (Primary) J. W. Barclay & Co., Inc. - Investment Banking (Primary) New York (Primary) J.N. Levy, Inc. - Investment Banking (Primary) New York (Primary) J.P. Morgan Securities Inc. - Investment Banking (Primary) New York (Primary) James Barclay Alan Ltd. - Investment Banking (Primary) New York (Primary) Janssen Partners Inc. - Investment Banking (Primary) New York (Primary) Jardine Windsor Asset Management - Investment Banking (Primary) New York (Primary) JC Flowers & Co., LLC, Advisory Arm - Investment Banking (Primary) New York (Primary) JDA Partners LLC - Investment Banking (Primary) New York (Primary) Jefferies & Company, Inc. - Investment Banking (Primary) New York (Primary) Jefferies Broadview - Investment Banking (Primary) New York (Primary) Jefferies Group Inc. (NYSE:JEF) NYSE:JEF Investment Banking (Primary) New York (Primary) Jefferson County Industrial Development Agency - Investment Banking (Primary) New York (Primary) Jesup & Lamont Securities Corporation - Investment Banking (Primary) New York (Primary) Jesup & Lamont, Inc. (AMEX:JLI) AMEX:JLI Investment Banking (Primary) New York (Primary) JG Capital Inc. - Investment Banking (Primary) New York (Primary) Jim Manley Associates - Investment Banking (Primary) New Jersey (Primary) Joseph Stevens & Company - Investment Banking (Primary) New York (Primary) Josephthal & Co., Inc. - Investment Banking (Primary) New York (Primary) Josephthal Group, Inc. - Investment Banking (Primary) New York (Primary) Junewicz & Co. Inc. - Investment Banking (Primary) New York (Primary) Kaufman Bros., L.P. - Investment Banking (Primary) New York (Primary) Kaufman Bros., Research Division - Investment Banking (Primary) New York (Primary) KBW Inc (NYSE:KBW) NYSE:KBW Investment Banking (Primary) New York (Primary) Keane Securities Co., Inc. - Investment Banking (Primary) New York (Primary) Keefe, Bruyette, & Woods, Inc. - Investment Banking (Primary) New York (Primary) Kendall Capital Partners - Investment Banking (Primary) New York (Primary) Kershner, Grosso & Co. - Investment Banking (Primary) New York (Primary) Kestenbaum Associates LLC - Investment Banking (Primary) New York (Primary) Key Business Advisory Services, Inc. - Investment Banking (Primary) New York (Primary) Kidder Peabody Group Inc. - Investment Banking (Primary) New York (Primary) Kidron Corporate Advisors LLC - Investment Banking (Primary) New York (Primary) Kingston Securities LLC - Investment Banking (Primary) New York (Primary) Kirkland Investors LLC - Investment Banking (Primary) New York (Primary) Kirlin Securities Inc - Investment Banking (Primary) New York (Primary) Klitzberg Associates Inc. - Investment Banking (Primary) New Jersey (Primary) KTA Capital, LLC - Investment Banking (Primary) New York (Primary) Ladenburg Thalmann & Company - Investment Banking (Primary) New York (Primary) Laidlaw Global Securities, Inc. - Investment Banking (Primary) New York (Primary) Laird Squared LLC - Investment Banking (Primary) New York (Primary) Landmark Ventures, Inc. - Investment Banking (Primary) New York (Primary) Lazard Freres & Co. LLC - Investment Banking (Primary) New York (Primary) Ledgemont Capital Group LLC - Investment Banking (Primary) New York (Primary) Legacy Partners Group LLC - Investment Banking (Primary) New York (Primary) Legend Merchant Group, Inc. - Investment Banking (Primary) New York (Primary) Lehman Brothers - Equities Division - Investment Banking (Primary) New York (Primary) Lehman Brothers Holdings Inc. (OTCPK:LEHM.Q) OTCPK:LEHM.Q Investment Banking (Primary) New York (Primary) Lehman Brothers Holdings Inc., European and Middle Eastern Equities and Investment Banking Operation - Investment Banking (Primary) New York (Primary) Lehman Brothers Inc. - Investment Banking (Primary) New York (Primary) Lenox Hill Capital Advisors, Inc. - Investment Banking (Primary) New York (Primary) Leveraged Credit Management, Inc. - Investment Banking (Primary) New York (Primary) Lew Lieberbaum & Company Inc. - Investment Banking (Primary) New York (Primary) Liati Group, LLC. - Investment Banking (Primary) New York (Primary) Lighthouse Financial Group - Investment Banking (Primary) New York (Primary) Lighthouse Partners LLC - Investment Banking (Primary) New York (Primary) Lightstone Securities, LLC - Investment Banking (Primary) New York (Primary) Livingston Securities LLC - Investment Banking (Primary) New York (Primary) Loughlin Meghji + Company - Investment Banking (Primary) New York (Primary) Ludlow Capital, Inc. - Investment Banking (Primary) New York (Primary) Luminary Capital - Investment Banking (Primary) New York (Primary) M&A International, Inc. - Investment Banking (Primary) New York (Primary) M. R. Beal & Company - Investment Banking (Primary) New York (Primary) MacKenzie Partners - Investment Banking (Primary) New York (Primary) Macquarie Securities (USA) Inc. - Investment Banking (Primary) New York (Primary) Madison Park Group - Investment Banking (Primary) New York (Primary) Madison Williams and Company LLC - Investment Banking (Primary) New York (Primary) Maidstone Financial, Inc. - Investment Banking (Primary) New York (Primary) Mallon & Associates - Investment Banking (Primary) New York (Primary) Manhattan Investment Partners, LLC - Investment Banking (Primary) New York (Primary) Mantra Capital, LLC - Investment Banking (Primary) New York (Primary) Marco Polo Partners - Investment Banking (Primary) New York (Primary) Marco Polo Securities Inc. - Investment Banking (Primary) New York (Primary) Maren Group, LLC - Investment Banking (Primary) New York (Primary) Marlin & Associates New York LLC - Investment Banking (Primary) New York (Primary) Masson & Company, LLC - Investment Banking (Primary) New York (Primary) Mast Advisors, Inc. - Investment Banking (Primary) New Jersey (Primary) Matrix USA, LLC - Investment Banking (Primary) New York (Primary) Matthew Bass & Associates Inc. - Investment Banking (Primary) New York (Primary) Maxim Group, LLC - Investment Banking (Primary) New York (Primary) McConnell, Budd & Romano, Inc. - Investment Banking (Primary) New Jersey (Primary) McFarland Dewey & Company LLC - Investment Banking (Primary) New York (Primary) McNicoll, Lewis & Vlak LLC - Investment Banking (Primary) New York (Primary) MediaTech Capital Partners - Investment Banking (Primary) New York (Primary) Mercer Capital, Ltd. - Investment Banking (Primary) New York (Primary) Merchant & Schumacher Associates, LLC - Investment Banking (Primary) New York (Primary) Mercury Capital Advisors - Investment Banking (Primary) New York (Primary) Meredith Financial Group Inc. - Investment Banking (Primary) New York (Primary) Merger Insight LLC - Investment Banking (Primary) New York (Primary) MESA - Investment Banking (Primary) New York (Primary) Messier Partners, LLC - Investment Banking (Primary) New York (Primary) Metzler Corporation - Investment Banking (Primary) New York (Primary) Meyers Associates, L.P. - Investment Banking (Primary) New York (Primary) MGN Capital - Investment Banking (Primary) New York (Primary) Mid-Atlantic Companies, Ltd., The - Investment Banking (Primary) New Jersey (Primary) Milbank Roy & Co. LLC - Investment Banking (Primary) New York (Primary) Millburn Capital Group - Investment Banking (Primary) New Jersey (Primary) Mille Capital Corp. - Investment Banking (Primary) New York (Primary) Miller Buckfire & Co., LLC - Investment Banking (Primary) New York (Primary) Miller Mathis & Co., LLC - Investment Banking (Primary) New York (Primary) Millrock Partners, LLC - Investment Banking (Primary) New York (Primary) Mission Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) Moelis & Company LLC - Investment Banking (Primary) New York (Primary) Monarch Capital Group, LLC - Investment Banking (Primary) New York (Primary) Monness Crespi, Hardt & Co. Inc. - Investment Banking (Primary) New York (Primary) Morgan Joseph & Co. Inc. - Investment Banking (Primary) New York (Primary) Morgan Schiff & Co., Inc - Investment Banking (Primary) New York (Primary) Morgan Stanley & Co. Incorporated - Investment Banking (Primary) New York (Primary) Morgan Stanley (NYSE:MS) NYSE:MS Investment Banking (Primary) New York (Primary) Morgan Stanley Distributors Inc. - Investment Banking (Primary) New York (Primary) Morgan Stanley Group Inc. - Investment Banking (Primary) New York (Primary) Morgen, Evan & Company, Inc. - Investment Banking (Primary) New York (Primary) Morgen, Evan International - Investment Banking (Primary) New York (Primary) Morningside Capital Group - Investment Banking (Primary) New York (Primary) MPI Securities, Inc. - Investment Banking (Primary) New Jersey (Primary) MTN Capital Partners LLC, Advisory Arm - Investment Banking (Primary) New York (Primary) MTS Health Partners, L.P. - Investment Banking (Primary) New York (Primary) Murphy & Durieu, L.P. - Investment Banking (Primary) New York (Primary) Musa Capital Advisors, Ltd, Merchant Banking Arm - Investment Banking (Primary) New York (Primary) MVision Private Equity Advisers USA LLC - Investment Banking (Primary) New York (Primary) Mystic Capital Advisors Group LLC - Investment Banking (Primary) New York (Primary) Nanes Delorme Capital Management LLC - Investment Banking (Primary) New York (Primary) National Holdings Corp. (OTCBB:NHLD) OTCBB:NHLD Investment Banking (Primary) New York (Primary) Native Nations Securities, Inc. - Investment Banking (Primary) New Jersey (Primary) Natixis Bleichroeder Inc. - Investment Banking (Primary) New York (Primary) Navidar Group LLC - Investment Banking (Primary) New York (Primary) Needham & Company, LLC - Investment Banking (Primary) New York (Primary) NetCap Corporation - Investment Banking (Primary) New York (Primary) New Castle Financial Services LLC - Investment Banking (Primary) New York (Primary) New York Capital Corporation - Investment Banking (Primary) New York (Primary) New York Global Securities, Inc. - Investment Banking (Primary) New York (Primary) Newbury Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Newfield Capital, Inc. - Investment Banking (Primary) New York (Primary) NewOak Capital LLC - Investment Banking (Primary) New York (Primary) Niagara International Capital Limited - Investment Banking (Primary) New York (Primary) Noble Financial Group, Inc. - Investment Banking (Primary) New York (Primary) Nomura Holding America, Inc. - Investment Banking (Primary) New York (Primary) NoonMark Advisors LLC - Investment Banking (Primary) New York (Primary) Nordberg Capital, Inc. - Investment Banking (Primary) New York (Primary) North Sea Partners LLC - Investment Banking (Primary) New York (Primary) North Shore Capital Advisors Corp. - Investment Banking (Primary) New York (Primary) Northeast Capital & Advisory Inc. - Investment Banking (Primary) New York (Primary) Northern Lights Partners, LLC - Investment Banking (Primary) New Jersey (Primary) Nova Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Novahill Partners LLC - Investment Banking (Primary) New Jersey (Primary) Noveltek Capital Corp. - Investment Banking (Primary) New York (Primary) NW Financial Group - Investment Banking (Primary) New Jersey (Primary) Oasis Capital Partners, Inc. - Investment Banking (Primary) New York (Primary) Oberon Group, LLC - Investment Banking (Primary) New York (Primary) Odeon Capital Group LLC - Investment Banking (Primary) New York (Primary) Odin Advisors, LLC - Investment Banking (Primary) New York (Primary) Oppenheimer & Co. Division of Fahnestock - Investment Banking (Primary) New York (Primary) Oppenheimer & Co. Inc. - Investment Banking (Primary) New York (Primary) Oppenheimer Holdings Inc. (NYSE:OPY) NYSE:OPY Investment Banking (Primary) New York (Primary) Oscar Gruss and Son Inc. - Investment Banking (Primary) New York (Primary) Ostrowski & Company, Inc. - Investment Banking (Primary) New Jersey (Primary) Pacific Alliance Limited, LLC - Investment Banking (Primary) New York (Primary) Palathena & Partners - Investment Banking (Primary) New York (Primary) Paley Dixon, Inc. - Investment Banking (Primary) New York (Primary) Pali Capital, Inc. - Investment Banking (Primary) New York (Primary) Palladian Advisors - Investment Banking (Primary) New York (Primary) Palladium Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) Paragon Capital Corporation - Investment Banking (Primary) New York (Primary) Paragon Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Paramount BioCapital, Inc. - Investment Banking (Primary) New York (Primary) Paribas Capital Markets - Investment Banking (Primary) New York (Primary) Park Capital Securities - Investment Banking (Primary) New York (Primary) Park Hill Group LLC - Investment Banking (Primary) New York (Primary) Parkview Ventures LLC, Advisory Services - Investment Banking (Primary) New York (Primary) Patricof & Co. Capital Corporation - Investment Banking (Primary) New York (Primary) Patronus Capital Advisors, LLC - Investment Banking (Primary) New Jersey (Primary) Peers & Co. - Investment Banking (Primary) New York (Primary) Peregrine Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Perella Weinberg Partners LP - Investment Banking (Primary) New York (Primary) Perrin Holden & Davenport Capital Corp. - Investment Banking (Primary) New York (Primary) Peter J. Solomon Co. - Investment Banking (Primary) New York (Primary) Petsky Prunier LLC - Investment Banking (Primary) New York (Primary) Pharus Advisors, LLC - Investment Banking (Primary) New York (Primary) Phoenix Security Corp. - Investment Banking (Primary) New York (Primary) Pickwick Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Pittsford Capital Wealth Management LLC - Investment Banking (Primary) New York (Primary) PK McShane & Associates - Investment Banking (Primary) New York (Primary) PKL Capital, LLC - Investment Banking (Primary) New York (Primary) Platinum Equities, Inc. - Investment Banking (Primary) New York (Primary) POM Partners LLC - Investment Banking (Primary) New York (Primary) Primary Capital LLC - Investment Banking (Primary) New York (Primary) Prime Charter Ltd - Investment Banking (Primary) New York (Primary) Private Corporate Advisors, Inc. - Investment Banking (Primary) New York (Primary) Procured Risk Solutions - Investment Banking (Primary) New York (Primary) Providence Capital, Inc. - Investment Banking (Primary) New York (Primary) Provident Group Ltd. - Investment Banking (Primary) New York (Primary) Pruzan & Co. LLC - Investment Banking (Primary) New York (Primary) PS Capital LLC - Investment Banking (Primary) New York (Primary) Puma Capital, LLC - Investment Banking (Primary) New York (Primary) Punk, Ziegel & Company - Investment Banking (Primary) New York (Primary) PW Mattingly & Co - Investment Banking (Primary) New York (Primary) Quadrant Investment Bankers, Inc. - Investment Banking (Primary) New York (Primary) Quest Turnaround Advisors LLC - Investment Banking (Primary) New York (Primary) Quick & Reilly Inc, Prior to the acquisition by Fleet Securities, Inc. - Investment Banking (Primary) New York (Primary) Quick & Reilly, Inc. - Investment Banking (Primary) New York (Primary) R. T. G. Richards & Co., Inc. - Investment Banking (Primary) New York (Primary) R.W. Wentworth & Co., Inc. - Investment Banking (Primary) New York (Primary) Rabo Securities USA, Inc. - Investment Banking (Primary) New York (Primary) Rain Hill Group, Inc. - Investment Banking (Primary) New York (Primary) RAS Securities Corp. - Investment Banking (Primary) New York (Primary) RCM Saratoga Capital LLC - Investment Banking (Primary) New York (Primary) Redlich & Company LLC - Investment Banking (Primary) New York (Primary) Redwood Capital Group, LLC - Investment Banking (Primary) New York (Primary) Redwood Partners, Ltd. - Investment Banking (Primary) New York (Primary) Refco Securities, LLC - Investment Banking (Primary) New Jersey (Primary) Remien Capital, Inc. - Investment Banking (Primary) New York (Primary) Resurrection Advisors LLC - Investment Banking (Primary) New York (Primary) RG Securities LLC - Investment Banking (Primary) New York (Primary) Rhone Group Advisors LLC - Investment Banking (Primary) New York (Primary) Rhône Group LLC - Investment Banking (Primary) New York (Primary) Ridge Partners - Investment Banking (Primary) New York (Primary) Ridgewood Group International Ltd. - Investment Banking (Primary) New York (Primary) RIM Securities LLC - Investment Banking (Primary) New York (Primary) River Capital Partners - Investment Banking (Primary) New York (Primary) Riverside Capital - Investment Banking (Primary) New York (Primary) RJ Easton Ltd. - Investment Banking (Primary) New York (Primary) RL Renck & Co., Inc. - Investment Banking (Primary) New York (Primary) Roan Capital Partners LP - Investment Banking (Primary) New York (Primary) Robert A. Stanger & Co., Inc. - Investment Banking (Primary) New Jersey (Primary) Robert Fleming Inc. - Investment Banking (Primary) New York (Primary) Robert M. Cohen & Co., Inc. - Investment Banking (Primary) New York (Primary) Roberts Mitani LLC - Investment Banking (Primary) New York (Primary) Rockland Advisory Group, LLC - Investment Banking (Primary) New Jersey (Primary) Rockport Venture Partners - Investment Banking (Primary) New Jersey (Primary) Rockwood Group LLC - Investment Banking (Primary) New York (Primary) Rodman & Renshaw Capital Group, Inc. (NasdaqGM:RODM) NasdaqGM:RODM Investment Banking (Primary) New York (Primary) Rohatyn Associates LLC - Investment Banking (Primary) New York (Primary) Rosenblatt Securities Inc. - Investment Banking (Primary) New York (Primary) Rossoff & Company - Investment Banking (Primary) New York (Primary) Rothschild Inc. - Investment Banking (Primary) New York (Primary) Rothschild North America Inc. - Investment Banking (Primary) New York (Primary) Rudder Capital LLC - Investment Banking (Primary) New York (Primary) Rudnik Capital, LLC - Investment Banking (Primary) New Jersey (Primary) Ryan Beck & Co., Inc. - Investment Banking (Primary) New Jersey (Primary) S. Goldman Advisors LLC - Investment Banking (Primary) New York (Primary) S. W. Bach & Company - Investment Banking (Primary) New York (Primary) S.G. Martin Securities LLC - Investment Banking (Primary) New York (Primary) S.J. Conway & Company Inc. - Investment Banking (Primary) New York (Primary) Sage Rutty and Company, Inc. - Investment Banking (Primary) New York (Primary) Sagent Advisors Inc. - Investment Banking (Primary) New York (Primary) Samuel A. Ramirez & Co., Inc. - Investment Banking (Primary) New York (Primary) Sandler O’Neill & Partners, L.P. - Investment Banking (Primary) New York (Primary) SavillsGranite - Investment Banking (Primary) New York (Primary) Savoy Capital Advisors Inc. - Investment Banking (Primary) New York (Primary) Sawaya Segalas & Co., LLC - Investment Banking (Primary) New York (Primary) Schroder & Co., Inc. - Investment Banking (Primary) New York (Primary) SCIUS Capital Group LLC - Investment Banking (Primary) New York (Primary) SCO Securities LLC - Investment Banking (Primary) New York (Primary) Scotia Capital (USA) Inc. - Investment Banking (Primary) New York (Primary) Scott-Macon, Ltd. - Investment Banking (Primary) New York (Primary) Scura, Rise & Partners, LLC - Investment Banking (Primary) New York (Primary) Seaboard Securities Inc - Investment Banking (Primary) New Jersey (Primary) Seabury/OCI Advisors, LLC - Investment Banking (Primary) New York (Primary) Secured Capital Corp. - Investment Banking (Primary) New York (Primary) Seidman & Co., Inc. - Investment Banking (Primary) New York (Primary) Seneca Financial Group, Inc. - Investment Banking (Primary) New York (Primary) Senvest International L.L.C. - Investment Banking (Primary) New York (Primary) SG Americas Securities, LLC - Investment Banking (Primary) New York (Primary) SG Barr Devlin - Investment Banking (Primary) New York (Primary) Sharpe Capital Inc - Investment Banking (Primary) New York (Primary) Shattuck Hammond Partners - Investment Banking (Primary) New York (Primary) Shelbourne Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Siebert Brandford Shank & Co., LLC - Investment Banking (Primary) New York (Primary) Siebert Financial Corp. (NasdaqGM:SIEB) NasdaqGM:SIEB Investment Banking (Primary) New York (Primary) Silver Lane Advisors LLC - Investment Banking (Primary) New York (Primary) Silver Leaf Partners, LLC - Investment Banking (Primary) New York (Primary) Silverock Capital Partners - Investment Banking (Primary) New York (Primary) Sixpoint Partners, LLC - Investment Banking (Primary) New York (Primary) SJ Partners, Investment Banking Services - Investment Banking (Primary) New York (Primary) Sky Capital Holdings Ltd. - Investment Banking (Primary) New York (Primary) Sky Capital LLC - Investment Banking (Primary) New York (Primary) Sloan Securities Corp. - Investment Banking (Primary) New Jersey (Primary) Slusser Associates, Inc. - Investment Banking (Primary) New York (Primary) Smith Barney Holdings, Inc. - Investment Banking (Primary) New York (Primary) Smith Barney Inc. - Investment Banking (Primary) New York (Primary) Smooth Engine, Inc. - Investment Banking (Primary) New York (Primary) SOMA Partners, LLC - Investment Banking (Primary) New Jersey (Primary) Sonenshine Partners - Investment Banking (Primary) New York (Primary) SoundView Technology Group, Prior to being acquired by Wit Capital - Investment Banking (Primary) New York (Primary) South Richmond Security Inc. - Investment Banking (Primary) New York (Primary) Spartan Partners, LLC - Investment Banking (Primary) New York (Primary) Spencer Clarke LLC - Investment Banking (Primary) New York (Primary) Sperry, Mitchell & Company, Inc. - Investment Banking (Primary) New York (Primary) SPP Capital Partners LLC - Investment Banking (Primary) New York (Primary) Springwell Corporation - Investment Banking (Primary) New York (Primary) Spurrier Capital Partners - Investment Banking (Primary) New York (Primary) SRS Capital LLC - Investment Banking (Primary) New York (Primary) Starr Securities Inc - Investment Banking (Primary) New York (Primary) Stedman Gardner & Paris LLC - Investment Banking (Primary) New York (Primary) Stephens Cori Capital Advisors - Investment Banking (Primary) New York (Primary) Sterne & Co. LLC - Investment Banking (Primary) New York (Primary) Stires, O'Donnell & Company, Inc. - Investment Banking (Primary) New York (Primary) Stone Ridge Partners LLC - Investment Banking (Primary) New York (Primary) StoneRidge Advisors, LLC - Investment Banking (Primary) New York (Primary) Strasbourger Pearson Tulcin Wolff Incorporated - Investment Banking (Primary) New York (Primary) Strategic Advisory Group Inc. - Investment Banking (Primary) New York (Primary) Strauss Capital Partners LLC - Investment Banking (Primary) New York (Primary) Sturdivant & Co., Inc. - Investment Banking (Primary) New Jersey (Primary) Summit Securities Group LLC - Investment Banking (Primary) New York (Primary) Sun Mergers & Acquisitions, LLC - Investment Banking (Primary) New Jersey (Primary) Sunrise Financial Group Inc. - Investment Banking (Primary) New York (Primary) Sunrise Securities Corp. - Investment Banking (Primary) New York (Primary) Sutton Advisory Group - Investment Banking (Primary) New York (Primary) Swarthmore Associates - Investment Banking (Primary) New York (Primary) Synergy Capital Inc. - Investment Banking (Primary) New York (Primary) T.R. Winston & Company, LLC - Investment Banking (Primary) New Jersey (Primary) Taconic Advisory Group, LLC., The - Investment Banking (Primary) New York (Primary) Taglich Brothers, Inc. - Investment Banking (Primary) New York (Primary) Talmage Capital, LLC - Investment Banking (Primary) New York (Primary) Tango Equity - Investment Banking (Primary) New York (Primary) Tarpon Scurry Investments Inc - Investment Banking (Primary) New York (Primary) TD Securities (USA) LLC - Investment Banking (Primary) New York (Primary) Technology Holdings - Investment Banking (Primary) New Jersey (Primary) Technology Partners (Holdings) LLC - Investment Banking (Primary) New York (Primary) Tegris Advisors LLC - Investment Banking (Primary) New York (Primary) Telling Group, Ltd. - Investment Banking (Primary) New York (Primary) TerraNova Capital Partners, Inc. - Investment Banking (Primary) New York (Primary) Teten Advisors, LLC - Investment Banking (Primary) New York (Primary) The Bear Stearns Companies, LLC - Investment Banking (Primary) New York (Primary) The Behringer Group - Investment Banking (Primary) New York (Primary) The Benchmark Company, LLC. - Investment Banking (Primary) New York (Primary) The Bridgeford Group, Inc. - Investment Banking (Primary) New York (Primary) The Chart Group L.P. - Investment Banking (Primary) New York (Primary) The Chesapeake Group - Investment Banking (Primary) New York (Primary) The DAK Group, Ltd. - Investment Banking (Primary) New Jersey (Primary) The Dellacorte Group, Advisory Arm - Investment Banking (Primary) New York (Primary) The EpiGroup LLC - Investment Banking (Primary) New York (Primary) The Fidelco Group, Inc. - Investment Banking (Primary) New Jersey (Primary) The GMS Group, LLC - Investment Banking (Primary) New Jersey (Primary) The Goldman Sachs Group, Inc. (NYSE:GS) NYSE:GS Investment Banking (Primary) New York (Primary) The GreensLedge Group LLC - Investment Banking (Primary) New York (Primary) The Greenwich Group International, LLC - Investment Banking (Primary) New York (Primary) The Hermes Group LLC - Investment Banking (Primary) New Jersey (Primary) The Hickory Group, LLC - Investment Banking (Primary) New York (Primary) The Jordan, Edmiston Group, Inc. - Investment Banking (Primary) New York (Primary) The Kensington Company - Investment Banking (Primary) New York (Primary) The Kinetic Group - Investment Banking (Primary) New York (Primary) The Paramax CFG Corporation - Investment Banking (Primary) New York (Primary) The PrinceRidge Group LLC - Investment Banking (Primary) New York (Primary) The Raine Group, LLC - Investment Banking (Primary) New York (Primary) The Reid Group LLC - Investment Banking (Primary) New York (Primary) The Seaport Group LLC - Investment Banking (Primary) New York (Primary) The Silverfern Group, Inc. - Investment Banking (Primary) New York (Primary) The Taconic Group, Inc. - Investment Banking (Primary) New York (Primary) The Transportation Group (Capital) Limited - Investment Banking (Primary) New York (Primary) The Turris Group, Inc. - Investment Banking (Primary) New Jersey (Primary) The Valence Group LLC - Investment Banking (Primary) New York (Primary) The Walden Group, Inc. - Investment Banking (Primary) New York (Primary) The Wall Street Group, Inc. - Investment Banking (Primary) New York (Primary) The Williams Capital Group, L.P. - Investment Banking (Primary) New York (Primary) The Zanett Group - Investment Banking (Primary) New York (Primary) The Zanett Securities Corporation - Investment Banking (Primary) New York (Primary) ThomasLloyd Capital LLC - Investment Banking (Primary) New York (Primary) Thurn & Taxis LLC - Investment Banking (Primary) New York (Primary) TM Capital Corp. - Investment Banking (Primary) New York (Primary) Torreya Partners LLC - Investment Banking (Primary) New York (Primary) Touchstone Group, LLC - Investment Banking (Primary) New York (Primary) Tri-Artisan Partners LLC - Investment Banking (Primary) New York (Primary) Tri-River Capital - Investment Banking (Primary) New York (Primary) Triangle Capital LLC - Investment Banking (Primary) New York (Primary) Triax Capital Advisors, LLC - Investment Banking (Primary) New York (Primary) TriPoint Global Equities, LLC - Investment Banking (Primary) New York (Primary) Tucker Anthony Cleary Gull - Investment Banking (Primary) New York (Primary) Tucker Capital Corporation - Investment Banking (Primary) New Jersey (Primary) U.S. RE Securities, LLC - Investment Banking (Primary) New York (Primary) UCC Capital Corporation - Investment Banking (Primary) New York (Primary) Union Square Capital LLC - Investment Banking (Primary) New York (Primary) Unity Financial Strategists, Inc., Advisory Arm - Investment Banking (Primary) New York (Primary) Utendahl Capital Partners LP - Investment Banking (Primary) New York (Primary) Valufinder Group, Inc. - Investment Banking (Primary) New York (Primary) VC Arjent Ltd. - Investment Banking (Primary) New York (Primary) Vcap Ltd. - Investment Banking (Primary) New York (Primary) Veera Capital - Investment Banking (Primary) New York (Primary) Veronis Suhler Stevenson - Investment Banking (Primary) New York (Primary) Violy, Byorum & Partners Holdings, LLC - Investment Banking (Primary) New York (Primary) Viriathus Capital LLC - Investment Banking (Primary) New York (Primary) Viriathus Holdings LLC - Investment Banking (Primary) New York (Primary) VistaWEB.com - Investment Banking (Primary) New Jersey (Primary) VMS Associates, LLC - Investment Banking (Primary) New York (Primary) Wainwright Securities Inc. - Investment Banking (Primary) New York (Primary) Walsh Manning Securities Inc. - Investment Banking (Primary) New York (Primary) Wasserstein Perella & Co., Inc. - Investment Banking (Primary) New York (Primary) Watch Hill Partners LLC - Investment Banking (Primary) New York (Primary) Waterford Advisors LLC - Investment Banking (Primary) New Jersey (Primary) Wellfleet Partners, Inc. - Investment Banking (Primary) New York (Primary) Wertheim Schroder & Co. Inc - Investment Banking (Primary) New York (Primary) Westminster Securities Corporation - Investment Banking (Primary) New York (Primary) Weston International Capital Markets LLC. - Investment Banking (Primary) New York (Primary) Westrock Partners, Inc. - Investment Banking (Primary) New Jersey (Primary) Westwood Capital, LLC - Investment Banking (Primary) New York (Primary) Whale Securities Co. - Investment Banking (Primary) New York (Primary) Wharton Capital Markets LLC - Investment Banking (Primary) New York (Primary) Wharton Capital Partners LTD - Investment Banking (Primary) New York (Primary) White, Weld & Co. - Investment Banking (Primary) New York (Primary) Whitestone Communications, Inc. - Investment Banking (Primary) New York (Primary) Wildwood Capital LLC - Investment Banking (Primary) New York (Primary) William Scott & Co. LLC - Investment Banking (Primary) New Jersey (Primary) Winchester Realty, LLC - Investment Banking (Primary) New York (Primary) Wm Sword & Co. - Investment Banking (Primary) New Jersey (Primary) Wolet Capital Corporation - Investment Banking (Primary) New York (Primary) Wolfensohn & Company, L.L.C. - Investment Banking (Primary) New York (Primary) Worthington Capital Group Inc - Investment Banking (Primary) New York (Primary) Wynston Hill Capital LLC - Investment Banking (Primary) New York (Primary) XT Capital Partners, LLC - Investment Banking (Primary) New York (Primary) Yenni and Company, Inc. - Investment Banking (Primary) New York (Primary) Young America Capital, LLC - Investment Banking (Primary) New York (Primary) Zen Holdings Corp. (OTCPK:ZNHL) OTCPK:ZNHL Investment Banking (Primary) New York (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Capital Markets (Primary)
2) Geographic Locations: Connecticut (Primary) OR New York (Primary) OR California (Primary)
3) Business Description: Keyword: hedge fund
4) Business Description: Keyword: quantitative

Company Name Exchange:Ticker Industry Classifications Geographic Locations
AIG Global Investment Corp. (United States) - Capital Markets (Primary) New York (Primary)
Alexandra Investment Management, LLC - Capital Markets (Primary) New York (Primary)
Alpha Equity Management LLC - Capital Markets (Primary) Connecticut (Primary)
Altrinsic Global Advisors, LLC - Capital Markets (Primary) Connecticut (Primary)
Amaranth Advisors LLC - Capital Markets (Primary) Connecticut (Primary)
Aris Capital Management, LLC - Capital Markets (Primary) New York (Primary)
Arktos, LLC - Capital Markets (Primary) Connecticut (Primary)
Ascend Capital, LLC - Capital Markets (Primary) California (Primary)
Athena Capital Research - Capital Markets (Primary) New York (Primary)
Aviator Fund Management, L.P. - Capital Markets (Primary) Connecticut (Primary)
Bear Stearns Asset Management Inc. - Capital Markets (Primary) New York (Primary)
Bessemer Investment Management LLC - Capital Markets (Primary) New York (Primary)
BlackRock Institutional Trust Company, N.A. - Capital Markets (Primary) California (Primary)
Blackstone Alternative Asset Management - Capital Markets (Primary) New York (Primary)
BNY Mellon Wealth Management - Capital Markets (Primary) New York (Primary)
Brown Brothers Harriman & Co., Asset Management Arm - Capital Markets (Primary) New York (Primary)
Butler Capital Investments, LLC - Capital Markets (Primary) New York (Primary)
Cadogan Management, L.L.C. - Capital Markets (Primary) New York (Primary)
Cadogan Opportunistic Alternatives Fund, LLC - Capital Markets (Primary) New York (Primary)
Camden Asset Management L.P. - Capital Markets (Primary) California (Primary)
CARAT Capital L.L.C. - Capital Markets (Primary) New York (Primary)
Christofferson, Robb & Company, LLC - Capital Markets (Primary) New York (Primary)
Coefficient Global - Capital Markets (Primary) California (Primary)
Compass Fund Management, LLC - Capital Markets (Primary) California (Primary)
Credit Suisse Asset Management, LLC - Capital Markets (Primary) New York (Primary)
Creighton Capital Management, LLC - Capital Markets (Primary) California (Primary)
CSM Capital Corporation - Capital Markets (Primary) New York (Primary)
D. E. Shaw Investment Management, L.L.C. - Capital Markets (Primary) New York (Primary)
Delta Global Advisors, Inc. - Capital Markets (Primary) California (Primary)
Denali Advisors, LLC - Capital Markets (Primary) California (Primary)
DKR Capital Inc. - Capital Markets (Primary) Connecticut (Primary)
DSI International Management Inc. - Capital Markets (Primary) Connecticut (Primary)
Ellington Management Group, L.L.C. - Capital Markets (Primary) Connecticut (Primary)
Exis Capital Management, Inc. - Capital Markets (Primary) New York (Primary)
Ferro Capital LLC - Capital Markets (Primary) New York (Primary)
Fletcher Asset Management Inc. - Capital Markets (Primary) New York (Primary)
Fore Research & Management, LP - Capital Markets (Primary) New York (Primary)
Frith Investments, LLC - Capital Markets (Primary) New York (Primary)
FrontPoint Partners LLC - Capital Markets (Primary) Connecticut (Primary)
GE Asset Management Incorporated - Capital Markets (Primary) Connecticut (Primary)
Goldman Sachs Asset Management, L.P. - Capital Markets (Primary) New York (Primary)
Goldman Sachs Hedge Fund Strategies LLC - Capital Markets (Primary) New York (Primary)
Graham Capital Management, L.P - Capital Markets (Primary) Connecticut (Primary)
Haidar Capital Management LLC - Capital Markets (Primary) New York (Primary)
Haugen Custom Financial Systems, Inc. - Capital Markets (Primary) California (Primary)
Helix Investment Partners LLC - Capital Markets (Primary) California (Primary)
Hilspen Capital Management, LLC - Capital Markets (Primary) California (Primary)
Hite Capital Management, LLC - Capital Markets (Primary) New York (Primary)
Husic Capital Management - Capital Markets (Primary) California (Primary)
IndexIQ, Inc. - Capital Markets (Primary) New York (Primary)
Jane Street Capital, LLC - Capital Markets (Primary) New York (Primary)
Jefferies & Company, Inc., Research Division - Capital Markets (Primary) New York (Primary)
JMG Capital Management LLC - Capital Markets (Primary) California (Primary)
Liquidnet Quantitative Trading Services - Capital Markets (Primary) New York (Primary)
MarketPsy Capital, LLC - Capital Markets (Primary) California (Primary)
Mathematica Capital Management, LLC - Capital Markets (Primary) California (Primary)
MSD Capital, L.P. - Capital Markets (Primary) New York (Primary)
Neuberger Berman, LLC - Capital Markets (Primary) New York (Primary)
Oak Hill Investment Management, L.P. - Capital Markets (Primary) California (Primary)
Onyx Capital Management, LLC - Capital Markets (Primary) New York (Primary)
Oppenheimer Asset Management Inc. - Capital Markets (Primary) New York (Primary)
Peninsula Capital Management, Inc. - Capital Markets (Primary) California (Primary)
Permal Multi - Manager Funds (Lux) - Multi-Strategy Fund - Capital Markets (Primary) New York (Primary)
Platinum Grove Asset Management, L.P. - Capital Markets (Primary) New York (Primary)
Promethean Asset Management LLC - Capital Markets (Primary) New York (Primary)
QMHF Capital Management, LLC - Capital Markets (Primary) California (Primary)
Quantitative Bioequities Management, LLC - Capital Markets (Primary) California (Primary)
Quantitative Financial Strategies, Inc. - Capital Markets (Primary) Connecticut (Primary)
S&P Equity Research - Capital Markets (Primary) New York (Primary)
S.A.C. Capital Management, LLC - Capital Markets (Primary) New York (Primary)
Sabrient Systems, LLC - Capital Markets (Primary) California (Primary)
Salus Capital Management, Inc. - Capital Markets (Primary) California (Primary)
Schonfeld Securities, LLC - Capital Markets (Primary) New York (Primary)
Spark L.P. - Capital Markets (Primary) New York (Primary)
SSI Investment Management Inc. - Capital Markets (Primary) California (Primary)
Symphony Asset Management LLC - Capital Markets (Primary) California (Primary)
Teleos Management, L.L.C. - Capital Markets (Primary) Connecticut (Primary)
Telesis Capital, LLC - Capital Markets (Primary) California (Primary)
Telsey Advisory Group LLC - Capital Markets (Primary) New York (Primary)
Thales Fund Management, LLC - Capital Markets (Primary) New York (Primary)
The Torrey Funds - Capital Markets (Primary) New York (Primary)
The Zephirin Group, Inc. - Capital Markets (Primary) New York (Primary)
Thomas Weisel Asset Management LLC - Capital Markets (Primary) California (Primary)
ThomasLloyd Global Asset Management - Capital Markets (Primary) New York (Primary)
Titan Advisors, LLC - Capital Markets (Primary) New York (Primary)
Topos LLC - Capital Markets (Primary) Connecticut (Primary)
Tower Research Capital LLC - Capital Markets (Primary) New York (Primary)
Towneley Capital Management, Inc. - Capital Markets (Primary) California (Primary)
TQA Investors, LLC - Capital Markets (Primary) Connecticut (Primary)
Trident Partners Group, Inc. - Capital Markets (Primary) Connecticut (Primary)
Two Sigma Investments, LLC - Capital Markets (Primary) New York (Primary)
Tykhe Capital LLC - Capital Markets (Primary) New York (Primary)
U.S. Trust New York Asset Management Division - Capital Markets (Primary) New York (Primary)
Van Eck Funds - Van Eck Multi-Manager Alternatives Fund (MutualFund:VMAA.X) MutualFund:VMAA.X Capital Markets (Primary) New York (Primary)
Vector Partners LP - Capital Markets (Primary) Connecticut (Primary)
Zebra Capital Management, L.L.C. - Capital Markets (Primary) Connecticut (Primary)

*Denotes proprietary information.

 

haha ok for sure bro, sorry I didn't have to go into work today. I'm sitting in my apartment with no TV, it's raining outside and I just have my laptop. Thought I would help some people out that prob come from nontargets, like I did and don't have OCR. I'm not going to get in an argument on an online forum like a 7 yr old bro, but you no nothing about me and my capabilities. I will send you a PM right when I get that offer bud.

 

Capital IQ Company Screening Report

Screening Criteria
1) Industry Classifications: Capital Markets (Primary)
2) Geographic Locations: California (Primary) OR Los Angeles Area (Primary)
3) Business Description: Keyword: hedge fund

Company Name Exchange:Ticker Industry Classifications Geographic Locations
Abacus Capital Investments - Capital Markets (Primary) California (Primary)
Absolute Return Capital Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Acme Alpha, LLC - Capital Markets (Primary) California (Primary)
Admirael Asset Management - Capital Markets (Primary) California (Primary)
AdultVest, Inc., Investment Arm - Capital Markets (Primary) California (Primary)
Aesop Capital Partners - Capital Markets (Primary) California (Primary)
AGB Partners, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
AIC Asset Management, LLC - Capital Markets (Primary) California (Primary)
Akanthos Capital Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Alder Capital, LLC - Capital Markets (Primary) California (Primary)
Aletheia Research & Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Algert Coldiron Investors, LLC - Capital Markets (Primary) California (Primary)
Alta Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Altegris Investments - Capital Markets (Primary) California (Primary)
American Canyon Partners, LLC - Capital Markets (Primary) California (Primary)
American Realty Advisors - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Amerindo Investment Advisors, Inc. - Capital Markets (Primary) California (Primary)
AMG Capital Group - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
AMSEF, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Anacapa Asset Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Aperimus Capital - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Apex Capital, L.L.C. - Capital Markets (Primary) California (Primary)
Archangel Global Investors - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Archer Capital Partners, LLC - Capital Markets (Primary) California (Primary)
Archer Martin Ventures - Capital Markets (Primary) California (Primary)
Aria Partners GP, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Arque & Co. Incorporated - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Artis Capital Management, L.P. - Capital Markets (Primary) California (Primary)
Ascend Capital, LLC - Capital Markets (Primary) California (Primary)
Avalon Global Asset Management LLC - Capital Markets (Primary) California (Primary)
Baker Street Capital - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Banc of America Securities, Certain Assets of Prime Brokerage Business - Capital Markets (Primary) California (Primary)
Barbary Coast Capital Management, LLC - Capital Markets (Primary) California (Primary)
Barrington Wilshire, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Basix Capital, LLC - Capital Markets (Primary) California (Primary)
BayStar Asset Management, LLC - Capital Markets (Primary) California (Primary)
Bear Creek Capital Management - Capital Markets (Primary) California (Primary)
Belgravia Capital - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Belvedere Advisors, LLC - Capital Markets (Primary) California (Primary)
Beverly Hills Capital - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
BHIC LLC - Capital Markets (Primary) California (Primary)
Big Sky Capital - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Bingham, Osborn & Scarborough, LLC - Capital Markets (Primary) California (Primary)
BlackRock Institutional Trust Company, N.A. - Capital Markets (Primary) California (Primary)
BNY Mellon Enhanced Coefficient Select Fund plc - Capital Markets (Primary) California (Primary)
Bowman Capital Management, L.L.C. - Capital Markets (Primary) California (Primary)
Brad Peery Capital, Inc. - Capital Markets (Primary) California (Primary)
Breakwater Fund Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Bricoleur Capital Management, L.L.C. - Capital Markets (Primary) California (Primary)
Brookhaven Capital Management, LLC - Capital Markets (Primary) California (Primary)
Browndorf PEM, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Buena Vista Fund Management, LLC - Capital Markets (Primary) California (Primary)
Burlingame Asset Management, LLC - Capital Markets (Primary) California (Primary)
Cabezon Capital Management, LLC - Capital Markets (Primary) California (Primary)
California Institute of Technology Endowment - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
California Public Employees' Retirement System - Capital Markets (Primary) California (Primary)
Cambrian Capital, LP - Capital Markets (Primary) California (Primary)
Camden Asset Management L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Cannell Capital LLC - Capital Markets (Primary) California (Primary)
Canvas Capital Management, L.P. - Capital Markets (Primary) California (Primary)
Canyon Capital Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Carmel Capital Partners, LLC - Capital Markets (Primary) California (Primary)
Caywood-Scholl Capital Management LLC - Capital Markets (Primary) California (Primary)
Chapman Capital L.L.C. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Chroma Investing - Capital Markets (Primary) California (Primary)
CIC Capital Ltd. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Clarium Capital Management LLC - Capital Markets (Primary) California (Primary)
Cliffwater LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Cliffwood Partners LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Clocktower Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Cloudbreak Capital LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Coast Asset Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Coefficient Global - Capital Markets (Primary) California (Primary)
Cohen Independent Research Group, Inc. - Capital Markets (Primary) California (Primary)
Collins & Company, LLC - Capital Markets (Primary) California (Primary)
Columbus Capital Management, LLC - Capital Markets (Primary) California (Primary)
Compass Fund Management, LLC - Capital Markets (Primary) California (Primary)
Comstock Partners LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Connective Capital Management, LLC - Capital Markets (Primary) California (Primary)
Context Capital Management, LLC - Capital Markets (Primary) California (Primary)
Cor Capital - Capital Markets (Primary) California (Primary)
Cottingham Management Company - Capital Markets (Primary) California (Primary)
Creative Capitalists - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Creedon, Keller & Partners, Inc. - Capital Markets (Primary) California (Primary)
Creighton Capital Management, LLC - Capital Markets (Primary) California (Primary)
Criterion Capital Management, LLC - Capital Markets (Primary) California (Primary)
CrossLink Capital, Inc. - Capital Markets (Primary) California (Primary)
Custom Fund Management Inc. - Capital Markets (Primary) California (Primary)
Dafna Capital Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
De Santis Capital Management, L.P. - Capital Markets (Primary) California (Primary)
Deccan Capital Management, LLC - Capital Markets (Primary) California (Primary)
Decision Capital Management, LLC - Capital Markets (Primary) California (Primary)
Delta Global Advisors, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Denali Advisors, LLC - Capital Markets (Primary) California (Primary)
Derivative Consulting Group - Capital Markets (Primary) California (Primary)
Descartes Capital - Capital Markets (Primary) California (Primary)
Dorado Capital Management - Capital Markets (Primary) California (Primary)
Dunlap Equity Management - Capital Markets (Primary) California (Primary)
Edward O. Thorp & Associates, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Embarcadero Securities LLC. - Capital Markets (Primary) California (Primary)
Empyrean Capital Partners, LP - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Emrose Capital LLC - Capital Markets (Primary) California (Primary)
Enable Capital Management, LLC - Capital Markets (Primary) California (Primary)
Equanum Capital Management, LLC - Capital Markets (Primary) California (Primary)
Equus Asset Management, LLC - Capital Markets (Primary) California (Primary)
Evolution Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Explorador Capital Management, LLC - Capital Markets (Primary) California (Primary)
Expo Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Extensor Capital N.A., LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Falcon Point Capital, LLC - Capital Markets (Primary) California (Primary)
Far West Capital Management - Capital Markets (Primary) California (Primary)
Farallon Capital Management, L.L.C. - Capital Markets (Primary) California (Primary)
FG Management - Capital Markets (Primary) California (Primary)
First Q Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Firsthand Capital Management, Inc. - Capital Markets (Primary) California (Primary)
Fort Point Capital Management LLC - Capital Markets (Primary) California (Primary)
Funsten Asset Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
G2 Capital Management, LLC - Capital Markets (Primary) California (Primary)
Genesis Capital Ventures, Inc. - Capital Markets (Primary) California (Primary)
Giovine Capital Group, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Glacier Bay Capital LLC - Capital Markets (Primary) California (Primary)
Glenbrook Capital Management - Capital Markets (Primary) California (Primary)
Global Fund Group, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Global Futures Exchange & Trading Co., Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Global Money Management L.P. - Capital Markets (Primary) California (Primary)
Goldberg Advisers, LLC - Capital Markets (Primary) California (Primary)
GPS Partners LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Gruber & McBaine Capital Management, LLC - Capital Markets (Primary) California (Primary)
GSG Capital Advisors LLC - Capital Markets (Primary) California (Primary)
GWA Capital Partners, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Harlingwood Capital Management - Capital Markets (Primary) California (Primary)
Harvest Capital Strategies LLC - Capital Markets (Primary) California (Primary)
Haugen Custom Financial Systems, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Hawk Ridge Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Hayden Communications, Inc. - Capital Markets (Primary) California (Primary)
Helix Investment Partners LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Henry J. Kaiser Family Foundation, Endowment Fund - Capital Markets (Primary) California (Primary)
Hermes Advisors - Capital Markets (Primary) California (Primary)
Hilspen Capital Management, LLC - Capital Markets (Primary) California (Primary)
Himelsein Mandel Fund Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Hollencrest Securities, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
HRJ Capital - Capital Markets (Primary) California (Primary)
Hunter World Markets, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Husic Capital Management - Capital Markets (Primary) California (Primary)
Imagine Capital Management, LLC - Capital Markets (Primary) California (Primary)
Inflective Asset Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Insight Advisors, LLC - Capital Markets (Primary) California (Primary)
Investment Science Corporation - Capital Markets (Primary) California (Primary)
Ironwood Capital Management Corp. - Capital Markets (Primary) California (Primary)
Ivory Investment Management, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
JLF Asset Management, L.L.C. - Capital Markets (Primary) California (Primary)
JLH Capital Management - Capital Markets (Primary) California (Primary)
JMG Capital Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Joel R. Mogy Investment Counsel Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
John Galt Capital Management - Capital Markets (Primary) California (Primary)
JS Oliver Capital Management, L.P - Capital Markets (Primary) California (Primary)
Jurika, Mills & Keifer LLC - Capital Markets (Primary) California (Primary)
Kahn Capital Management, LLC - Capital Markets (Primary) California (Primary)
Kayne Anderson Capital Advisors, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Kendall Square Capital LLC - Capital Markets (Primary) California (Primary)
Kenneth Gerbino & Company - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
KiCap Management LP - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Kiitos Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Lahde Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Lakeway Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Lamoreaux Capital Management, LLC - Capital Markets (Primary) California (Primary)
Lattice Growth Partners LLC - Capital Markets (Primary) California (Primary)
Lawndale Capital Management - Capital Markets (Primary) California (Primary)
Lawrence Garshofsky and Company, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Lee Capital Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Leeward Investments, LLC - Capital Markets (Primary) California (Primary)
Legacy Capital Management, Inc. - Capital Markets (Primary) California (Primary)
LeVasseur Capital Partners - Capital Markets (Primary) California (Primary)
Liberation Investment Group - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Lindvall Capital Management, LLC - Capital Markets (Primary) California (Primary)
Lionshead Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Love Capital Partners, L.P. - Capital Markets (Primary) California (Primary)
M.A.G. Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Macke Asset Management, LLC - Capital Markets (Primary) California (Primary)
Macquarie Funds Management (USA) Inc. - Capital Markets (Primary) California (Primary)
Magnum Opus Capital Management, LLC - Capital Markets (Primary) California (Primary)
Maize Capital Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Makena Capital Management, LLC - Capital Markets (Primary) California (Primary)
Marcato Capital Management, LLC - Capital Markets (Primary) California (Primary)
Marin Capital Partners LP - Capital Markets (Primary) California (Primary)
MarketPsy Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Martin Asset Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Mathematica Capital Management, LLC - Capital Markets (Primary) California (Primary)
McCall Springer LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
MD Capital, LLC - Capital Markets (Primary) California (Primary)
MDB Capital Group LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
MDNH Trading - Capital Markets (Primary) California (Primary)
MedCap Management & Research LLC - Capital Markets (Primary) California (Primary)
Meisenbach Capital Management, Inc. - Capital Markets (Primary) California (Primary)
Mercury Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Merriman Curhan Ford Group, Inc. (NasdaqCM:MERR) NasdaqCM:MERR Capital Markets (Primary) California (Primary)
Middlemarch Capital - Capital Markets (Primary) California (Primary)
Miramar Asset Management, LLC - Capital Markets (Primary) California (Primary)
Mission Value Partners - Capital Markets (Primary) California (Primary)
Mitchell Partners, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Monarch Value Advisors - Capital Markets (Primary) California (Primary)
Mont Pelerin Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Mosaic Asset Management, L.P. - Capital Markets (Primary) California (Primary)
Mosaic Investments LLC - Capital Markets (Primary) California (Primary)
MV Holdings - Capital Markets (Primary) California (Primary)
Netcap Ventures - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Noesis Corporation - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
NorthPoint Trading Partners, LLC - Capital Markets (Primary) California (Primary)
Oak Hill Investment Management, L.P. - Capital Markets (Primary) California (Primary)
Oakmont Corporation - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
OBI Capital - Capital Markets (Primary) California (Primary)
Ocean Capital Partners - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Ocean Fund Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Ocean Park Advisors, LLC - Advisory Services - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Ocean Park Capital Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Oceanus Asset Management L.L.C. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Odyssey Value Advisors, LLC - Capital Markets (Primary) California (Primary)
OmniQuest Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Optimized Strategies Fund Limited - Capital Markets (Primary) California (Primary)
Origin Capital Management LLC - Capital Markets (Primary) California (Primary)
Osmium Partners, LLC - Capital Markets (Primary) California (Primary)
Pabrai Investment Funds - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Pacific Alternative Asset Management Company, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Pacific Coast Investment Partners, LLC - Capital Markets (Primary) California (Primary)
Pacific Edge Investment Management, LLC - Capital Markets (Primary) California (Primary)
Pacific Growth Equity Management, LLC - Capital Markets (Primary) California (Primary)
Pacific West Financial - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Palisair Capital LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Palmyra Capital Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Palo Alto Investors, LLC - Capital Markets (Primary) California (Primary)
Paradigm Select Assets, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Parallax Fund, L.P. - Capital Markets (Primary) California (Primary)
Partner Fund Management, L.P. - Capital Markets (Primary) California (Primary)
ParVest Management - Capital Markets (Primary) California (Primary)
Passport Capital, LLC - Capital Markets (Primary) California (Primary)
Passport Management, LLC - Capital Markets (Primary) California (Primary)
Paul D. Sonz Partners - Capital Markets (Primary) California (Primary)
Peninsula Capital Management, Inc. - Capital Markets (Primary) California (Primary)
Peter St Geme - Capital Markets (Primary) California (Primary)
Philadelphia Financial Management of San Francisco, LLC - Capital Markets (Primary) California (Primary)
Pi Capital, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Point Lobos Capital - Capital Markets (Primary) California (Primary)
Polestar Investment Research LLC - Capital Markets (Primary) California (Primary)
Porter Capital Management - Capital Markets (Primary) California (Primary)
Presidio Geary Management, LLC - Capital Markets (Primary) California (Primary)
Primarius Capital LLC - Capital Markets (Primary) California (Primary)
Prime Advisors, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Probitas Partners - Capital Markets (Primary) California (Primary)
Prospero Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
PTR Partners - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
QMHF Capital Management, LLC - Capital Markets (Primary) California (Primary)
Quantitative Bioequities Management, LLC - Capital Markets (Primary) California (Primary)
Ragnarok Capital - Capital Markets (Primary) California (Primary)
RBF Capital LLC - Capital Markets (Primary) California (Primary)
Redwood Pacific - Capital Markets (Primary) California (Primary)
Regis Management Company, LLC - Capital Markets (Primary) California (Primary)
Relentless Capital - Capital Markets (Primary) California (Primary)
Research Affiliates, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Resnick Capital Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Richard H. Morrison, LLC - Capital Markets (Primary) California (Primary)
Robbins Capital, LLC - Capital Markets (Primary) California (Primary)
Rockrose Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Rockwater Municipal Advisors LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
ROIC, LLC - Capital Markets (Primary) California (Primary)
Rosehill Capital Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Rosen Capital Management - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Ross Creek - Capital Markets (Primary) California (Primary)
S&Y Asset Management LLC - Capital Markets (Primary) California (Primary)
Sabre Value Management - Capital Markets (Primary) California (Primary)
Sabrient Systems, LLC - Capital Markets (Primary) California (Primary)
Sagamore Bioventures - Capital Markets (Primary) California (Primary)
Saints Capital - Capital Markets (Primary) California (Primary)
Salus Capital Management, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
San Francisco Investment Management, LLC - Capital Markets (Primary) California (Primary)
San Francisco Sentry Investment Group - Capital Markets (Primary) California (Primary)
Sand Hill Global Advisors, LLC - Capital Markets (Primary) California (Primary)
Saye Capital Management, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Schwab Capital Trust - Schwab Hedged Equity Fund (MutualFund:SWHE.X) MutualFund:SWHE.X Capital Markets (Primary) California (Primary)
Scion Capital Group - Capital Markets (Primary) California (Primary)
SD Capital Management, LLC - Capital Markets (Primary) California (Primary)
Seagate Global Advisors, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Seasons Capital Management, LLC - Capital Markets (Primary) California (Primary)
Sierra Asset Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Sierra Capital Planning - Capital Markets (Primary) California (Primary)
Silicon Capital Management - Capital Markets (Primary) California (Primary)
Silver Pine Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Singular Research - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Skye Investment Advisors - Capital Markets (Primary) California (Primary)
Smithwood Partners, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Soma Asset Management LLC - Capital Markets (Primary) California (Primary)
Source One Capital Partners - Capital Markets (Primary) California (Primary)
SPO Advisory Corp. - Capital Markets (Primary) California (Primary)
Spring Point Capital LLC - Capital Markets (Primary) California (Primary)
SSI Investment Management Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Stafford Capital Management LLC - Capital Markets (Primary) California (Primary)
Standard Pacific Capital, LLC - Capital Markets (Primary) California (Primary)
Steeple Capital L.P. - Capital Markets (Primary) California (Primary)
Stephens Investment Management, LLC - Capital Markets (Primary) California (Primary)
Sterling Johnston Capital Management, LP. - Capital Markets (Primary) California (Primary)
Strome Investment Management, L.P. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Summit Global Management, Inc. - Capital Markets (Primary) California (Primary)
Symmetry Capital Management LLC - Capital Markets (Primary) California (Primary)
Symphony Asset Management LLC - Capital Markets (Primary) California (Primary)
Tan LeBeau - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
TBL Companies - Capital Markets (Primary) California (Primary)
TeamCo Advisers LLC - Capital Markets (Primary) California (Primary)
Telegraph Capital - Capital Markets (Primary) California (Primary)
Telesis Capital, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Ten Mile Management - Capital Markets (Primary) California (Primary)
The Courtney Group, Investment Arm - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
The Cypress Funds LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
The Lewis Fund - Capital Markets (Primary) California (Primary)
Thomas Weisel Asset Management LLC - Capital Markets (Primary) California (Primary)
Tidal Creek Capital - Capital Markets (Primary) California (Primary)
Towneley Capital Management, Inc. - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Tradewinds Investment Management, L.P. - Capital Markets (Primary) California (Primary)
Trinad Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Triton Capital Investment Advisors, Inc. - Capital Markets (Primary) California (Primary)
True Capital Management, LLC - Capital Markets (Primary) California (Primary)
Trymetris Capital Management, LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
ValueAct Capital, LLC - Capital Markets (Primary) California (Primary)
Vantis Capital Management LLC - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Variant Capital - Capital Markets (Primary) California (Primary)
Vesuki Inc. - Capital Markets (Primary) California (Primary)
Viewpoint Investment Partners - Capital Markets (Primary) California (Primary)
Viking Asset Management, LLC - Capital Markets (Primary) California (Primary)
Viresco International Capital Management, LLC - Capital Markets (Primary) California (Primary)
Voleon Capital Management LP - Capital Markets (Primary) California (Primary)
Waldman Stenstrom - Capital Markets (Primary) California (Primary)
Walt Disney Co., Pension Arm - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Watershed Asset Management, L.L.C. - Capital Markets (Primary) California (Primary)
Weintraub Capital Management, L.P. - Capital Markets (Primary) California (Primary)
Weir Capital Management - Capital Markets (Primary) California (Primary)
WellCap Partners, LP - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Wells Fargo Alternative Asset Management, LLC - Capital Markets (Primary) California (Primary)
Wells Fargo Funds Management, LLC - Capital Markets (Primary) California (Primary)
West Highland Capital, Inc. - Capital Markets (Primary) California (Primary)
Westcliff Capital Management, LLC - Capital Markets (Primary) California (Primary)
Western Asset Management Company - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Western Standard Partners LP - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Wetherby Asset Management - Capital Markets (Primary) California (Primary)
Whelan Capital Management, Inc. - Capital Markets (Primary) California (Primary)
WibbCap - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
William O’Neil + Co., Incorporated - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Willow Brook Capital Group - Capital Markets (Primary) California (Primary); Los Angeles Area (Primary)
Willow Creek Capital Management LLC - Capital Markets (Primary) California (Primary)
Wilson Asset Management - Capital Markets (Primary) California (Primary)
Yiheng Capital, LLC - Capital Markets (Primary) California (Primary)
Zeff Holding Company, LLC - Capital Markets (Primary) California (Primary)
Zola Capital Management, LLC - Capital Markets (Primary) California (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: Cayman Islands (Primary)
2) Industry Classifications: Investment Banking and Brokerage (Primary)

Company Name Exchange:Ticker Geographic Locations Industry Classifications Arco Capital Corporation Ltd. - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Asian Debt Trading Ltd. - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Commoditrade Inc. (AIM:CMM) AIM:CMM Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Commoditrade Inc., Prior to Reverse Merger with Sucden (UK) Ltd. - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Cortland Capital Corp - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) ERC Ireland Finance Limited - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) GC Research Ltd. - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Investcorp Trading Limited - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) KBC Financial Products International Limited - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) State Street Cayman Trust Company, Limited - Cayman Islands (Primary) Investment Banking and Brokerage (Primary) Wafra Intervest Corporation - Cayman Islands (Primary) Investment Banking and Brokerage (Primary)

*Denotes proprietary information.

 

Capital IQ Company Screening Report

Screening Criteria
1) Geographic Locations: Hong Kong (Primary)
2) Industry Classifications: Investment Banking and Brokerage (Primary)

Company Name Exchange:Ticker Geographic Locations Industry Classifications 2Cube Holdings Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) 3V Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) 3V Capital Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ADMIS Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) All Options Asia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Allied Properties HK Ltd. (SEHK:56) SEHK:56 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Amsteel Securities (HK) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Amsteel Securities (HK) Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) AMTD Group Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Asia Financial Holdings Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Asia Pacific Advisers - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Asia Telemedia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Asian Capital Holding Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Asian Capital Partners - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Atherstone Capital (HK) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) AXA China Region Investment Services Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Baron Group Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Bear Stearns Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Bgc Securities (Hong Kong) Llc - Hong Kong (Primary) Investment Banking and Brokerage (Primary) BMI Funds Management Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) BNP Paribas Securities (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) BOC International Holdings Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) BOCI Research Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Bridge Partners Investment Management Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CAF Securities Company Limited; Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Calibre Asset Management Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Capital Estate Ltd. (SEHK:193) SEHK:193 Hong Kong (Primary) Investment Banking and Brokerage (Primary) CASH Financial Services Group Ltd. (SEHK:510) SEHK:510 Hong Kong (Primary) Investment Banking and Brokerage (Primary) CASH Financial Services Group Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CCB International Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CCB International Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CEF GC Brokerage Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Charles Schwab, Hong Kong, Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Chase JF - Hong Kong (Primary) Investment Banking and Brokerage (Primary) China Daye Non-Ferrous Metals Mining Limited (SEHK:661) SEHK:661 Hong Kong (Primary) Investment Banking and Brokerage (Primary) China Everbright Financial Holdings - Hong Kong (Primary) Investment Banking and Brokerage (Primary) China Everbright Financial Investments Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) China Everbright Research Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) China International Capital Corporation Hong Kong Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) China Merchants Securities (HK) Co., Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Chuang's Consortium International Ltd. (SEHK:367) SEHK:367 Hong Kong (Primary) Investment Banking and Brokerage (Primary) CIAM Group Limited (SEHK:378) SEHK:378 Hong Kong (Primary) Investment Banking and Brokerage (Primary) CIMB-GK Securities (HK) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Cinda International Holdings Limited (SEHK:111) SEHK:111 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Cinda International Holdings Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CITIC Capital Holdings Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CITIC Capital Markets Co., CITIC Capital Securities Co. and CITIC Capital Futures Co., Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CITIC Securities Futures (HK) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CITIC Securities International Co., Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Clarion Capital Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CLSA Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CLSA Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CN Intelligence Group Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) COL Capital Ltd. (SEHK:383) SEHK:383 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Computershare Hong Kong Investor Services Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Core Pacific -Yamaichi International (H.K.) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Core Pacific -Yamaichi International (H.K.) Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Cosmopolitan International Holdings Ltd. (SEHK:120) SEHK:120 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Cowen Latitude Asia - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Credit Suisse First Boston Holdings (hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CSC Securities (HK) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CSC Securities (HK) Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CTW Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) CUGU Group (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Daily Growth Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Daiwa Securities Capital Markets Hong Kong Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Daiwa Securities Capital Markets Hong Kong Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) DBS Asia Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) DBS Vickers (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) DebtTraders Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Deutsche Securities Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Dharmala Research Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Dragon Hill Wuling Automobile Holdings Limited (SEHK:305) SEHK:305 Hong Kong (Primary) Investment Banking and Brokerage (Primary) East Asia Securities Company Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Emperor Capital Group Limited (SEHK:717) SEHK:717 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Emperor Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Emperor Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Et Net Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ETRADE Securities (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Evolution Watterson Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Excalibur Futures Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Excalibur Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Extra-Fund Investment Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) FE Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) FINTEL Group Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) First Shanghai Investments Ltd. (SEHK:227) SEHK:227 Hong Kong (Primary) Investment Banking and Brokerage (Primary) First Shanghai Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Fortis Wealth Management Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Fubon Securities Investment Services Co., Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Fukoku Investment (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) GaveKal Research Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Get Nice Holdings Ltd. (SEHK:64) SEHK:64 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Goldbond Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Goldbond Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Goldman Sachs (Asia) Finance - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Goldman Sachs (Asia) L.L.C. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Grand Fortune Securities & Investment Co Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Grand Vinco Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Grandtag Financial Consultancy & Insurance Brokers Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) GuocoCapital Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) GuocoCapital Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Guotai Junan Financial Holdings Co., Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Guotai Junan Securities (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Guotai Junan Securities (Hong Kong) Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hai Tong (HK) Financial Holdings Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hani Securities (H.K.) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hani Securities (H.K.) Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Holding Investors and Traders, S.A. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Honest Opportunity Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hong Kong Futures Exchange Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hou Tak Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) HSBC Broking Services (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hsbc Futures (Singapore) Pte Ltd - Hong Kong (Primary) Investment Banking and Brokerage (Primary) HSBC Investment Bank Asia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) HSBC James Capel Asia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) HSBC Securities (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Hutchinson CSFBdirect - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ICAP Equities Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ICBC International Research - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ICEA Research - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Indosuez WI Carr Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Indosuez WI Carr Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Infast Brokerage Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Ipac Financial Planning Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) IRG Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Islemount Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) ITG Hong Kong Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Itso Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Janus Capital Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Japan Asia Holdings Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Japan Asia Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Japan Asia Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Jardine Fleming Research - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Jia Sheng Holdings Limited (SEHK:729) SEHK:729 Hong Kong (Primary) Investment Banking and Brokerage (Primary) JS Cresvale International Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Karl Thomson Holdings Ltd. (SEHK:7) SEHK:7 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Keefe, Bruyette & Woods Asia Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kiln Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kim Eng Corporate Finance (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kingston Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kingston Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kingsway Financial Services Group Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Koffman Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Kwong Fat Hong (Securities) Ltd - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Laidlaw Pacific (Asia), Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lazard Asia (HK) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lee Fung Hong (Cheungs) Forex Dealers Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lee Hing Development Ltd. (SEHK:68) SEHK:68 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lehman Brothers Asia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lehman Brothers Securities Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Lippo Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Louis Capital Markets, Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Luck Pond Enterprises Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Macquarie Capital (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Macquarie Services (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Malahon Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mansion House Securities (F.E.) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mansion House Securities (F.E.) Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) MasterLink Securities (HK) Corp., Ltd - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mees Pierson Securities (Asia) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mees Pierson Securities (Asia) Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mega Capital (Asia) Co., Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mega Securities (Hong Kong) Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mega Securities (Hong Kong) Company Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Meiland Holdings Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Merrill Lynch Far East Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Metro Capital Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mingly Corporation - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mirae Asset Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Mizuho Securities Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Montgomery Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Morning Star Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Morning Star Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) MUS Roosevelt Capital Advisers Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Nava Standard Chartered Securities Investment Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Nava Standard Chartered Securities Investment Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) New China Hong Kong Securities Ltd, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Newedge Group - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Nikko Research Centre (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Nomura Asian Equity Research - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Nomura International (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) North Mining Shares Company Limited (SEHK:433) SEHK:433 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Northern Trust Co. Of Hong Kong Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) OCBC Securities (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Oppenheimer Investments Asia Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Oriental Patron Financial Group - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Oriental Patron Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) OSK Asia Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) OSK Holdings Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) OSK Securities Hong Kong Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Pacific Challenge Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Pacific Challenge Securities Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Palazzari & Co. Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Paul Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Pelican Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Phillip Securities (HK) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Piper Jaffray Asia Futures Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Piper Jaffray Asia Holdings Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Piper Jaffray Asia Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Platinum Broking Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Platinum Broking Company Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Platinum Holdings Company Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Polaris Capital (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Polaris Capital (Asia) Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Polaris Securities (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Prudential-Bache Securities (Hong Kong) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Prudential-Bache Securities (Hong Kong) Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Quam Capital Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Quam Research - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Quam Securities Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Quest Stockbrokers (HK) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Redford Asset Management Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Redford Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) REXCAPITAL Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) SBCI Finance Asia Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) SBI E2 Capital Securities Ltd, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Score One Inc. (OTCPK:SREA) OTCPK:SREA Hong Kong (Primary) Investment Banking and Brokerage (Primary) Shenyin Wanguo HK Ltd. (SEHK:218) SEHK:218 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Shenyin Wanguo Research (H.K.) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Simsen International Corp. Ltd. (SEHK:993) SEHK:993 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Sinopac Capital (asia) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Sinopac Securities (Asia) Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Skyflying International Holdings Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Somerley Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) South China Financial Holdings Limited (SEHK:619) SEHK:619 Hong Kong (Primary) Investment Banking and Brokerage (Primary) South China Research Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) SSC Mandarin Financial Services Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Standard Chartered Securities (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Strategic Capital Services Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Sun Hung Kai Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Sun Hung Kai Strategic Capital Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Sun International Group Limited (SEHK:8029) SEHK:8029 Hong Kong (Primary) Investment Banking and Brokerage (Primary) SW Kingsway Capital Holdings Ltd. (SEHK:188) SEHK:188 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tai Fook Research Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tai Fook Securities Group Ltd. (SEHK:665) SEHK:665 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Taishin Securities (Hong Kong) Company Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Taiwan Concord Capital Securities (Hong Kong) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Taiwan Securities (hong Kong) Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) The Bank of East Asia, Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) The Chief Capital Group - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Town Hang Securities Co. Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tradition (Asia) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Transport Trackers - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tung Shing Securities (Brokers)Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tung Tai Securities Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Tung Tai Securities Company Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) UBS Investment Bank Asia Ltd., Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) UBS Securities Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) UBS Securities Hong Kong Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) UFJ Investments Asia Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Unicredit China Capital Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) United Simsen Bullion Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) United World Securities (International) Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Upbest Group Ltd. (SEHK:335) SEHK:335 Hong Kong (Primary) Investment Banking and Brokerage (Primary) VC Brokerage Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) VC Research Ltd. - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Vestasia Limited (ENXTPA:MLVES) ENXTPA:MLVES Hong Kong (Primary) Investment Banking and Brokerage (Primary) VXL Capital Ltd. (SEHK:727) SEHK:727 Hong Kong (Primary) Investment Banking and Brokerage (Primary) WAG Worldsec Corporate Finance Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Willie International Holdings Ltd. (SEHK:273) SEHK:273 Hong Kong (Primary) Investment Banking and Brokerage (Primary) Winfull Securities Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Worldsec Brokerage Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Worldsec International Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Worldsec International Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Worldsec Limited (LSE:WSL) LSE:WSL Hong Kong (Primary) Investment Banking and Brokerage (Primary) Yu On Securities Company Limited - Hong Kong (Primary) Investment Banking and Brokerage (Primary) Yuanta Financial Holding Co., Limited, Research Division - Hong Kong (Primary) Investment Banking and Brokerage (Primary)

*Denotes proprietary information.

 

Mergermarket is much better for this sort of thing.

You know you've been working too hard when you stop dreaming about bottles of champagne and hordes of naked women, and start dreaming about conditional formatting and circular references.
 

I don't understand the hate in this thread... if you don't like the post or how he's using his free time, move on. You're obviously not using YOUR time wisely by bitching at him...

Anyways, I was looking for IB in LA and SF. Thanks.

 

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